Purchases and Sales Made in Q3 2023 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2023. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2023
Q3 2023
|
Catalyst Capital Advisors LLC
Huntington, NY |
SELL
|
- |
-7.57K- 21.58% |
$717K - $796K
|
27.5K
$2.9M
|
|
|
Nov 01, 2023
Q3 2023
|
Martin Investment Management, LLC
Palm Beach Gardens, FL |
SELL
|
- |
-9.33K- 3.91% |
$883K - $980K
|
229K
$24.2M
|
|
|
Nov 09, 2023
Q3 2023
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-9.97K- 16.27% |
$944K - $1.05M
|
51.3K
$5.41M
|
|
|
Nov 07, 2023
Q3 2023
|
Barclays PLC
London, X0 |
SELL
|
- |
-10.7K- 97.01% |
$1.01M - $1.12M
|
328
$34.6K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-11K- 3.96% |
$1.04M - $1.16M
|
267K
$28.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-11.7K- 3.82% |
$1.11M - $1.23M
|
295K
$31.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-11.8K- 1.79% |
$1.12M - $1.24M
|
648K
$68.4M
|
|
|
Oct 10, 2023
Q3 2023
|
Baker Tilly Wealth Management, LLC
|
SELL
|
- |
-12.7K- 65.71% |
$1.21M - $1.34M
|
6.64K
$701K
|
|
|
Nov 02, 2023
Q3 2023
|
M&T Bank Corp
|
SELL
|
- |
-13.2K- 6.6% |
$1.25M - $1.39M
|
187K
$19.8M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-13.3K- 9.41% |
$1.26M - $1.4M
|
128K
$13.5M
|
|
|
Oct 16, 2023
Q3 2023
|
Douglas Lane & Associates, LLC
|
SELL
|
- |
-13.6K- 6.98% |
$1.29M - $1.43M
|
181K
$19.1M
|
|
|
Oct 18, 2023
Q3 2023
|
Timber Creek Capital Management LLC
|
SELL
|
- |
-13.7K- 20.89% |
$1.29M - $1.44M
|
51.7K
$5.45M
|
|
|
Nov 02, 2023
Q3 2023
|
F Dx Advisors, Inc.
|
SELL
|
- |
-13.9K- 47.01% |
$1.32M - $1.47M
|
15.7K
$1.66M
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-14.3K- 10.93% |
$1.35M - $1.5M
|
116K
$12.3M
|
|
|
Apr 01, 2024
Q3 2023
|
Azzad Asset Management Inc /Adv
Falls Church, VA |
SELL
|
- |
-14.5K- 42.11% |
$1.37M - $1.52M
|
19.9K
$2.1M
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-14.6K- 5.64% |
$1.38M - $1.53M
|
244K
$25.8M
|
|
|
Nov 07, 2023
Q3 2023
|
Corda Investment Management, Llc.
Houston, TX |
SELL
|
- |
-14.8K- 12.46% |
$1.4M - $1.55M
|
104K
$11M
|
|
|
Nov 14, 2023
Q3 2023
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-15.6K- 5.6% |
$1.48M - $1.64M
|
263K
$27.7M
|
|
|
Nov 14, 2023
Q3 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-15.8K- 64.75% |
$1.5M - $1.66M
|
8.6K
$907K
|
|
|
Nov 22, 2023
Q3 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-16K- 56.64% |
$1.52M - $1.68M
|
12.2K
$1.29M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-16.4K- 6.69% |
$1.56M - $1.73M
|
229K
$24.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Fora Capital, LLC
Miami, FL |
SELL
|
- |
-16.5K- 52.74% |
$1.56M - $1.74M
|
14.8K
$1.56M
|
|
|
Oct 20, 2023
Q3 2023
|
Manning & Napier Group, LLC
|
SELL
|
- |
-16.6K- 1.53% |
$1.58M - $1.75M
|
1.07M
$113M
|
|
|
Nov 08, 2023
Q3 2023
|
Beverly Hills Private Wealth, LLC
Beverly Hills, CA |
SELL
|
- |
-16.7K- 51.45% |
$1.58M - $1.75M
|
15.7K
$1.66M
|
|
|
Nov 06, 2023
Q3 2023
|
Euro Pacific Asset Management, LLC
Dorado, PR |
SELL
|
- |
-17.2K- 13.57% |
$1.63M - $1.81M
|
109K
$11.5M
|
|
|
Oct 30, 2023
Q3 2023
|
Cambiar Investors LLC
|
SELL
|
- |
-17.3K- 6.76% |
$1.64M - $1.82M
|
239K
$25.2M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-20.1K- 24.06% |
$1.91M - $2.12M
|
63.6K
$6.71M
|
|
|
Nov 14, 2023
Q3 2023
|
Earnest Partners LLC
Atlanta, GA |
SELL
|
- |
-24.2K- 2.88% |
$2.29M - $2.54M
|
816K
$86.1M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-24.2K- 4.47% |
$2.3M - $2.55M
|
518K
$54.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Old Mission Capital LLC
|
SELL
|
- |
-24.7K- 30.63% |
$2.34M - $2.6M
|
56K
$5.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-25.3K- 4.14% |
$2.4M - $2.66M
|
587K
$61.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-27.1K- 7.01% |
$2.57M - $2.85M
|
360K
$38M
|
|
|
Nov 08, 2023
Q3 2023
|
Charles Schwab Investment Management Inc
San Francisco, CA |
SELL
|
- |
-28.6K- 0.65% |
$2.71M - $3.01M
|
4.38M
$462M
|
|
|
Nov 13, 2023
Q3 2023
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-28.8K- 91.86% |
$2.73M - $3.03M
|
2.56K
$270K
|
|
|
Nov 14, 2023
Q3 2023
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-29.2K- 4.6% |
$2.77M - $3.07M
|
606K
$64M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-30.8K- 9.45% |
$2.92M - $3.24M
|
295K
$31.1M
|
|
|
Oct 24, 2023
Q3 2023
|
Brown Advisory Inc
|
SELL
|
- |
-31.4K- 9.86% |
$2.98M - $3.31M
|
287K
$30.3M
|
|
|
Nov 06, 2023
Q3 2023
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-32K- 68.78% |
$3.03M - $3.36M
|
14.5K
$1.53M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-32.8K- 52.54% |
$3.11M - $3.45M
|
29.7K
$3.13M
|
|
|
Nov 14, 2023
Q3 2023
|
State Street Corp
Boston, MA |
SELL
|
- |
-34.3K- 1.92% |
$3.25M - $3.61M
|
1.76M
$185M
|
|
|
Nov 09, 2023
Q3 2023
|
Causeway Capital Management LLC
Los Angeles, CA |
SELL
|
- |
-38.5K- 17.08% |
$3.65M - $4.05M
|
187K
$19.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-38.6K- 16.92% |
$3.65M - $4.05M
|
189K
$20M
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-40.1K- 5.64% |
$3.8M - $4.21M
|
671K
$70.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-46.3K- 10.94% |
$4.39M - $4.87M
|
377K
$39.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Fayez Sarofim & CO
Houston, TX |
SELL
|
- |
-53.2K- 45.24% |
$5.04M - $5.59M
|
64.3K
$6.79M
|
|
|
Nov 09, 2023
Q3 2023
|
Managed Asset Portfolios, LLC
Rochester, MI |
SELL
|
- |
-53.2K- 16.24% |
$5.04M - $5.59M
|
274K
$28.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-53.9K- 2.61% |
$5.1M - $5.66M
|
2.01M
$212M
|
|
|
Nov 14, 2023
Q3 2023
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-60K- 1.26% |
$5.69M - $6.31M
|
4.69M
$495M
|
|
|
Nov 14, 2023
Q3 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-61.1K- 66.08% |
$5.79M - $6.42M
|
31.4K
$3.31M
|
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-62.7K- 2.81% |
$5.94M - $6.6M
|
2.17M
$229M
|