Purchases and Sales Made in Q3 2023 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2023. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 13, 2023
Q3 2023
|
Sg Americas Securities, LLC
|
BUY
|
- |
14.8K+ 75.78% |
$1.4M - $1.56M
|
34.3K
$3.62M
|
|
|
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
14.7K+ 1.41% |
$1.4M - $1.55M
|
1.06M
$111M
|
|
|
Nov 15, 2023
Q3 2023
|
I A Global Asset Management Inc.
Quebec, A8 |
BUY
|
- |
13.6KNew |
$1.29M - $1.43M
|
13.6K
$1.44M
|
|
|
Nov 14, 2023
Q3 2023
|
Ethic Inc.
New York, NY |
BUY
|
- |
13.5K+ 13.56% |
$1.28M - $1.42M
|
113K
$11.9M
|
|
|
Nov 07, 2023
Q3 2023
|
Wsfs Capital Management, LLC
Philadelphia, PA |
BUY
|
- |
13.3KNew |
$1.26M - $1.4M
|
13.3K
$1.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
BUY
|
- |
13.1K+ 3.34% |
$1.24M - $1.38M
|
407K
$42.9M
|
|
|
Oct 10, 2023
Q3 2023
|
Iam Advisory, LLC
|
BUY
|
- |
12.6KNew |
$1.19M - $1.32M
|
12.6K
$1.33M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group Ltd.
Dublin, L2 |
BUY
|
- |
11.8KNew |
$1.12M - $1.24M
|
11.8K
$1.25M
|
|
|
Nov 14, 2023
Q3 2023
|
Vident Advisory, LLC
Alpharetta, GA |
BUY
|
- |
11.7KNew |
$1.11M - $1.23M
|
11.7K
$1.24M
|
|
|
Nov 08, 2023
Q3 2023
|
Penobscot Investment Management Company, Inc.
Boston, MA |
BUY
|
- |
10.9K+ 301.88% |
$1.04M - $1.15M
|
14.6K
$1.54M
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
10.8K+ 8.36% |
$1.03M - $1.14M
|
140K
$14.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Sal Trading, LLC
Wilmington, DE |
BUY
|
- |
10.4KNew |
$985K - $1.09M
|
10.4K
$1.1M
|
|
|
Sep 30, 2024
Q3 2023
|
Jarislowsky, Fraser LTD
|
BUY
|
- |
10.3K+ 18.18% |
$977K - $1.08M
|
67K
$7.07M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
10.1KNew |
$954K - $1.06M
|
10.1K
$1.06M
|
|
|
Oct 10, 2023
Q3 2023
|
Procyon Advisors, LLC
|
BUY
|
- |
9.31K+ 146.05% |
$882K - $979K
|
15.7K
$1.65M
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
9.23K+ 257.31% |
$874K - $970K
|
12.8K
$1.35M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
9.14K+ 263.37% |
$866K - $961K
|
12.6K
$1.33M
|
|
|
Nov 01, 2023
Q3 2023
|
Simplex Trading, LLC
|
BUY
|
- |
8.98KNew |
$850K - $944K
|
8.98K
$947K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
8.71K+ 2.39% |
$825K - $915K
|
372K
$39.3M
|
|
|
Oct 26, 2023
Q3 2023
|
Henry James International Management Inc.
|
BUY
|
- |
8.65K+ 149.76% |
$819K - $909K
|
14.4K
$1.52M
|
|
|
Nov 07, 2023
Q3 2023
|
Community Financial Services Group, LLC
Newport, VT |
BUY
|
- |
8.4KNew |
$796K - $883K
|
8.4K
$886K
|
|
|
Nov 14, 2023
Q3 2023
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
8.24K+ 31.75% |
$780K - $866K
|
34.2K
$3.61M
|
|
|
Nov 08, 2023
Q3 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
7.59K+ 40.69% |
$719K - $798K
|
26.3K
$2.77M
|
|
|
Oct 17, 2023
Q3 2023
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
7.58KNew |
$718K - $797K
|
7.58K
$800K
|
|
|
Oct 30, 2023
Q3 2023
|
Peoples Bank/Ks
Pratt, KS |
BUY
|
- |
7.25KNew |
$687K - $762K
|
7.25K
$765K
|
|
|
Nov 07, 2023
Q3 2023
|
Cookson Peirce & CO Inc
|
BUY
|
- |
7.14KNew |
$676K - $750K
|
7.14K
$753K
|
|
|
Oct 27, 2023
Q3 2023
|
Tiaa Trust, National Association
Charlotte, NC |
BUY
|
- |
7.11KNew |
$674K - $748K
|
7.11K
$750K
|
|
|
Oct 10, 2023
Q3 2023
|
Ignite Planners, LLC
|
BUY
|
- |
6.93KNew |
$656K - $728K
|
6.93K
$731K
|
|
|
Nov 14, 2023
Q3 2023
|
Price T Rowe Associates Inc
Baltimore, MD |
BUY
|
- |
6.74K+ 6.32% |
$638K - $708K
|
113K
$12M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
6.59K+ 9.58% |
$624K - $693K
|
75.4K
$7.95M
|
|
|
Nov 13, 2023
Q3 2023
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
6.52KNew |
$617K - $685K
|
6.52K
$688K
|
|
|
Oct 26, 2023
Q3 2023
|
Nbt Bank N A
|
BUY
|
- |
6.52K+ 32.4% |
$617K - $685K
|
26.6K
$2.81M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.5K+ 1.91% |
$616K - $683K
|
347K
$36.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
6.05K+ 5.92% |
$573K - $636K
|
108K
$11.4M
|
|
|
Nov 15, 2023
Q3 2023
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
5.89K+ 1731.47% |
$558K - $619K
|
6.23K
$657K
|
|
|
Nov 13, 2023
Q3 2023
|
Balentine LLC
Atlanta, GA |
BUY
|
- |
5.81K+ 30.24% |
$551K - $611K
|
25K
$2.64M
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
5.55K+ 21.08% |
$526K - $584K
|
31.9K
$3.36M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.47K+ 2.22% |
$518K - $575K
|
252K
$26.5M
|
|
|
Nov 15, 2023
Q3 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
5.3K+ 96.5% |
$502K - $557K
|
10.8K
$1.14M
|
|
|
Nov 06, 2023
Q3 2023
|
Capital Wealth Planning, LLC
|
BUY
|
- |
5.3K+ 96.5% |
$502K - $557K
|
10.8K
$1.14M
|
|
|
Nov 13, 2023
Q3 2023
|
Phoenix Holdings Ltd.
Givatayim, L3 |
BUY
|
- |
5.02K+ 89.02% |
$475K - $528K
|
10.7K
$1.12M
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
5.01K+ 92.32% |
$475K - $527K
|
10.4K
$1.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
5KNew |
$474K - $526K
|
5K
$527K
|
|
|
Nov 14, 2023
Q3 2023
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
BUY
|
- |
4.96K+ 6200.0% |
$470K - $521K
|
5.04K
$532K
|
|
|
Nov 09, 2023
Q3 2023
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
4.9K+ 16.72% |
$464K - $515K
|
34.2K
$3.61M
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
BUY
|
- |
4.61K+ 3.4% |
$436K - $484K
|
140K
$14.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
4.56KNew |
$432K - $479K
|
4.56K
$481K
|
|
|
Oct 11, 2023
Q3 2023
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
4.53K+ 23.81% |
$429K - $476K
|
23.5K
$2.48M
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
4.52K+ 2.28% |
$429K - $476K
|
203K
$21.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.51K+ 1.39% |
$427K - $474K
|
330K
$34.8M
|