Purchases and Sales Made in Q3 2023 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2023. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
1.2KNew |
$114K - $126K
|
1.2K
$128K
|
|
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
1.16K+ 31.53% |
$110K - $122K
|
4.85K
$515K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.15K+ 1498.7% |
$109K - $121K
|
1.23K
$131K
|
|
|
Nov 13, 2023
Q3 2023
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
1.13K+ 8.83% |
$107K - $119K
|
13.9K
$1.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.09K+ 5.02% |
$104K - $115K
|
22.9K
$2.43M
|
|
|
Nov 08, 2023
Q3 2023
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
1.08K+ 5.47% |
$102K - $114K
|
20.9K
$2.22M
|
|
|
Oct 20, 2023
Q3 2023
|
Ascent Wealth Partners, LLC
New Hartford, NY |
BUY
|
- |
1.08K+ 7.33% |
$102K - $114K
|
15.8K
$1.68M
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.06K+ 4.82% |
$100K - $111K
|
23K
$2.45M
|
|
|
Oct 18, 2023
Q3 2023
|
Caprock Group, Inc.
|
BUY
|
- |
1.03K+ 6.95% |
$98K - $109K
|
15.9K
$1.69M
|
|
|
Nov 22, 2023
Q3 2023
|
Verity Asset Management, Inc.
Durham, NC |
BUY
|
- |
1.03K+ 47.97% |
$97.6K - $108K
|
3.18K
$338K
|
|
|
Nov 13, 2023
Q3 2023
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
1.03K+ 6.34% |
$97.6K - $108K
|
17.3K
$1.84M
|
|
|
Oct 23, 2023
Q3 2023
|
Mission Wealth Management, LP
|
BUY
|
- |
1.03K+ 12.8% |
$97.4K - $108K
|
9.06K
$962K
|
|
|
Oct 04, 2023
Q3 2023
|
Fulton Bank, N.A.
|
BUY
|
- |
1.02K+ 15.55% |
$96.2K - $107K
|
7.55K
$802K
|
|
|
Oct 11, 2023
Q3 2023
|
Kathmere Capital Management, LLC
Wayne, PA |
BUY
|
- |
986+ 9.61% |
$93.4K - $104K
|
11.3K
$1.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
BUY
|
- |
977+ 12.6% |
$92.6K - $103K
|
8.73K
$928K
|
|
|
Nov 08, 2023
Q3 2023
|
Sepio Capital, LP
|
BUY
|
- |
939+ 5.78% |
$89K - $98.7K
|
17.2K
$1.83M
|
|
|
Nov 01, 2023
Q3 2023
|
Mitchell Sinkler & Starr
|
BUY
|
- |
910+ 26.78% |
$86.2K - $95.7K
|
4.31K
$458K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
909+ 7.4% |
$86.1K - $95.6K
|
13.2K
$1.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Capital World Investors
Los Angeles, CA |
BUY
|
- |
909+ 3.03% |
$86.1K - $95.6K
|
30.9K
$3.29M
|
|
|
Oct 30, 2023
Q3 2023
|
Cfo4 Life Group, LLC
|
BUY
|
- |
886+ 14.14% |
$83.9K - $93.1K
|
7.15K
$760K
|
|
|
Nov 03, 2023
Q3 2023
|
Ieq Capital, LLC
|
BUY
|
- |
864+ 18.79% |
$81.8K - $90.8K
|
5.46K
$580K
|
|
|
Nov 07, 2023
Q3 2023
|
Valmark Advisers, Inc.
|
BUY
|
- |
842+ 11.37% |
$79.8K - $88.5K
|
8.25K
$876K
|
|
|
Oct 10, 2023
Q3 2023
|
Wedmont Private Capital
|
BUY
|
- |
832+ 28.7% |
$78.8K - $87.5K
|
3.73K
$396K
|
|
|
Oct 17, 2023
Q3 2023
|
Aspiriant, LLC
|
BUY
|
- |
820+ 27.51% |
$77.7K - $86.2K
|
3.8K
$404K
|
|
|
Jul 12, 2024
Q3 2023
|
Cardinal Capital Management
|
BUY
|
- |
816+ 2.0% |
$77.3K - $85.8K
|
41.7K
$4.43M
|
|
|
Oct 16, 2023
Q3 2023
|
Cardinal Capital Management
|
BUY
|
- |
816+ 2.0% |
$77.3K - $85.8K
|
41.7K
$4.43M
|
|
|
Nov 09, 2023
Q3 2023
|
Texas Yale Capital Corp.
St. Petersburg, FL |
BUY
|
- |
810+ 30.66% |
$76.7K - $85.2K
|
3.45K
$367K
|
|
|
Nov 02, 2023
Q3 2023
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
795+ 63.1% |
$75.3K - $83.6K
|
2.06K
$218K
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
787+ 9.64% |
$74.6K - $82.7K
|
8.96K
$952K
|
|
|
Oct 19, 2023
Q3 2023
|
Ballentine Partners, LLC
Waltham, MA |
BUY
|
- |
783+ 7.48% |
$74.2K - $82.3K
|
11.3K
$1.2M
|
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
780+ 4.42% |
$73.9K - $82K
|
18.4K
$1.96M
|
|
|
Nov 14, 2023
Q3 2023
|
Glenmede Trust CO Na
Philadelphia, PA |
BUY
|
- |
780+ 2.04% |
$73.9K - $82K
|
39K
$4.14M
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
778+ 0.81% |
$73.7K - $81.8K
|
97K
$10.3M
|
|
|
Nov 01, 2023
Q3 2023
|
Regions Financial Corp
|
BUY
|
- |
775+ 13.66% |
$73.4K - $81.5K
|
6.45K
$685K
|
|
|
Oct 11, 2023
Q3 2023
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
773+ 44.07% |
$73.2K - $81.3K
|
2.53K
$269K
|
|
|
Nov 06, 2023
Q3 2023
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
766+ 31.44% |
$72.6K - $80.5K
|
3.2K
$340K
|
|
|
Oct 24, 2023
Q3 2023
|
Apricus Wealth, LLC
Beaufort, SC |
BUY
|
- |
763+ 2.59% |
$72.3K - $80.2K
|
30.3K
$3.22M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
754+ 1.97% |
$71.4K - $79.3K
|
38.9K
$4.14M
|
|
|
Nov 07, 2023
Q3 2023
|
Eagle Claw Capital Managment, LLC
Boston, MA |
BUY
|
- |
750+ 3.32% |
$71K - $78.8K
|
23.3K
$2.48M
|
|
|
Nov 13, 2023
Q3 2023
|
Fca Corp
Houston, TX |
BUY
|
- |
750+ 3.33% |
$71K - $78.8K
|
23.3K
$2.47M
|
|
|
Nov 15, 2023
Q3 2023
|
Orion Capital Management LLC
|
BUY
|
- |
733New |
$69.4K - $77.1K
|
733
$77.9K
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
BUY
|
- |
725+ 0.39% |
$68.7K - $76.2K
|
185K
$19.6M
|
|
|
Nov 09, 2023
Q3 2023
|
Sanders Capital, LLC
West Palm Beach, FL |
BUY
|
- |
710+ 0.07% |
$67.3K - $74.6K
|
1.07M
$114M
|
|
|
Nov 07, 2023
Q3 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
693+ 28.17% |
$65.6K - $72.9K
|
3.15K
$335K
|
|
|
Oct 20, 2023
Q3 2023
|
Pds Planning, Inc
|
BUY
|
- |
672+ 9.95% |
$63.7K - $70.6K
|
7.43K
$789K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
669+ 0.13% |
$63.4K - $70.3K
|
497K
$52.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
662+ 123.51% |
$62.7K - $69.6K
|
1.2K
$127K
|
|
|
Nov 08, 2023
Q3 2023
|
Fort Sheridan Advisors LLC
Highland Park, IL |
BUY
|
- |
645+ 8.76% |
$61.1K - $67.8K
|
8.01K
$851K
|
|
|
Nov 13, 2023
Q3 2023
|
Clearbridge Investments, LLC
New York, NY |
BUY
|
- |
645+ 21.7% |
$61.1K - $67.8K
|
3.62K
$384K
|
|
|
Nov 08, 2023
Q3 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
643+ 6.0% |
$60.9K - $67.6K
|
11.4K
$1.21M
|