Purchases and Sales Made in Q4 2023 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q4 2023. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 29, 2024
Q4 2023
|
Garland Capital Management Inc
|
SELL
|
- |
-3.4K- 6.21% |
$314K - $345K
|
51.3K
$5.05M
|
|
|
Feb 14, 2024
Q4 2023
|
Sal Trading, LLC
Wilmington, DE |
SELL
|
- |
-3.4K- 32.69% |
$314K - $345K
|
7K
$689K
|
|
|
Jan 02, 2024
Q4 2023
|
Neville Rodie & Shaw Inc
|
SELL
|
- |
-3.45K- 34.83% |
$319K - $351K
|
6.46K
$636K
|
|
|
Feb 13, 2024
Q4 2023
|
Dempze Nancy E
|
SELL
|
- |
-3.5K- 15.45% |
$323K - $355K
|
19.1K
$1.88M
|
|
|
Jan 24, 2024
Q4 2023
|
Nilsine Partners, LLC
Greenwood Village, CO |
SELL
|
- |
-3.57K- 37.69% |
$330K - $363K
|
5.91K
$581K
|
|
|
Jan 31, 2024
Q4 2023
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-3.7K- 2.99% |
$341K - $375K
|
120K
$11.8M
|
|
|
Feb 13, 2024
Q4 2023
|
Fairfield, Bush & Co.
Darien, CT |
SELL
|
- |
-3.92K- 11.77% |
$362K - $398K
|
29.4K
$2.9M
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-4.05K- 14.95% |
$374K - $412K
|
23.1K
$2.27M
|
|
|
Feb 05, 2024
Q4 2023
|
Guyasuta Investment Advisors Inc
|
SELL
|
- |
-4.13K- 24.56% |
$381K - $419K
|
12.7K
$1.25M
|
|
|
Feb 09, 2024
Q4 2023
|
Banco Santander, S.A.
|
SELL
|
- |
-4.2K- 5.85% |
$388K - $426K
|
67.6K
$6.66M
|
|
|
Feb 13, 2024
Q4 2023
|
Tweedy Browne Co.
Tweedy, Browne CO LLC | Stamford, Ct
|
SELL
|
- |
-4.3K- 4.53% |
$396K - $436K
|
90.6K
$8.92M
|
|
|
Feb 09, 2024
Q4 2023
|
Rosenbaum Jay D.
Boston, MA |
SELL
|
- |
-4.38K- 51.14% |
$404K - $444K
|
4.18K
$412K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-4.75K- 1.95% |
$438K - $482K
|
239K
$23.6M
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-4.75K- 66.81% |
$439K - $483K
|
2.36K
$233K
|
|
|
Feb 06, 2024
Q4 2023
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-4.8K- 4.95% |
$443K - $488K
|
92.3K
$9.08M
|
|
|
Feb 05, 2024
Q4 2023
|
Van Eck Associates Corp
|
SELL
|
- |
-4.81K- 2.19% |
$444K - $489K
|
215K
$21.2M
|
|
|
Feb 13, 2024
Q4 2023
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
SELL
|
- |
-4.96K- 98.41% |
$458K - $504K
|
80
$7.88K
|
|
|
Jan 08, 2024
Q4 2023
|
First Hawaiian Bank
|
SELL
|
- |
-5.04K- 18.58% |
$465K - $512K
|
22.1K
$2.18M
|
|
|
Feb 14, 2024
Q4 2023
|
Bradley Foster & Sargent Inc
Hartford, CT |
SELL
|
- |
-5.06K- 13.52% |
$467K - $514K
|
32.4K
$3.19M
|
|
|
Feb 13, 2024
Q4 2023
|
Page Arthur B
|
SELL
|
- |
-5.28K- 23.34% |
$487K - $536K
|
17.3K
$1.71M
|
|
|
Feb 13, 2024
Q4 2023
|
Notis Mc Conarty Edward
|
SELL
|
- |
-5.32K- 12.65% |
$491K - $540K
|
36.7K
$3.62M
|
|
|
Feb 07, 2024
Q4 2023
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-5.32K- 10.38% |
$491K - $540K
|
45.9K
$4.52M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.63K- 0.28% |
$520K - $572K
|
2M
$197M
|
|
|
Feb 13, 2024
Q4 2023
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
SELL
|
- |
-5.93K- 3.96% |
$547K - $602K
|
144K
$14.2M
|
|
|
Feb 29, 2024
Q4 2023
|
Quintet Private Bank (Europe) S.A.
Luxembourg, N4 |
SELL
|
- |
-5.95K- 97.05% |
$549K - $604K
|
181
$17.8K
|
|
|
Jan 18, 2024
Q4 2023
|
Everett Harris & CO
|
SELL
|
- |
-6.44K- 22.57% |
$594K - $654K
|
22.1K
$2.17M
|
|
|
Feb 08, 2024
Q4 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
SELL
|
- |
-6.45K- 19.08% |
$595K - $655K
|
27.4K
$2.69M
|
|
|
Jan 17, 2024
Q4 2023
|
Douglas Lane & Associates, LLC
|
SELL
|
- |
-6.62K- 3.65% |
$611K - $672K
|
175K
$17.2M
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-6.88K- 4.52% |
$635K - $699K
|
145K
$14.3M
|
|
|
Feb 12, 2024
Q4 2023
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-7.22K- 6.26% |
$666K - $733K
|
108K
$10.6M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-7.35K- 2.75% |
$678K - $746K
|
260K
$25.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Kidder Stephen W
|
SELL
|
- |
-7.61K- 27.31% |
$702K - $773K
|
20.3K
$1.99M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-7.81K- 12.28% |
$720K - $793K
|
55.8K
$5.49M
|
|
|
Feb 14, 2024
Q4 2023
|
Twin Tree Management, LP
Dallas, TX |
SELL
|
- |
-8.38K- 55.11% |
$773K - $850K
|
6.82K
$672K
|
|
|
Feb 14, 2024
Q4 2023
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-8.57K- 18.07% |
$791K - $870K
|
38.9K
$3.83M
|
|
|
Mar 08, 2024
Q4 2023
|
Trust CO Of Vermont
|
SELL
|
- |
-8.75K- 16.53% |
$807K - $888K
|
44.2K
$4.35M
|
|
|
Feb 02, 2024
Q4 2023
|
Syon Capital LLC
San Francisco, CA |
SELL
|
- |
-8.83K- 13.7% |
$815K - $897K
|
55.6K
$5.48M
|
|
|
Feb 14, 2024
Q4 2023
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-8.96K- 21.83% |
$827K - $910K
|
32.1K
$3.16M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-9.44K- 2.62% |
$871K - $958K
|
350K
$34.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Delaney Dennis R
Boston, MA |
SELL
|
- |
-9.95K- 24.39% |
$918K - $1.01M
|
30.9K
$3.04M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-10.1K- 2.03% |
$932K - $1.03M
|
487K
$48M
|
|
|
Feb 15, 2024
Q4 2023
|
Townsquare Capital LLC
|
SELL
|
- |
-10.5K- 41.04% |
$972K - $1.07M
|
15.1K
$1.49M
|
|
|
Feb 06, 2024
Q4 2023
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-10.8K- 47.11% |
$994K - $1.09M
|
12.1K
$1.19M
|
|
|
Feb 13, 2024
Q4 2023
|
Puzo Michael J
|
SELL
|
- |
-11.3K- 14.96% |
$1.05M - $1.15M
|
64.5K
$6.35M
|
|
|
Mar 05, 2024
Q4 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-11.4K- 0.79% |
$1.05M - $1.16M
|
1.43M
$141M
|
|
|
Feb 06, 2024
Q4 2023
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-11.7K- 32.94% |
$1.08M - $1.19M
|
23.9K
$2.35M
|
|
|
Jan 19, 2024
Q4 2023
|
Manning & Napier Group, LLC
|
SELL
|
- |
-12K- 1.12% |
$1.11M - $1.22M
|
1.06M
$104M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-12.3K- 3.27% |
$1.14M - $1.25M
|
365K
$35.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Fayez Sarofim & CO
Houston, TX |
SELL
|
- |
-12.9K- 20.0% |
$1.19M - $1.31M
|
51.5K
$5.07M
|
|
|
Feb 12, 2024
Q4 2023
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-13K- 21.28% |
$1.2M - $1.32M
|
48.2K
$4.75M
|