Purchases and Sales Made in Q4 2023 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q4 2023. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2024
Q4 2023
|
Heritage Wealth Management, LLC
Phoenix, AZ |
SELL
|
- |
-13.1K- 66.73% |
$1.21M - $1.33M
|
6.55K
$645K
|
|
|
Feb 06, 2024
Q4 2023
|
Y.D. More Investments LTD
Ramat Gan, L3 |
SELL
|
- |
-13.7K- 31.35% |
$1.27M - $1.39M
|
30.1K
$2.96M
|
|
|
Jan 09, 2024
Q4 2023
|
Boston Common Asset Management, LLC
Boston, MA |
SELL
|
- |
-13.9K- 7.43% |
$1.29M - $1.41M
|
174K
$17.1M
|
|
|
Feb 05, 2024
Q4 2023
|
Victory Capital Management Inc
|
SELL
|
- |
-15.1K- 70.73% |
$1.4M - $1.54M
|
6.26K
$616K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-17.8K- 0.87% |
$1.64M - $1.8M
|
2.03M
$200M
|
|
|
Jan 29, 2024
Q4 2023
|
Cornerstone Wealth Group, LLC
|
SELL
|
- |
-19.2K- 40.69% |
$1.78M - $1.95M
|
28.1K
$2.76M
|
|
|
Feb 12, 2024
Q4 2023
|
Corda Investment Management, Llc.
Houston, TX |
SELL
|
- |
-22.3K- 21.47% |
$2.06M - $2.26M
|
81.6K
$8.03M
|
|
|
Feb 14, 2024
Q4 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-22.4K- 20.54% |
$2.07M - $2.27M
|
86.6K
$8.53M
|
|
|
Feb 14, 2024
Q4 2023
|
Gluskin Sheff & Assoc Inc
Toronto, A6 |
SELL
|
- |
-24.4K- 30.46% |
$2.25M - $2.48M
|
55.7K
$5.49M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-24.8K- 19.56% |
$2.28M - $2.51M
|
102K
$10M
|
|
|
Feb 13, 2024
Q4 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-27.2K- 1.25% |
$2.51M - $2.76M
|
2.14M
$211M
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-27.4K- 9.3% |
$2.53M - $2.78M
|
268K
$26.3M
|
|
|
Feb 13, 2024
Q4 2023
|
Somerville Kurt F
|
SELL
|
- |
-28.5K- 22.92% |
$2.63M - $2.89M
|
95.8K
$9.44M
|
|
|
Jan 24, 2024
Q4 2023
|
Arlington Trust CO LLC
Birmingham, AL |
SELL
|
- |
-29K- 99.93% |
$2.68M - $2.95M
|
20
$1.97K
|
|
|
Feb 12, 2024
Q4 2023
|
Hemenway Trust CO LLC
|
SELL
|
- |
-30.2K- 15.72% |
$2.79M - $3.07M
|
162K
$15.9M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-30.6K- 1.21% |
$2.83M - $3.11M
|
2.51M
$247M
|
|
|
Jan 29, 2024
Q4 2023
|
Bristol John W & CO Inc
|
SELL
|
- |
-32.7K- 4.83% |
$3.01M - $3.32M
|
643K
$63.3M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-33.5K- 3.88% |
$3.09M - $3.4M
|
830K
$81.7M
|
|
|
Feb 08, 2024
Q4 2023
|
Brown Advisory Inc
|
SELL
|
- |
-39.5K- 13.74% |
$3.64M - $4.01M
|
248K
$24.4M
|
|
|
Feb 09, 2024
Q4 2023
|
Moreno Evelyn V
Boston, MA |
SELL
|
- |
-41.8K- 53.24% |
$3.86M - $4.24M
|
36.7K
$3.61M
|
|
|
Feb 09, 2024
Q4 2023
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-50.4K- 19.18% |
$4.65M - $5.12M
|
212K
$20.9M
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-50.7K- 17.14% |
$4.67M - $5.14M
|
245K
$24.1M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-53.7K- 21.68% |
$4.95M - $5.45M
|
194K
$19.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Loomis Sayles & CO L P
|
SELL
|
- |
-56.7K- 0.93% |
$5.23M - $5.76M
|
6.01M
$592M
|
|
|
Feb 13, 2024
Q4 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-63.1K- 54.27% |
$5.82M - $6.41M
|
53.2K
$5.24M
|
|
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-70.1K- 56.12% |
$6.47M - $7.12M
|
54.8K
$5.4M
|
|
|
Jan 25, 2024
Q4 2023
|
Cambiar Investors LLC
|
SELL
|
- |
-82.5K- 34.58% |
$7.62M - $8.38M
|
156K
$15.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-137K- 30.7% |
$12.7M - $14M
|
310K
$30.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Holocene Advisors, LP
New York, NY |
SELL
|
- |
-165K- 67.55% |
$15.2M - $16.7M
|
79.1K
$7.78M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-195K- 10.51% |
$18M - $19.8M
|
1.66M
$164M
|
|
|
Feb 07, 2024
Q4 2023
|
Dimensional Fund Advisors LP
Austin, TX |
SELL
|
- |
-196K- 3.12% |
$18.1M - $19.9M
|
6.08M
$598M
|
|
|
Feb 14, 2024
Q4 2023
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-214K- 33.06% |
$19.8M - $21.8M
|
434K
$42.7M
|
|
|
Feb 09, 2024
Q4 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-228K- 74.7% |
$21M - $23.1M
|
77.2K
$7.6M
|
|
|
Feb 09, 2024
Q4 2023
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-296K- 4.77% |
$27.3M - $30.1M
|
5.91M
$582M
|
|
|
Feb 13, 2024
Q4 2023
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
SELL
|
- |
-300K- 16.41% |
$27.7M - $30.5M
|
1.53M
$150M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-324K- 4.37% |
$29.9M - $32.9M
|
7.09M
$698M
|
|
|
Feb 14, 2024
Q4 2023
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-625K- 59.1% |
$57.6M - $63.4M
|
432K
$42.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Cullen Capital Management, LLC
New York, NY |
SELL
|
- |
-1.09M- 39.99% |
$100M - $110M
|
1.63M
$160M
|
|
|
Feb 09, 2024
Q4 2023
|
Primecap Management CO
Pasadena, CA |
SELL
|
- |
-1.69M- 11.58% |
$156M - $172M
|
12.9M
$1.27B
|
|
|
Feb 15, 2024
Q4 2023
|
Dodge & Cox
San Francisco, CA |
SELL
|
- |
-3.1M- 19.05% |
$286M - $315M
|
13.2M
$1.3B
|
|
|
Feb 06, 2024
Q4 2023
|
Charles Schwab Investment Management Inc
San Francisco, CA |
SELL
|
- |
-4.24M- 96.66% |
$391M - $430M
|
146K
$14.4M
|