Purchases and Sales Made in Q1 2023 in River North/Double Line Strategic Opportunity Fund, Inc. (OPP)
This table provides information about the institutional ownership of River North/Double Line Strategic Opportunity Fund, Inc. (OPP) during Q1 2023. The information is specifically focused on institutions that hold shares of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
582K+ 210.35% |
$4.79M - $5.38M
|
859K
$7.22M
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
306KNew |
$2.51M - $2.82M
|
306K
$2.57M
|
|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
212KNew |
$1.74M - $1.96M
|
212K
$1.78M
|
|
|
May 15, 2023
Q1 2023
|
Mangrove Partners
New York, NY |
BUY
|
- |
194KNew |
$1.6M - $1.8M
|
194K
$1.63M
|
|
|
Apr 27, 2023
Q1 2023
|
Matisse Capital
|
BUY
|
- |
160KNew |
$1.32M - $1.48M
|
160K
$1.34M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
138K+ 82.71% |
$1.14M - $1.28M
|
306K
$2.57M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
124KNew |
$1.02M - $1.14M
|
124K
$1.04M
|
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
121KNew |
$999K - $1.12M
|
121K
$1.02M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
69.7K+ 103.3% |
$574K - $644K
|
137K
$1.15M
|
|
|
May 11, 2023
Q1 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
56.2KNew |
$463K - $520K
|
56.2K
$472K
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
55.7K+ 234.51% |
$458K - $514K
|
79.4K
$667K
|
|
|
May 15, 2023
Q1 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
50.8K+ 57.69% |
$418K - $469K
|
139K
$1.17M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
43.7K+ 15.31% |
$360K - $404K
|
329K
$2.77M
|
|
|
Nov 21, 2023
Q1 2023
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
29.4KNew |
$242K - $271K
|
29.4K
$247K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
28K+ 17.31% |
$230K - $259K
|
190K
$1.59M
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
28KNew |
$230K - $259K
|
28K
$235K
|
|
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
27.4K+ 183.16% |
$226K - $254K
|
42.4K
$356K
|
|
|
May 15, 2023
Q1 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
27.2KNew |
$224K - $251K
|
27.2K
$228K
|
|
|
May 15, 2023
Q1 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
23.4KNew |
$192K - $216K
|
23.4K
$196K
|
|
|
May 15, 2023
Q1 2023
|
Quarry LP
New York, NY |
BUY
|
- |
23.4KNew |
$192K - $216K
|
23.4K
$196K
|
|
|
May 24, 2023
Q1 2023
|
Verity Asset Management, Inc.
Durham, NC |
BUY
|
- |
22.3KNew |
$183K - $206K
|
22.3K
$187K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
17.1K+ 23.81% |
$140K - $158K
|
88.8K
$746K
|
|
|
Apr 26, 2023
Q1 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
16.8KNew |
$139K - $155K
|
16.8K
$141K
|
|
|
May 11, 2023
Q1 2023
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
13KNew |
$107K - $120K
|
13K
$109K
|
|
|
Sep 06, 2023
Q1 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
10.3KNew |
$84.8K - $95.2K
|
10.3K
$86.5K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.65K+ 9.34% |
$71.2K - $79.9K
|
101K
$850K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
7.5K+ 54.35% |
$61.7K - $69.3K
|
21.3K
$179K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.87KNew |
$23.6K - $26.5K
|
2.87K
$24.1K
|
|
|
May 11, 2023
Q1 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.85K+ 6.71% |
$23.4K - $26.3K
|
45.2K
$380K
|
|
|
May 15, 2023
Q1 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
1.42K+ 3.79% |
$11.7K - $13.1K
|
38.8K
$326K
|
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
557New |
$4.58K - $5.15K
|
557
$4.68K
|
|
|
Apr 17, 2023
Q1 2023
|
Gradient Investments LLC
|
BUY
|
- |
489New |
$4.02K - $4.52K
|
489
$4.11K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
102+ 25.44% |
$839 - $942
|
503
$4.23K
|
|
|
May 11, 2023
Q1 2023
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
21+ 0.08% |
$173 - $194
|
26.2K
$220K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-97- 0.72% |
$798 - $896
|
13.5K
$113K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-621- 6.41% |
$5.11K - $5.74K
|
9.07K
$76.2K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-700- 0.83% |
$5.76K - $6.47K
|
83.3K
$700K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-705- 4.03% |
$5.8K - $6.51K
|
16.8K
$141K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.04K- 3.5% |
$16.8K - $18.8K
|
56.3K
$473K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-3.01K- 5.31% |
$24.8K - $27.8K
|
53.7K
$451K
|
|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-30.8K- 14.91% |
$254K - $285K
|
176K
$1.48M
|
|
|
May 12, 2023
Q1 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-31.2K- 29.61% |
$257K - $288K
|
74.2K
$623K
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-1.34M- 52.6% |
$11M - $12.4M
|
1.21M
$10.1M
|