Latest Institutional Transactions on River North/Double Line Strategic Opportunity Fund, Inc. (OPP)
This table provides information on the latest institutional transactions involving River North/Double Line Strategic Opportunity Fund, Inc. (OPP) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
50New |
$420 - $439
|
50
$401
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
4.4KNew |
$36.9K - $38.7K
|
4.4K
$35.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
8KNew |
$67.2K - $70.3K
|
8K
$64.2K
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
14KNew |
$117K - $123K
|
14K
$112K
|
|
|
Nov 14, 2025
Q3 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
15.8KNew |
$133K - $139K
|
15.8K
$127K
|
|
|
Nov 14, 2025
Q3 2025
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
959+ 3.36% |
$8.06K - $8.43K
|
29.5K
$237K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.23K+ 3.06% |
$10.3K - $10.8K
|
41.3K
$332K
|
|
|
Nov 14, 2025
Q3 2025
|
Verity Asset Management, Inc.
Durham, NC |
BUY
|
- |
17.9K+ 29.24% |
$150K - $157K
|
79.1K
$635K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.11K+ 198.72% |
$26.2K - $27.4K
|
4.68K
$37.6K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-60.9K- 2.56% |
$511K - $535K
|
2.32M
$18.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
374+ 3.36% |
$3.14K - $3.29K
|
11.5K
$92.3K
|
|
|
Nov 14, 2025
Q3 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-239K- 88.13% |
$2.01M - $2.1M
|
32.2K
$258K
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1K- 15.91% |
$8.4K - $8.79K
|
5.29K
$42.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-132K- 85.1% |
$1.11M - $1.16M
|
23.2K
$186K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
136K+ 297.87% |
$1.15M - $1.2M
|
182K
$1.46M
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-6.01K- 3.91% |
$50.5K - $52.8K
|
148K
$1.18M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
383K+ 55.55% |
$3.22M - $3.37M
|
1.07M
$8.61M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-19.8K- 7.63% |
$167K - $174K
|
240K
$1.93M
|
|
|
Nov 13, 2025
Q3 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
6.33K+ 10.34% |
$53.2K - $55.7K
|
67.6K
$543K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-35- 0.07% |
$294 - $308
|
50K
$402K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-220- 0.72% |
$1.85K - $1.93K
|
30.3K
$244K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.54K+ 3.68% |
$46.6K - $48.7K
|
156K
$1.25M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
17.4K+ 45.09% |
$146K - $153K
|
55.9K
$449K
|
|
|
Nov 12, 2025
Q3 2025
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
148+ 0.58% |
$1.24K - $1.3K
|
25.8K
$207K
|
|
|
Nov 12, 2025
Q3 2025
|
Powell Investment Advisors, LLC
|
BUY
|
- |
2.56K+ 11.68% |
$21.5K - $22.5K
|
24.4K
$196K
|
|
|
Nov 12, 2025
Q3 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-2.4K- 16.0% |
$20.2K - $21.1K
|
12.6K
$101K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.9K- 36.71% |
$24.4K - $25.5K
|
5K
$40.2K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
210K+ 136.66% |
$1.77M - $1.85M
|
364K
$2.92M
|
|
|
Nov 05, 2025
Q3 2025
|
Next Capital Management LLC
|
SELL
|
- |
-8.75K- 13.7% |
$73.5K - $76.9K
|
55.1K
$443K
|
|
|
Nov 05, 2025
Q3 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
17.4KNew |
$146K - $153K
|
17.4K
$140K
|
|
|
Nov 04, 2025
Q3 2025
|
Post Resch Tallon Group Inc.
Pittsford, NY |
BUY
|
- |
5.19K+ 45.67% |
$43.6K - $45.6K
|
16.5K
$133K
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
10.5K+ 4.23% |
$88.3K - $92.4K
|
259K
$2.08M
|
|
|
Oct 31, 2025
Q3 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
23.8K+ 14.05% |
$200K - $209K
|
193K
$1.55M
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
2.48K+ 6.13% |
$20.8K - $21.8K
|
42.9K
$344K
|
|
|
Oct 29, 2025
Q3 2025
|
Wpg Advisers, LLC
Baltimore, MD |
BUY
|
- |
1+ 0.08% |
$8.4 - $8.79
|
1.27K
$10.2K
|
|
|
Oct 24, 2025
Q3 2025
|
Org Partners LLC
Roanoke, IN |
SELL
|
- |
-631- 2.99% |
$5.3K - $5.55K
|
20.5K
$164K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-8.32K- 20.05% |
$69.9K - $73.1K
|
33.2K
$266K
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
16.4K+ 37.2% |
$138K - $144K
|
60.5K
$486K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
9.41K+ 56.34% |
$79K - $82.7K
|
26.1K
$210K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-3K- 89.69% |
$25.2K - $26.4K
|
345
$2.77K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
1KNew |
$8.4K - $8.79K
|
1K
$8.03K
|
|
|
Oct 14, 2025
Q3 2025
|
Riverbridge Partners LLC
|
SELL
|
- |
-30.3K- 32.93% |
$255K - $267K
|
61.8K
$496K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-122K- 11.56% |
$984K - $1.06M
|
934K
$7.5M
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.7KNew |
$86.6K - $93.2K
|
10.7K
$86.3K
|
|
|
Aug 13, 2025
Q2 2025
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-4.77K- 7.21% |
$38.4K - $41.3K
|
61.3K
$493K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-1.48K- 2.39% |
$11.9K - $12.8K
|
60.3K
$484K
|
|
|
Jul 24, 2025
Q2 2025
|
Total Wealth Planning & Management, Inc.
Ponte Vedra Beach, FL |
BUY
|
- |
1.04K+ 2.85% |
$8.37K - $9K
|
37.4K
$300K
|
|
|
Jul 23, 2025
Q2 2025
|
Matisse Capital
|
SELL
|
- |
-37.5K- 19.93% |
$302K - $325K
|
151K
$1.21M
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Quarry LP
New York, NY |
SELL
|
- |
-36.3K- 74.97% |
$302K - $319K
|
12.1K
$97.4K
|
|