Purchases and Sales Made in Q3 2022 in River North/Double Line Strategic Opportunity Fund, Inc. (OPP)
This table provides information about the institutional ownership of River North/Double Line Strategic Opportunity Fund, Inc. (OPP) during Q3 2022. The information is specifically focused on institutions that hold shares of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
2.61M+ 671.05% |
$24M - $56.5M
|
3M
$25.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
157KNew |
$1.45M - $3.41M
|
157K
$1.32M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
64.7K+ 58.61% |
$596K - $1.4M
|
175K
$1.47M
|
|
|
Nov 14, 2022
Q3 2022
|
Css LLC
Chicago, IL |
BUY
|
- |
60KNew |
$552K - $1.3M
|
60K
$504K
|
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
41.6KNew |
$383K - $903K
|
41.6K
$350K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
36K+ 135.35% |
$332K - $781K
|
62.7K
$526K
|
|
|
Nov 10, 2022
Q3 2022
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
34.4KNew |
$316K - $746K
|
34.4K
$289K
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
29.9KNew |
$275K - $648K
|
29.9K
$251K
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
14.8KNew |
$136K - $320K
|
14.8K
$124K
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
14.8KNew |
$136K - $320K
|
14.8K
$124K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.2K+ 18.54% |
$131K - $309K
|
91.1K
$765K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11.5K+ 30.21% |
$106K - $250K
|
49.7K
$417K
|
|
|
Nov 14, 2022
Q3 2022
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
10.7KNew |
$98.4K - $232K
|
10.7K
$89.9K
|
|
|
Nov 07, 2022
Q3 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
4.5K+ 36.0% |
$41.4K - $97.6K
|
17K
$143K
|
|
|
Nov 14, 2022
Q3 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.26K+ 5.4% |
$20.8K - $49K
|
44.1K
$371K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
700+ 0.84% |
$6.44K - $15.2K
|
84.2K
$707K
|
|
|
Nov 14, 2022
Q3 2022
|
Fiduciary Group LLC
Savannah, GA |
BUY
|
- |
500+ 2.83% |
$4.6K - $10.8K
|
18.2K
$153K
|
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
450+ 4.11% |
$4.14K - $9.76K
|
11.4K
$95.8K
|
|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
BUY
|
- |
444New |
$4.08K - $9.63K
|
444
$3.73K
|
|
|
Oct 11, 2022
Q3 2022
|
Ford Financial Group, LLC
|
BUY
|
- |
254+ 0.43% |
$2.34K - $5.51K
|
59.6K
$501K
|
|
|
Nov 07, 2022
Q3 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
74New |
$681 - $1.6K
|
74
$622
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
46+ 0.09% |
$423 - $997
|
51.3K
$431K
|
|
|
Oct 26, 2022
Q3 2022
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
20+ 0.08% |
$184 - $434
|
26.2K
$220K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-18- 16.22% |
$166 - $390
|
93
$781
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-40- 0.61% |
$368 - $867
|
6.5K
$54.6K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-146- 0.23% |
$1.34K - $3.17K
|
62.6K
$526K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-395- 1.31% |
$3.63K - $8.56K
|
29.8K
$250K
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-500- 59.17% |
$4.6K - $10.8K
|
345
$2.9K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-1K- 6.76% |
$9.2K - $21.7K
|
13.8K
$116K
|
|
|
Nov 14, 2022
Q3 2022
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-2K- 5.4% |
$18.4K - $43.4K
|
35K
$294K
|
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-2.18K- 12.66% |
$20K - $47.2K
|
15K
$126K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-3.12K- 1.08% |
$28.7K - $67.6K
|
285K
$2.39M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.26K- 15.69% |
$30K - $70.8K
|
17.5K
$147K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.98K- 38.21% |
$45.8K - $108K
|
8.05K
$67.6K
|
|
|
Nov 10, 2022
Q3 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-10.1K- 43.15% |
$93.1K - $219K
|
13.3K
$112K
|
|
|
Nov 10, 2022
Q3 2022
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-22.8K- 17.8% |
$210K - $495K
|
105K
$885K
|
|
|
Dec 05, 2022
Q3 2022
|
Centaurus Financial, Inc.
|
SELL
|
- |
-24.1K- 10.06% |
$221K - $522K
|
215K
$1.81M
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-47K- 19.57% |
$433K - $1.02M
|
193K
$1.62M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-50.1K- 12.85% |
$461K - $1.09M
|
340K
$2.85M
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-79.4K- 87.66% |
$731K - $1.72M
|
11.2K
$94K
|