Purchases and Sales Made in Q3 2023 in River North/Double Line Strategic Opportunity Fund, Inc. (OPP)
This table provides information about the institutional ownership of River North/Double Line Strategic Opportunity Fund, Inc. (OPP) during Q3 2023. The information is specifically focused on institutions that hold shares of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
54.3KNew |
$423K - $475K
|
54.3K
$456K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
40.2K+ 43.15% |
$314K - $352K
|
133K
$1.12M
|
|
|
Oct 18, 2023
Q3 2023
|
Next Capital Management LLC
|
BUY
|
- |
31.3K+ 96.26% |
$244K - $274K
|
63.9K
$537K
|
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
23.4K+ 9.32% |
$183K - $205K
|
275K
$2.31M
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
23.4K+ 18.42% |
$183K - $205K
|
150K
$1.26M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
21.5K+ 106.56% |
$167K - $188K
|
41.6K
$349K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
15.7KNew |
$123K - $138K
|
15.7K
$132K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12.7KNew |
$98.9K - $111K
|
12.7K
$107K
|
|
|
Oct 31, 2023
Q3 2023
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
12.1KNew |
$94.1K - $106K
|
12.1K
$101K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11.9K+ 9.92% |
$93.1K - $104K
|
132K
$1.11M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
10.4KNew |
$81.1K - $91K
|
10.4K
$87.3K
|
|
|
Oct 30, 2023
Q3 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
2.46K+ 11.37% |
$19.2K - $21.5K
|
24.1K
$202K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.34K+ 1.19% |
$18.2K - $20.4K
|
199K
$1.67M
|
|
|
Nov 07, 2023
Q3 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
1.9K+ 18.45% |
$14.8K - $16.6K
|
12.2K
$102K
|
|
|
Oct 12, 2023
Q3 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.89K+ 4.08% |
$14.7K - $16.5K
|
48.3K
$406K
|
|
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
1.07K+ 3.29% |
$8.32K - $9.34K
|
33.5K
$282K
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
263+ 0.22% |
$2.05K - $2.3K
|
122K
$1.03M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
197+ 1.16% |
$1.54K - $1.72K
|
17.2K
$144K
|
|
|
Oct 30, 2023
Q3 2023
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
21+ 0.08% |
$164 - $184
|
26.3K
$221K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-46- 0.01% |
$359 - $403
|
436K
$3.67M
|
|
|
Nov 22, 2023
Q3 2023
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-124- 0.34% |
$967 - $1.09K
|
36.3K
$305K
|
|
|
Oct 10, 2023
Q3 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-970- 4.91% |
$7.57K - $8.49K
|
18.8K
$158K
|
|
|
Nov 13, 2023
Q3 2023
|
Fiduciary Group LLC
Savannah, GA |
SELL
|
- |
-1K- 6.64% |
$7.8K - $8.75K
|
14.1K
$118K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.82K- 1.43% |
$14.2K - $15.9K
|
125K
$1.05M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.2K- 3.91% |
$17.2K - $19.3K
|
54.1K
$454K
|
|
|
Nov 06, 2023
Q3 2023
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-2.94K- 19.14% |
$22.9K - $25.7K
|
12.4K
$104K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-3.77K- 7.61% |
$29.4K - $33K
|
45.8K
$385K
|
|
|
Nov 14, 2023
Q3 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-6.48K- 12.74% |
$50.5K - $56.7K
|
44.4K
$373K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-11.8K- 14.01% |
$92K - $103K
|
72.4K
$608K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-15.4K- 5.63% |
$120K - $135K
|
259K
$2.17M
|
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-20K- 2.83% |
$156K - $175K
|
688K
$5.78M
|
|
|
Nov 14, 2023
Q3 2023
|
Css LLC
Chicago, IL |
SELL
|
- |
-23.1K- 56.64% |
$180K - $202K
|
17.7K
$148K
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-24.2K- 58.76% |
$189K - $211K
|
17K
$142K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-27.4K- 19.39% |
$214K - $240K
|
114K
$958K
|
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-36.3K- 28.9% |
$283K - $317K
|
89.2K
$750K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-54.5K- 4.46% |
$425K - $477K
|
1.17M
$9.81M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-57.5K- 20.32% |
$448K - $503K
|
225K
$1.89M
|
|
|
Nov 14, 2023
Q3 2023
|
Mangrove Partners
New York, NY |
SELL
|
- |
-62.4K- 32.1% |
$487K - $546K
|
132K
$1.11M
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-177K- 90.38% |
$1.38M - $1.55M
|
18.9K
$159K
|