Purchases and Sales Made in Q4 2023 in River North/Double Line Strategic Opportunity Fund, Inc. (OPP)
This table provides information about the institutional ownership of River North/Double Line Strategic Opportunity Fund, Inc. (OPP) during Q4 2023. The information is specifically focused on institutions that hold shares of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
588K+ 134.62% |
$4.29M - $4.96M
|
1.02M
$8.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
204K+ 17.5% |
$1.49M - $1.72M
|
1.37M
$11.5M
|
|
|
Feb 01, 2024
Q4 2023
|
Significant Wealth Partners LLC
Cary, IL |
BUY
|
- |
191KNew |
$1.39M - $1.61M
|
191K
$1.6M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
80.3K+ 473.69% |
$587K - $678K
|
97.3K
$817K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
68.6K+ 164.83% |
$501K - $579K
|
110K
$925K
|
|
|
Feb 14, 2024
Q4 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
58.3KNew |
$426K - $492K
|
58.3K
$490K
|
|
|
Feb 14, 2024
Q4 2023
|
Mangrove Partners
New York, NY |
BUY
|
- |
50.2K+ 38.02% |
$367K - $424K
|
182K
$1.53M
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
35K+ 21.88% |
$256K - $295K
|
195K
$1.64M
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
29.5K+ 4.29% |
$216K - $249K
|
718K
$6.03M
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
24K+ 117.65% |
$175K - $203K
|
44.4K
$373K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
21.7KNew |
$158K - $183K
|
21.7K
$182K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
15.5KNew |
$113K - $131K
|
15.5K
$130K
|
|
|
Feb 13, 2024
Q4 2023
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
13.3K+ 24.43% |
$97K - $112K
|
67.6K
$567K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
12.5K+ 79.44% |
$91.3K - $105K
|
28.2K
$237K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
10.6K+ 4.09% |
$77.4K - $89.4K
|
269K
$2.26M
|
|
|
Feb 09, 2024
Q4 2023
|
Black Diamond Wealth Management Inc.
|
BUY
|
- |
10.2KNew |
$74.5K - $86K
|
10.2K
$85.6K
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
9K+ 6.48% |
$65.8K - $76K
|
148K
$1.24M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
6.9KNew |
$50.4K - $58.2K
|
6.9K
$58K
|
|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
5.82K+ 30.83% |
$42.6K - $49.2K
|
24.7K
$208K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
4.9K+ 6.77% |
$35.8K - $41.4K
|
77.3K
$649K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
4.13K+ 3.29% |
$30.2K - $34.8K
|
129K
$1.09M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.76K+ 2.81% |
$27.4K - $31.7K
|
137K
$1.15M
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3K+ 10.14% |
$21.9K - $25.3K
|
32.6K
$274K
|
|
|
Feb 08, 2024
Q4 2023
|
Verity Asset Management, Inc.
Durham, NC |
BUY
|
- |
2.2K+ 6.04% |
$16K - $18.5K
|
38.5K
$324K
|
|
|
Feb 06, 2024
Q4 2023
|
National Bank Of Canada
|
BUY
|
- |
2.16KNew |
$15.8K - $18.3K
|
2.16K
$18.2K
|
|
|
Feb 14, 2024
Q4 2023
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
2.1K+ 2.89% |
$15.3K - $17.7K
|
74.8K
$628K
|
|
|
Feb 14, 2024
Q4 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
1.87K+ 7.75% |
$13.6K - $15.7K
|
25.9K
$218K
|
|
|
Jan 12, 2024
Q4 2023
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.6K+ 11.11% |
$11.7K - $13.5K
|
16K
$134K
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
1.48K+ 1.21% |
$10.8K - $12.4K
|
124K
$1.04M
|
|
|
Feb 14, 2024
Q4 2023
|
Fsa Wealth Management LLC
Needham, MA |
BUY
|
- |
1KNew |
$7.31K - $8.44K
|
1K
$8.4K
|
|
|
Feb 09, 2024
Q4 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
524New |
$3.83K - $4.42K
|
524
$4.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
248+ 3.03% |
$1.81K - $2.09K
|
8.44K
$70.9K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
60New |
$439 - $506
|
60
$504
|
|
|
Jan 09, 2024
Q4 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
57+ 0.3% |
$417 - $481
|
18.8K
$158K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
54+ 0.1% |
$395 - $456
|
54.2K
$455K
|
|
|
Feb 05, 2024
Q4 2023
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
23+ 0.09% |
$168 - $194
|
26.3K
$221K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 05, 2024
Q4 2023
|
Fiduciary Group LLC
Savannah, GA |
SELL
|
- |
-60- 0.43% |
$439 - $506
|
14K
$118K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-558- 0.49% |
$4.08K - $4.71K
|
114K
$954K
|
|
|
Jan 18, 2024
Q4 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.57K- 3.26% |
$11.5K - $13.3K
|
46.7K
$392K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.7K- 9.89% |
$12.4K - $14.3K
|
15.5K
$130K
|
|
|
Feb 14, 2024
Q4 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-2.55K- 5.75% |
$18.7K - $21.5K
|
41.8K
$351K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-4K- 38.48% |
$29.2K - $33.8K
|
6.4K
$53.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-6.55K- 3.29% |
$47.8K - $55.2K
|
192K
$1.62M
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-15.3K- 6.81% |
$112K - $130K
|
210K
$1.76M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-16.9K- 12.81% |
$124K - $143K
|
115K
$968K
|
|
|
Feb 26, 2024
Q4 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-52.6K- 58.89% |
$384K - $444K
|
36.7K
$308K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-404K- 22.74% |
$2.95M - $3.41M
|
1.37M
$11.5M
|