Latest Institutional Sells of Oxford Lane Capital Corp. (OXLC)
This list provides information on the latest institutional transactions involving Oxford Lane Capital Corp. (OXLC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-78.2K- 8.19% |
$388K - $421K
|
876K
$4.75M
|
|
May 13, 2024
Q1 2024
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-61.9KClosed |
$308K - $334K
|
0
$0
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-37.4K- 69.98% |
$186K - $202K
|
16.1K
$87K
|
|
May 15, 2024
Q1 2024
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-28.9K- 0.95% |
$144K - $156K
|
3.01M
$16.3M
|
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-18.7K- 93.96% |
$92.8K - $101K
|
1.2K
$6.5K
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-18.3K- 4.75% |
$91K - $98.7K
|
367K
$1.99M
|
|
May 07, 2024
Q1 2024
|
Hohimer Wealth Management, LLC
|
SELL
|
- |
-7.74K- 27.42% |
$38.5K - $41.7K
|
20.5K
$111K
|
|
May 16, 2024
Q1 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-7.47K- 12.95% |
$37.1K - $40.3K
|
50.2K
$272K
|
|
Apr 24, 2024
Q1 2024
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-6.9K- 4.46% |
$34.3K - $37.2K
|
148K
$802K
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-6.03K- 14.17% |
$30K - $32.5K
|
36.6K
$198K
|
|
Apr 18, 2024
Q1 2024
|
Naviter Wealth, LLC
|
SELL
|
- |
-6K- 23.27% |
$29.8K - $32.3K
|
19.8K
$107K
|
|
Apr 25, 2024
Q1 2024
|
Allworth Financial LP
|
SELL
|
- |
-5.43K- 58.53% |
$27K - $29.2K
|
3.85K
$20.8K
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.35K- 1.32% |
$21.6K - $23.4K
|
324K
$1.76M
|
|
May 14, 2024
Q1 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-3.97K- 7.86% |
$19.7K - $21.4K
|
46.5K
$252K
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.11K- 6.77% |
$5.52K - $5.99K
|
15.3K
$83K
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1K- 1.08% |
$4.97K - $5.39K
|
91.5K
$496K
|
|
May 13, 2024
Q1 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-752- 1.16% |
$3.74K - $4.05K
|
64.2K
$348K
|
|
Apr 30, 2024
Q1 2024
|
Arkadios Wealth Advisors
|
SELL
|
- |
-9- 0.07% |
$44.7 - $48.5
|
12.4K
$67.3K
|
|
Q4 2023 | |||||||
Feb 14, 2024
Q4 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-64.1K- 43.98% |
$286K - $328K
|
81.7K
$443K
|
|
Q3 2023 | |||||||
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.29K- 9.49% |
$6.25K - $7.28K
|
12.3K
$66.6K
|
|
Q2 2023 | |||||||
Aug 30, 2023
Q2 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-54.1KClosed |
$260K - $288K
|
0
$0
|
|
Aug 11, 2023
Q2 2023
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-222- 1.15% |
$1.07K - $1.18K
|
19.1K
$103K
|
|
Q1 2023 | |||||||
Sep 12, 2023
Q1 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
SELL
|
- |
-10KClosed |
$50.4K - $62.1K
|
0
$0
|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-6.37K- 33.93% |
$32.1K - $39.6K
|
12.4K
$67.3K
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.28K- 99.96% |
$11.5K - $14.2K
|
1
$5.42
|
|
Q4 2022 | |||||||
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-54.4K- 83.18% |
$266K - $305K
|
11K
$59.6K
|
|
Jan 12, 2023
Q4 2022
|
Worth Asset Management, LLC
|
SELL
|
- |
-751- 83.44% |
$3.68K - $4.21K
|
149
$808
|
|
Q3 2022 | |||||||
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-17.4K- 15.01% |
$84.2K - $425K
|
98.5K
$534K
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-3.23K- 1.76% |
$15.6K - $78.8K
|
180K
$977K
|
|
Nov 02, 2022
Q3 2022
|
Hudock, Inc.
|
SELL
|
- |
-2.92K- 82.53% |
$14.2K - $71.4K
|
619
$3.35K
|
|
Nov 14, 2022
Q3 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-200- 1.32% |
$968 - $4.88K
|
15K
$81.3K
|
|
Apr 04, 2024
Q3 2022
|
Financial Synergies Wealth Advisors, Inc.
Houston, TX |
SELL
|
- |
-75Closed |
$363 - $1.83K
|
0
$0
|
|
Nov 03, 2022
Q3 2022
|
Larson Financial Group LLC
|
SELL
|
- |
-10- 90.91% |
$48.4 - $244
|
1
$5.42
|
|
Q2 2022 | |||||||
Aug 03, 2022
Q2 2022
|
Camden Capital, LLC
|
SELL
|
- |
-147KClosed |
$819K - $1.07M
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Geller Advisors LLC
New York, NY |
SELL
|
- |
-33.4KClosed |
$186K - $243K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Bbr Partners, LLC
New York, NY |
SELL
|
- |
-27.3KClosed |
$152K - $198K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Center Book Partners LP
Greenwich, CT |
SELL
|
- |
-21.4KClosed |
$119K - $156K
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Capasso Planning Partners LLC
Charleston, SC |
SELL
|
- |
-20KClosed |
$111K - $145K
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-19.8KClosed |
$110K - $144K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-13.6KClosed |
$75.5K - $98.8K
|
0
$0
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-1.94KClosed |
$10.8K - $14.1K
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
SELL
|
- |
-240Closed |
$1.33K - $1.74K
|
0
$0
|
|
Q1 2022 | |||||||
May 16, 2022
Q1 2022
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-115KClosed |
$804K - $964K
|
0
$0
|
|
May 09, 2022
Q1 2022
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-34.3KClosed |
$240K - $288K
|
0
$0
|
|
Jun 21, 2022
Q1 2022
|
Kalos Management, Inc.
Alpharetta, GA |
SELL
|
- |
-32.6K- 69.32% |
$229K - $274K
|
14.4K
$78.3K
|
|
May 16, 2022
Q1 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-2KClosed |
$14K - $16.8K
|
0
$0
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-151- 7.22% |
$1.06K - $1.27K
|
1.94K
$10.5K
|
|
Q4 2021 | |||||||
Feb 03, 2022
Q4 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-252KClosed |
$1.83M - $2.12M
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-28.7KClosed |
$209K - $242K
|
0
$0
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-4.22KClosed |
$30.7K - $35.5K
|
0
$0
|