Latest Institutional Sells of Oxford Lane Capital Corp. (OXLC)
This list provides information on the latest institutional transactions involving Oxford Lane Capital Corp. (OXLC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2024
Q3 2024
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-381K- 95.84% |
$1.96M - $2.16M
|
16.5K
$83.6K
|
|
Nov 14, 2024
Q3 2024
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-205K- 65.19% |
$1.06M - $1.16M
|
110K
$555K
|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-204K- 81.85% |
$1.05M - $1.15M
|
45.1K
$228K
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-84.6K- 95.84% |
$436K - $480K
|
3.68K
$18.6K
|
|
Dec 13, 2024
Q3 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-63.1K- 72.14% |
$325K - $358K
|
24.4K
$123K
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-44.8K- 12.78% |
$231K - $254K
|
306K
$1.55M
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-13.7K- 22.71% |
$70.6K - $77.7K
|
46.7K
$236K
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-11.2K- 9.87% |
$57.7K - $63.5K
|
102K
$518K
|
|
Oct 30, 2024
Q3 2024
|
Beacon Financial Advisory LLC
|
SELL
|
- |
-8.63K- 34.59% |
$44.5K - $49K
|
16.3K
$82.6K
|
|
Nov 18, 2024
Q3 2024
|
Soltis Investment Advisors LLC
St. George, UT |
SELL
|
- |
-6.1K- 16.38% |
$31.4K - $34.6K
|
31.2K
$158K
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-5.74K- 98.52% |
$29.6K - $32.6K
|
86
$435
|
|
Oct 16, 2024
Q3 2024
|
Naviter Wealth, LLC
|
SELL
|
- |
-3K- 5.81% |
$15.5K - $17K
|
48.7K
$246K
|
|
Nov 13, 2024
Q3 2024
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-2.94K- 22.71% |
$15.1K - $16.7K
|
10K
$50.6K
|
|
Nov 08, 2024
Q3 2024
|
Pasadena Private Wealth, LLC
Pasadena, CA |
SELL
|
- |
-2.09K- 4.43% |
$10.8K - $11.9K
|
45.2K
$229K
|
|
Oct 23, 2024
Q3 2024
|
Allworth Financial LP
|
SELL
|
- |
-1.31K- 34.07% |
$6.75K - $7.43K
|
2.54K
$12.8K
|
|
Nov 13, 2024
Q3 2024
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-1.24K- 10.24% |
$6.39K - $7.04K
|
10.9K
$55K
|
|
Q2 2024 | |||||||
Aug 12, 2024
Q2 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-302K- 99.68% |
$1.5M - $1.72M
|
958
$4.85K
|
|
Aug 13, 2024
Q2 2024
|
Bridgewealth Advisory Group, LLC
Fresno, CA |
SELL
|
- |
-41.3K- 77.07% |
$205K - $235K
|
12.3K
$62.2K
|
|
Jul 09, 2024
Q2 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-22.3K- 59.29% |
$111K - $127K
|
15.3K
$77.4K
|
|
Aug 13, 2024
Q2 2024
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Q1 2024 | |||||||
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-18.7K- 93.96% |
$92.8K - $101K
|
1.2K
$6.07K
|
|
May 13, 2024
Q1 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-752- 1.16% |
$3.74K - $4.05K
|
64.2K
$325K
|
|
Q2 2023 | |||||||
Aug 11, 2023
Q2 2023
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-222- 1.15% |
$1.07K - $1.18K
|
19.1K
$96.4K
|
|
Q1 2023 | |||||||
Sep 12, 2023
Q1 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
SELL
|
- |
-10KClosed |
$50.4K - $62.1K
|
0
$0
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.28K- 99.96% |
$11.5K - $14.2K
|
1
$5.06
|
|
Q4 2022 | |||||||
Jan 12, 2023
Q4 2022
|
Worth Asset Management, LLC
|
SELL
|
- |
-751- 83.44% |
$3.68K - $4.21K
|
149
$754
|
|
Q3 2022 | |||||||
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-17.4K- 15.01% |
$84.2K - $425K
|
98.5K
$498K
|
|
Nov 02, 2022
Q3 2022
|
Hudock, Inc.
|
SELL
|
- |
-2.92K- 82.53% |
$14.2K - $71.4K
|
619
$3.13K
|
|
Nov 14, 2022
Q3 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-200- 1.32% |
$968 - $4.88K
|
15K
$75.9K
|
|
Apr 04, 2024
Q3 2022
|
Financial Synergies Wealth Advisors, Inc.
Houston, TX |
SELL
|
- |
-75Closed |
$363 - $1.83K
|
0
$0
|
|
Nov 03, 2022
Q3 2022
|
Larson Financial Group LLC
|
SELL
|
- |
-10- 90.91% |
$48.4 - $244
|
1
$5.06
|
|
Q2 2022 | |||||||
Aug 03, 2022
Q2 2022
|
Camden Capital, LLC
|
SELL
|
- |
-147KClosed |
$819K - $1.07M
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Geller Advisors LLC
New York, NY |
SELL
|
- |
-33.4KClosed |
$186K - $243K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Bbr Partners, LLC
New York, NY |
SELL
|
- |
-27.3KClosed |
$152K - $198K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Center Book Partners LP
Greenwich, CT |
SELL
|
- |
-21.4KClosed |
$119K - $156K
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Capasso Planning Partners LLC
Charleston, SC |
SELL
|
- |
-20KClosed |
$111K - $145K
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-19.8KClosed |
$110K - $144K
|
0
$0
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-1.94KClosed |
$10.8K - $14.1K
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
SELL
|
- |
-240Closed |
$1.33K - $1.74K
|
0
$0
|
|
Q1 2022 | |||||||
May 16, 2022
Q1 2022
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-115KClosed |
$804K - $964K
|
0
$0
|
|
May 09, 2022
Q1 2022
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-34.3KClosed |
$240K - $288K
|
0
$0
|
|
Jun 21, 2022
Q1 2022
|
Kalos Management, Inc.
Alpharetta, GA |
SELL
|
- |
-32.6K- 69.32% |
$229K - $274K
|
14.4K
$73.1K
|
|
May 16, 2022
Q1 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-2KClosed |
$14K - $16.8K
|
0
$0
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-151- 7.22% |
$1.06K - $1.27K
|
1.94K
$9.82K
|
|
Q4 2021 | |||||||
Feb 03, 2022
Q4 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-252KClosed |
$1.83M - $2.12M
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-28.7KClosed |
$209K - $242K
|
0
$0
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-4.22KClosed |
$30.7K - $35.5K
|
0
$0
|
|
Jan 31, 2022
Q4 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-1.5KClosed |
$10.9K - $12.6K
|
0
$0
|
|
Jan 11, 2022
Q4 2021
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-1KClosed |
$7.28K - $8.42K
|
0
$0
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-554Closed |
$4.03K - $4.66K
|
0
$0
|