Purchases and Sales Made in Q3 2022 in Oxford Lane Capital Corp. (OXLC)
This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q3 2022. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2022
Q3 2022
|
Hudock, Inc.
|
SELL
|
- |
-2.92K- 82.53% |
$14.2K - $71.4K
|
619
$3.13K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-3.23K- 1.76% |
$15.6K - $78.8K
|
180K
$912K
|
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-5.14K- 4.45% |
$24.9K - $126K
|
110K
$559K
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-5.65K- 16.69% |
$27.3K - $138K
|
28.2K
$143K
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-8.03K- 13.37% |
$38.9K - $196K
|
52K
$263K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-12.7K- 27.4% |
$61.4K - $310K
|
33.6K
$170K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-17.4K- 15.01% |
$84.2K - $425K
|
98.5K
$498K
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-28.6K- 16.24% |
$138K - $698K
|
147K
$746K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-32.2K- 44.49% |
$156K - $785K
|
40.1K
$203K
|
|
|
Nov 07, 2022
Q3 2022
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-32.6K- 71.33% |
$158K - $796K
|
13.1K
$66.3K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-41.8K- 6.82% |
$202K - $1.02M
|
572K
$2.89M
|
|
|
Nov 04, 2022
Q3 2022
|
Delphi Financial Group, Inc.
|
SELL
|
- |
-137K- 40.33% |
$662K - $3.34M
|
202K
$1.02M
|