Purchases and Sales Made in Q4 2022 in Oxford Lane Capital Corp. (OXLC)
This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q4 2022. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-436- 0.14% |
$2.14K - $2.45K
|
302K
$1.53M
|
|
Jan 27, 2023
Q4 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-515- 4.34% |
$2.52K - $2.89K
|
11.3K
$57.4K
|
|
Jan 12, 2023
Q4 2022
|
Worth Asset Management, LLC
|
SELL
|
- |
-751- 83.44% |
$3.68K - $4.21K
|
149
$754
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.5K- 9.87% |
$7.35K - $8.42K
|
13.7K
$69.3K
|
|
Jan 19, 2023
Q4 2022
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-1.51K- 2.47% |
$7.42K - $8.49K
|
59.7K
$302K
|
|
Jan 10, 2023
Q4 2022
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-1.6K- 0.52% |
$7.83K - $8.96K
|
305K
$1.54M
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2K- 99.95% |
$9.79K - $11.2K
|
1
$5.06
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.38K- 0.42% |
$11.7K - $13.4K
|
569K
$2.88M
|
|
Feb 10, 2023
Q4 2022
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-5.5K- 7.36% |
$27K - $30.9K
|
69.2K
$350K
|
|
Feb 10, 2023
Q4 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-14K- 34.14% |
$68.7K - $78.6K
|
27K
$137K
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-19.6K- 4.81% |
$95.9K - $110K
|
388K
$1.96M
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-32.9K- 8.0% |
$161K - $185K
|
379K
$1.92M
|
|
Feb 02, 2023
Q4 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-52.1K- 47.14% |
$255K - $292K
|
58.4K
$296K
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-54.4K- 83.18% |
$266K - $305K
|
11K
$55.7K
|