Purchases and Sales Made in Q4 2023 in Oxford Lane Capital Corp. (OXLC)
This table provides information about the institutional ownership of Oxford Lane Capital Corp. (OXLC) during Q4 2023. The information is specifically focused on institutions that hold shares of Oxford Lane Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Spectrum Wealth Counsel, LLC
Indianapolis, IN |
BUY
|
- |
750New |
$3.35K - $3.84K
|
750
$3.79K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
693+ 2.89% |
$3.09K - $3.55K
|
24.7K
$125K
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
600+ 3.1% |
$2.68K - $3.07K
|
20K
$101K
|
|
|
Feb 13, 2024
Q4 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
464+ 4.09% |
$2.07K - $2.38K
|
11.8K
$59.8K
|
|
|
Jan 29, 2024
Q4 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
439+ 3.62% |
$1.96K - $2.25K
|
12.6K
$63.5K
|
|
|
Feb 09, 2024
Q4 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
250+ 2.42% |
$1.12K - $1.28K
|
10.6K
$53.6K
|
|
|
Feb 05, 2024
Q4 2023
|
Vantage Financial Partners, LLC
Elm Grove, WI |
BUY
|
- |
82+ 0.8% |
$366 - $420
|
10.4K
$52.5K
|
|
|
Feb 14, 2024
Q4 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
51+ 5.25% |
$227 - $261
|
1.02K
$5.17K
|
|
|
Jan 19, 2024
Q4 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
45+ 4.92% |
$201 - $230
|
959
$4.85K
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
12+ 4.65% |
$53.5 - $61.4
|
270
$1.37K
|
|
|
Jan 19, 2024
Q4 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
2+ 3.77% |
$8.92 - $10.2
|
55
$278
|
|
|
Feb 14, 2024
Q4 2023
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-995- 99.5% |
$4.44K - $5.09K
|
5
$25.3
|
|
|
Jan 23, 2024
Q4 2023
|
Beacon Financial Advisory LLC
|
SELL
|
- |
-1.84K- 12.06% |
$8.22K - $9.44K
|
13.4K
$68K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.06K- 14.88% |
$9.18K - $10.5K
|
11.8K
$59.6K
|
|
|
Feb 13, 2024
Q4 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-2.68K- 3.95% |
$11.9K - $13.7K
|
65K
$329K
|
|
|
Jan 09, 2024
Q4 2023
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-7.09K- 9.74% |
$31.6K - $36.3K
|
65.6K
$332K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-17.1K- 15.64% |
$76.5K - $87.8K
|
92.5K
$468K
|
|
|
Feb 05, 2024
Q4 2023
|
Naviter Wealth, LLC
|
SELL
|
- |
-20.2K- 43.87% |
$89.9K - $103K
|
25.8K
$130K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-22.2K- 5.45% |
$99.2K - $114K
|
385K
$1.95M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-36K- 9.88% |
$161K - $185K
|
329K
$1.66M
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-48.7K- 65.67% |
$217K - $250K
|
25.5K
$129K
|
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-51.3K- 23.2% |
$229K - $263K
|
170K
$860K
|
|
|
Feb 14, 2024
Q4 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-64.1K- 43.98% |
$286K - $328K
|
81.7K
$413K
|
|
|
Jan 30, 2024
Q4 2023
|
Delphi Financial Group, Inc.
|
SELL
|
- |
-83.1K- 23.26% |
$371K - $425K
|
274K
$1.39M
|
|
|
Feb 09, 2024
Q4 2023
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-98.5K- 49.5% |
$439K - $504K
|
100K
$508K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-207K- 79.48% |
$924K - $1.06M
|
53.5K
$271K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-255K- 30.43% |
$1.14M - $1.3M
|
582K
$2.95M
|