Purchases and Sales Made in Q3 2023 in Pcm Fund, Inc. (PCM)
This table provides information about the institutional ownership of Pcm Fund, Inc. (PCM) during Q3 2023. The information is specifically focused on institutions that hold shares of PCM FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 05, 2023
Q3 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
42.1K+ 15.78% |
$375K - $426K
|
309K
$2.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
30.6K+ 53.6% |
$273K - $310K
|
87.8K
$682K
|
|
|
Nov 09, 2023
Q3 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
28.7KNew |
$256K - $291K
|
28.7K
$223K
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
11.2K+ 9.62% |
$99.6K - $113K
|
127K
$990K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
5.83K+ 13.89% |
$51.9K - $59K
|
47.8K
$371K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.51K+ 31.45% |
$40.1K - $45.7K
|
18.9K
$147K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.16K+ 7.15% |
$10.4K - $11.8K
|
17.5K
$136K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
894+ 3.59% |
$7.96K - $9.05K
|
25.8K
$201K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
377New |
$3.36K - $3.82K
|
377
$2.93K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
303+ 0.43% |
$2.7K - $3.07K
|
71.5K
$555K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
234New |
$2.08K - $2.37K
|
234
$1.82K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-5- 27.78% |
$44.5 - $50.6
|
13
$101
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-5- 27.78% |
$44.5 - $50.6
|
13
$101
|
|
|
Oct 19, 2023
Q3 2023
|
Sol Capital Management CO
|
SELL
|
- |
-1.5K- 1.06% |
$13.4K - $15.2K
|
139K
$1.08M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.86K- 93.05% |
$16.6K - $18.8K
|
139
$1.08K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-6.75K- 12.66% |
$60.1K - $68.3K
|
46.5K
$362K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-10.5K- 6.81% |
$93.5K - $106K
|
144K
$1.12M
|