Latest Institutional Transactions on Pcm Fund, Inc. (PCM)
This table provides information on the latest institutional transactions involving Pcm Fund, Inc. (PCM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-27.6K- 64.82% |
$164K - $179K
|
15K
$94.1K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-1.37K- 48.66% |
$8.1K - $8.87K
|
1.44K
$9.05K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.9K- 2.98% |
$17.2K - $18.8K
|
94.5K
$594K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.03K+ 103300.0% |
$6.13K - $6.7K
|
1.03K
$6.49K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
2.35K+ 14.65% |
$13.9K - $15.2K
|
18.4K
$115K
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
687+ 6.92% |
$4.07K - $4.46K
|
10.6K
$66.7K
|
|
|
Aug 14, 2025
Q2 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
18.5KNew |
$110K - $120K
|
18.5K
$116K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-1.36K- 6.75% |
$8.09K - $8.85K
|
18.9K
$118K
|
|
|
Aug 13, 2025
Q2 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
53.2KNew |
$316K - $345K
|
53.2K
$334K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
16.3K+ 55.36% |
$96.7K - $106K
|
45.8K
$287K
|
|
|
Aug 12, 2025
Q2 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-8.13K- 3.36% |
$48.2K - $52.8K
|
234K
$1.47M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
142K+ 625.45% |
$845K - $924K
|
165K
$1.04M
|
|
|
Aug 12, 2025
Q2 2025
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-150K- 68.49% |
$892K - $977K
|
69.2K
$435K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
13+ 0.03% |
$77.1 - $84.4
|
46.6K
$292K
|
|
|
Aug 04, 2025
Q2 2025
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
45+ 3.08% |
$267 - $292
|
1.51K
$9.46K
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
315+ 0.6% |
$1.87K - $2.04K
|
52.4K
$329K
|
|
|
Jul 17, 2025
Q2 2025
|
Wolff Wiese Magana LLC
|
BUY
|
- |
4New |
$23.7 - $26
|
4
$25.1
|
|
|
Jul 14, 2025
Q2 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
1.68KNew |
$9.94K - $10.9K
|
1.68K
$10.5K
|
|
|
Jul 09, 2025
Q2 2025
|
Sovran Advisors, LLC
San Diego, CA |
BUY
|
- |
543+ 0.64% |
$3.22K - $3.52K
|
85.3K
$535K
|
|
| Q1 2025 | |||||||
|
May 14, 2025
Q1 2025
|
Ieq Capital, LLC
|
BUY
|
- |
91.5KNew |
$589K - $711K
|
91.5K
$575K
|
|
|
May 06, 2025
Q1 2025
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
101KNew |
$649K - $783K
|
101K
$633K
|
|
|
Apr 23, 2025
Q1 2025
|
Sol Capital Management CO
|
SELL
|
- |
-3K- 21.2% |
$19.3K - $23.3K
|
11.2K
$70K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
19.7KNew |
$151K - $162K
|
19.7K
$124K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.86K- 10.53% |
$21.8K - $23.5K
|
24.3K
$153K
|
|
| Q3 2024 | |||||||
|
Nov 13, 2024
Q3 2024
|
Horizon Kinetics Asset Management LLC
|
BUY
|
- |
15.7K+ 64.08% |
$118K - $127K
|
40.3K
$253K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.98K- 35.76% |
$74.9K - $80.4K
|
17.9K
$113K
|
|
|
Oct 18, 2024
Q3 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
300New |
$2.25K - $2.42K
|
300
$1.88K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
12KNew |
$88.8K - $109K
|
12K
$75.1K
|
|
|
Aug 09, 2024
Q2 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
13.2KNew |
$98K - $120K
|
13.2K
$82.9K
|
|
|
Aug 02, 2024
Q2 2024
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-375K- 96.81% |
$2.78M - $3.41M
|
12.4K
$77.7K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
237+ 22.42% |
$1.86K - $2.01K
|
1.29K
$8.13K
|
|
|
May 14, 2024
Q1 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-26.8K- 55.5% |
$210K - $228K
|
21.5K
$135K
|
|
|
May 09, 2024
Q1 2024
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
6.24KNew |
$48.9K - $52.9K
|
6.24K
$39.2K
|
|
|
May 06, 2024
Q1 2024
|
Concord Investment Counsel Inc.
Irvine, CA |
BUY
|
- |
136KNew |
$1.06M - $1.15M
|
136K
$851K
|
|
|
May 02, 2024
Q1 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
5.5KNew |
$43.1K - $46.6K
|
5.5K
$34.5K
|
|
|
May 01, 2024
Q1 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
12New |
$94.1 - $102
|
12
$75.4
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
15KNew |
$104K - $135K
|
15K
$94.2K
|
|
|
Feb 12, 2024
Q4 2023
|
Focus Financial Network Inc /Adv
Minneapolis, MN |
BUY
|
- |
10.4KNew |
$72.5K - $93.8K
|
10.4K
$65.6K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
41New |
$285 - $368
|
41
$257
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
8.6KNew |
$59.7K - $77.2K
|
8.6K
$54K
|
|
| Q3 2023 | |||||||
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-5- 27.78% |
$44.5 - $50.6
|
13
$81.6
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
377New |
$3.36K - $3.82K
|
377
$2.37K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
234New |
$2.08K - $2.37K
|
234
$1.47K
|
|
|
Nov 09, 2023
Q3 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
28.7KNew |
$256K - $291K
|
28.7K
$180K
|
|
| Q2 2023 | |||||||
|
Aug 10, 2023
Q2 2023
|
Hollencrest Capital Management
|
SELL
|
- |
-1.6K- 76.19% |
$13.9K - $15.5K
|
500
$3.14K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
SELL
|
- |
-485- 40.15% |
$4.21K - $4.69K
|
723
$4.54K
|
|
| Q1 2023 | |||||||
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-505- 1.59% |
$4.13K - $4.81K
|
31.2K
$196K
|
|
|
May 12, 2023
Q1 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-4.59K- 18.78% |
$37.6K - $43.7K
|
19.9K
$125K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
2.25KNew |
$18.4K - $21.4K
|
2.25K
$14.1K
|
|