Latest Institutional Transactions on Pcm Fund, Inc. (PCM)
This table provides information on the latest institutional transactions involving Pcm Fund, Inc. (PCM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 10, 2023
Q2 2023
|
Hollencrest Capital Management
|
SELL
|
- |
-1.6K- 76.19% |
$13.9K - $15.5K
|
500
$3.11K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
SELL
|
- |
-485- 40.15% |
$4.21K - $4.69K
|
723
$4.5K
|
|
| Q1 2023 | |||||||
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-505- 1.59% |
$4.13K - $4.81K
|
31.2K
$194K
|
|
|
May 12, 2023
Q1 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-4.59K- 18.78% |
$37.6K - $43.7K
|
19.9K
$123K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
2.25KNew |
$18.4K - $21.4K
|
2.25K
$14K
|
|
| Q4 2022 | |||||||
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-5.85K- 76.97% |
$45.3K - $52.9K
|
1.75K
$10.9K
|
|
| Q3 2022 | |||||||
|
Feb 10, 2023
Q3 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.15K- 14.71% |
$17K - $22.4K
|
12.5K
$77.5K
|
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
800New |
$6.34K - $8.33K
|
800
$4.98K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-16KClosed |
$140K - $169K
|
0
$0
|
|
|
Aug 02, 2022
Q2 2022
|
Cx Institutional
|
BUY
|
- |
591New |
$5.19K - $6.25K
|
591
$3.68K
|
|
| Q4 2021 | |||||||
|
Feb 11, 2022
Q4 2021
|
South State Corp
|
BUY
|
- |
16.6KNew |
$174K - $191K
|
16.6K
$103K
|
|
|
Feb 01, 2022
Q4 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-10KClosed |
$105K - $115K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-85KClosed |
$954K - $1.03M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-17.1KClosed |
$192K - $207K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-3.66KClosed |
$39.6K - $42K
|
0
$0
|
|
|
Apr 21, 2021
Q1 2021
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-16.6KClosed |
$179K - $190K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Jan 29, 2021
Q4 2020
|
Weaver Consulting Group
|
SELL
|
- |
-300Closed |
$2.91K - $3.32K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-4.72KClosed |
$44K - $48.4K
|
0
$0
|
|
|
Oct 15, 2020
Q3 2020
|
Davenport & CO LLC
|
SELL
|
- |
-25.3KClosed |
$235K - $259K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1K- 20.0% |
$7.18K - $10K
|
4K
$24.9K
|
|
|
Aug 14, 2020
Q2 2020
|
Truist Financial Corp
|
SELL
|
- |
-13.4KClosed |
$96.2K - $134K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-34.5KClosed |
$247K - $345K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-200Closed |
$1.44K - $2K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-13.3KClosed |
$95.8K - $134K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Shaker Financial Services, LLC
|
SELL
|
- |
-14.2KClosed |
$102K - $142K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Darwin Advisors, LLC
|
SELL
|
- |
-1.1KClosed |
$7.9K - $11K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Lindbrook Capital, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q4 2019 | |||||||
|
Jan 29, 2020
Q4 2019
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-2KClosed |
$22.3K - $23.4K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 22, 2019
Q3 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-400Closed |
$4.32K - $4.64K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Jan 29, 2019
Q4 2018
|
Raymond James Trust N.A.
|
SELL
|
- |
-13.6KClosed |
$132K - $158K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-673Closed |
$7.42K - $7.89K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-53.9KClosed |
$594K - $632K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-487Closed |
$5.37K - $5.71K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Jul 25, 2018
Q2 2018
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-57KClosed |
$641K - $679K
|
0
$0
|
|
|
Jul 20, 2018
Q2 2018
|
Whittier Trust CO
|
BUY
|
- |
400New |
$4.5K - $4.76K
|
400
$2.49K
|
|
| Q1 2018 | |||||||
|
May 02, 2018
Q1 2018
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-455Closed |
$4.73K - $5.34K
|
0
$0
|
|