Purchases and Sales Made in Q3 2023 in Global X Fds U S Pfd ETF (De) (PFFD)
This table provides information about the institutional ownership of Global X Fds U S Pfd ETF (De) (PFFD) during Q3 2023. The information is specifically focused on institutions that hold shares of GLOBAL X FDS U S PFD ETF (DE) .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
316K+ 65.05% |
$5.93M - $6.2M
|
803K
$16.5M
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
234K+ 1995.24% |
$4.37M - $4.57M
|
245K
$5.04M
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
142K+ 96.06% |
$2.66M - $2.78M
|
290K
$5.96M
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
138K+ 9.99% |
$2.58M - $2.7M
|
1.52M
$31.2M
|
|
Nov 09, 2023
Q3 2023
|
Sws Partners
|
BUY
|
- |
121KNew |
$2.26M - $2.36M
|
121K
$2.48M
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
102K+ 7.7% |
$1.91M - $2M
|
1.43M
$29.4M
|
|
Oct 10, 2023
Q3 2023
|
Ignite Planners, LLC
|
BUY
|
- |
101KNew |
$1.9M - $1.98M
|
101K
$2.08M
|
|
Oct 05, 2023
Q3 2023
|
Ahl Investment Management, Inc.
|
BUY
|
- |
91.9K+ 39.08% |
$1.72M - $1.8M
|
327K
$6.73M
|
|
Nov 14, 2023
Q3 2023
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
91.2K+ 60.45% |
$1.71M - $1.79M
|
242K
$4.98M
|
|
Nov 14, 2023
Q3 2023
|
Flaharty Asset Management, LLC
|
BUY
|
- |
88.6K+ 5.13% |
$1.66M - $1.73M
|
1.82M
$37.3M
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
83.8K+ 558.13% |
$1.57M - $1.64M
|
98.8K
$2.03M
|
|
Nov 08, 2023
Q3 2023
|
Charles Schwab Investment Advisory, Inc.
San Francisco, CA |
BUY
|
- |
79.4K+ 3.32% |
$1.49M - $1.55M
|
2.47M
$50.7M
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
70.2K+ 36.21% |
$1.31M - $1.37M
|
264K
$5.43M
|
|
Nov 13, 2023
Q3 2023
|
Full Sail Capital, LLC
Oklahoma City, OK |
BUY
|
- |
64.8K+ 9.22% |
$1.21M - $1.27M
|
768K
$15.8M
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
59.1K+ 13.12% |
$1.11M - $1.16M
|
510K
$10.5M
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
55.1K+ 3.82% |
$1.03M - $1.08M
|
1.5M
$30.8M
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
54.8KNew |
$1.03M - $1.07M
|
54.8K
$1.13M
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
53.4K+ 220.5% |
$1M - $1.05M
|
77.7K
$1.6M
|
|
Oct 20, 2023
Q3 2023
|
Global Wealth Strategies & Associates
Denver, CO |
BUY
|
- |
48.3K+ 21.42% |
$904K - $945K
|
274K
$5.62M
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
46.9KNew |
$879K - $918K
|
46.9K
$964K
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
45.9K+ 9.91% |
$860K - $899K
|
509K
$10.5M
|
|
Nov 13, 2023
Q3 2023
|
Strategic Advocates LLC
Logan, UT |
BUY
|
- |
42.2KNew |
$791K - $827K
|
42.2K
$868K
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
41.1K+ 6.45% |
$770K - $805K
|
679K
$14M
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Asset Management LLC
Richmond, VA |
BUY
|
- |
39.6KNew |
$741K - $775K
|
39.6K
$814K
|
|
Oct 11, 2023
Q3 2023
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
38.5K+ 10.05% |
$721K - $754K
|
422K
$8.67M
|
|
Oct 30, 2023
Q3 2023
|
Cfo4 Life Group, LLC
|
BUY
|
- |
37.1KNew |
$695K - $726K
|
37.1K
$763K
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
36.6KNew |
$685K - $716K
|
36.6K
$752K
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
35.1K+ 21038.92% |
$658K - $688K
|
35.3K
$726K
|
|
Oct 26, 2023
Q3 2023
|
Orgel Wealth Management, LLC
|
BUY
|
- |
32.9K+ 0.71% |
$617K - $645K
|
4.67M
$96.1M
|
|
Nov 13, 2023
Q3 2023
|
L & S Advisors Inc
Los Angeles, CA |
BUY
|
- |
32.4KNew |
$606K - $634K
|
32.4K
$665K
|
|
Oct 12, 2023
Q3 2023
|
Kohmann Bosshard Financial Services, LLC
|
BUY
|
- |
30.6K+ 3.27% |
$574K - $600K
|
967K
$19.9M
|
|
Oct 23, 2023
Q3 2023
|
Balboa Wealth Partners
Newport Beach, CA |
BUY
|
- |
27.7KNew |
$518K - $542K
|
27.7K
$569K
|
|
Nov 02, 2023
Q3 2023
|
Youngs Advisory Group, Inc.
|
BUY
|
- |
25.7K+ 3.18% |
$482K - $504K
|
836K
$17.2M
|
|
Oct 26, 2023
Q3 2023
|
Gratus Capital LLC
|
BUY
|
- |
23.9K+ 59.69% |
$447K - $467K
|
63.9K
$1.31M
|
|
Dec 04, 2023
Q3 2023
|
Austin Wealth Management, LLC
Austin, TX |
BUY
|
- |
23.5KNew |
$440K - $460K
|
23.5K
$483K
|
|
Nov 13, 2023
Q3 2023
|
Cibc World Markets Corp
New York, NY |
BUY
|
- |
22.8KNew |
$427K - $446K
|
22.8K
$469K
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
22.4KNew |
$420K - $439K
|
22.4K
$461K
|
|
Oct 16, 2023
Q3 2023
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
20.8K+ 12.27% |
$390K - $407K
|
190K
$3.91M
|
|
Nov 13, 2023
Q3 2023
|
Evoke Wealth, LLC
|
BUY
|
- |
20.7KNew |
$388K - $405K
|
20.7K
$425K
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
20.6K+ 2.75% |
$387K - $404K
|
772K
$15.9M
|
|
Nov 09, 2023
Q3 2023
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
BUY
|
- |
18.3K+ 6.49% |
$344K - $359K
|
301K
$6.19M
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
18.2K+ 14.96% |
$341K - $356K
|
140K
$2.87M
|
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
BUY
|
- |
17.4KNew |
$327K - $341K
|
17.4K
$358K
|
|
Oct 30, 2023
Q3 2023
|
Aire Advisors, LLC
Beverly Hills, CA |
BUY
|
- |
17.2K+ 4.67% |
$323K - $337K
|
386K
$7.93M
|
|
Oct 19, 2023
Q3 2023
|
Strateg Iq Financial Group, LLC
|
BUY
|
- |
16.7K+ 69.28% |
$313K - $327K
|
40.9K
$840K
|
|
Nov 13, 2023
Q3 2023
|
Commonwealth Financial Services, LLC
Parkersburg, WV |
BUY
|
- |
15.8KNew |
$296K - $310K
|
15.8K
$325K
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
15.2K+ 6.41% |
$286K - $298K
|
253K
$5.21M
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
14.9KNew |
$279K - $292K
|
14.9K
$307K
|
|
Oct 12, 2023
Q3 2023
|
Prairiewood Capital, LLC
|
BUY
|
- |
14.3K+ 7.13% |
$268K - $280K
|
215K
$4.42M
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
14.3KNew |
$268K - $280K
|
14.3K
$294K
|