Latest Institutional Transactions on Principal Financial Group Inc (PFG)
This table provides information on the latest institutional transactions involving Principal Financial Group Inc (PFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Alpha Centric Advisors LLC
San Juan, PR |
SELL
|
- |
-140- 9.67% |
$10.1K - $11.8K
|
1.31K
$105K
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
6.33KNew |
$456K - $533K
|
6.33K
$508K
|
|
|
Nov 13, 2023
Q3 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
112New |
$8.06K - $9.42K
|
112
$8.98K
|
|
|
Nov 13, 2023
Q3 2023
|
Personal Cfo Solutions, LLC
|
SELL
|
- |
-1.23K- 17.15% |
$88.3K - $103K
|
5.92K
$475K
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
93+ 31.42% |
$6.7K - $7.82K
|
389
$31.2K
|
|
|
Nov 13, 2023
Q3 2023
|
Glassman Wealth Services
|
SELL
|
- |
-5- 1.0% |
$360 - $421
|
493
$39.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-293- 44.06% |
$21.1K - $24.6K
|
372
$29.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Echo Street Capital Management LLC
New York, NY |
BUY
|
- |
6.38KNew |
$459K - $536K
|
6.38K
$512K
|
|
|
Nov 09, 2023
Q3 2023
|
Carson Allaria Wealth Management, Ltd.
|
BUY
|
- |
100New |
$7.2K - $8.41K
|
100
$8.02K
|
|
|
Nov 08, 2023
Q3 2023
|
Sutton Wealth Advisors Inc.
Tampa, FL |
SELL
|
- |
-169- 32.94% |
$12.2K - $14.2K
|
344
$27.6K
|
|
|
Nov 08, 2023
Q3 2023
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-5.3K- 36.17% |
$382K - $446K
|
9.36K
$750K
|
|
|
Nov 08, 2023
Q3 2023
|
J. W. Coons Advisors, LLC
|
SELL
|
- |
-40- 0.88% |
$2.88K - $3.36K
|
4.5K
$360K
|
|
|
Nov 08, 2023
Q3 2023
|
Van Eck Associates Corp
|
BUY
|
- |
1.15K+ 3.44% |
$82.6K - $96.5K
|
34.5K
$2.76M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-2.04K- 6.5% |
$147K - $171K
|
29.3K
$2.35M
|
|
|
Nov 06, 2023
Q3 2023
|
Authentikos Wealth Advisory, LLC
Morgan Hill, CA |
BUY
|
- |
569New |
$41K - $47.9K
|
569
$45.6K
|
|
|
Nov 06, 2023
Q3 2023
|
Am Squared LTD
Hong Kong, K3 |
BUY
|
- |
100+ 33.33% |
$7.2K - $8.41K
|
400
$32.1K
|
|
|
Nov 02, 2023
Q3 2023
|
Duality Advisers, LP
Miami, FL |
SELL
|
- |
-4.83K- 33.35% |
$348K - $406K
|
9.65K
$774K
|
|
|
Nov 02, 2023
Q3 2023
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-10.3K- 33.89% |
$741K - $866K
|
20.1K
$1.61M
|
|
|
Nov 02, 2023
Q3 2023
|
F Dx Advisors, Inc.
|
SELL
|
- |
-2.05K- 34.73% |
$148K - $172K
|
3.85K
$309K
|
|
|
Nov 02, 2023
Q3 2023
|
Dai Ichi Life Insurance Company, LTD
Tokyo, M0 |
BUY
|
- |
2.84KNew |
$205K - $239K
|
2.84K
$228K
|
|
|
Nov 02, 2023
Q3 2023
|
Estate Counselors, LLC
|
BUY
|
- |
140+ 1.07% |
$10.1K - $11.8K
|
13.2K
$1.06M
|
|
|
Nov 01, 2023
Q3 2023
|
Albion Financial Group
|
BUY
|
- |
32New |
$2.3K - $2.69K
|
32
$2.57K
|
|
|
Oct 30, 2023
Q3 2023
|
Meritage Portfolio Management
|
SELL
|
- |
-622- 1.47% |
$44.8K - $52.3K
|
41.8K
$3.36M
|
|
|
Oct 27, 2023
Q3 2023
|
Center For Asset Management LLC
|
SELL
|
- |
-24- 0.57% |
$1.73K - $2.02K
|
4.19K
$336K
|
|
|
Oct 27, 2023
Q3 2023
|
Carmel Capital Partners, LLC
|
BUY
|
- |
187New |
$13.5K - $15.7K
|
187
$15K
|
|
|
Oct 27, 2023
Q3 2023
|
Archford Capital Strategies, LLC
|
BUY
|
- |
135+ 1.86% |
$9.72K - $11.4K
|
7.38K
$592K
|
|
|
Oct 26, 2023
Q3 2023
|
Comerica Securities,Inc.
|
BUY
|
- |
66+ 2.2% |
$4.75K - $5.55K
|
3.06K
$245K
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
759+ 5.01% |
$54.6K - $63.8K
|
15.9K
$1.28M
|
|
|
Oct 25, 2023
Q3 2023
|
Wespac Advisors, LLC
|
BUY
|
- |
290+ 8.73% |
$20.9K - $24.4K
|
3.61K
$290K
|
|
|
Oct 24, 2023
Q3 2023
|
Argent Capital Management LLC
|
SELL
|
- |
-147K- 71.12% |
$10.6M - $12.4M
|
59.8K
$4.79M
|
|
|
Oct 24, 2023
Q3 2023
|
Strategic Investment Advisors
Farmington Hills, MI |
BUY
|
- |
528+ 5.35% |
$38K - $44.4K
|
10.4K
$833K
|
|
|
Oct 20, 2023
Q3 2023
|
Atwood & Palmer Inc
|
SELL
|
- |
-202- 66.89% |
$14.5K - $17K
|
100
$8.02K
|
|
|
Oct 20, 2023
Q3 2023
|
Steward Financial Group LLC
|
SELL
|
- |
-237- 65.83% |
$17.1K - $19.9K
|
123
$9.86K
|
|
|
Oct 19, 2023
Q3 2023
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
BUY
|
- |
196+ 6.57% |
$14.1K - $16.5K
|
3.18K
$255K
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-194- 1.58% |
$14K - $16.3K
|
12.1K
$972K
|
|
|
Oct 13, 2023
Q3 2023
|
Ritholtz Wealth Management
|
SELL
|
- |
-1.23K- 26.63% |
$88.3K - $103K
|
3.38K
$271K
|
|
|
Oct 12, 2023
Q3 2023
|
Northwest Investment Counselors, LLC
|
BUY
|
- |
50New |
$3.6K - $4.21K
|
50
$4.01K
|
|
|
Oct 11, 2023
Q3 2023
|
Adviser Investments LLC
|
BUY
|
- |
205+ 5.46% |
$14.8K - $17.2K
|
3.96K
$317K
|
|
|
Oct 11, 2023
Q3 2023
|
Perkins Coie Trust CO
|
BUY
|
- |
8New |
$576 - $673
|
8
$642
|
|
| Q2 2023 | |||||||
|
Feb 05, 2025
Q2 2023
|
Mma Asset Management LLC
New York, NY |
BUY
|
- |
3.51KNew |
$229K - $270K
|
3.51K
$281K
|
|
|
Jan 24, 2024
Q2 2023
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
148+ 3.15% |
$9.69K - $11.4K
|
4.85K
$389K
|
|
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-8.62K- 72.88% |
$564K - $665K
|
3.21K
$257K
|
|
|
Sep 25, 2023
Q2 2023
|
Brookfield Asset Management Inc.
Toronto, A6 |
SELL
|
- |
-34.6K- 19.45% |
$2.26M - $2.67M
|
143K
$11.5M
|
|
|
Aug 15, 2023
Q2 2023
|
First Capital Advisors Group, Llc.
Little Silver, NJ |
BUY
|
- |
127New |
$8.31K - $9.79K
|
127
$10.2K
|
|
|
Aug 15, 2023
Q2 2023
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
BUY
|
- |
9+ 34.62% |
$589 - $694
|
35
$2.81K
|
|
|
Aug 14, 2023
Q2 2023
|
Bollard Group LLC
Boston, MA |
BUY
|
- |
15New |
$982 - $1.16K
|
15
$1.2K
|
|
|
Aug 14, 2023
Q2 2023
|
First Manhattan CO
New York, NY |
SELL
|
- |
-98- 38.28% |
$6.42K - $7.56K
|
158
$12.7K
|
|
|
Aug 14, 2023
Q2 2023
|
Alps Advisors Inc
Denver, CO |
BUY
|
- |
30+ 0.73% |
$1.96K - $2.31K
|
4.12K
$331K
|
|
|
Aug 14, 2023
Q2 2023
|
Laffer Tengler Investments
Nashville, TN |
BUY
|
- |
1.39KNew |
$91.1K - $107K
|
1.39K
$112K
|
|
|
Aug 14, 2023
Q2 2023
|
Banco Btg Pactual S.A.
Rio De Janeiro, D5 |
BUY
|
- |
5.35KNew |
$350K - $412K
|
5.35K
$429K
|
|