Latest Institutional Transactions on Principal Financial Group Inc (PFG)
This table provides information on the latest institutional transactions involving Principal Financial Group Inc (PFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 06, 2018
Q2 2018
|
Exane Asset Management
|
SELL
|
- |
-665Closed |
$35K - $40.9K
|
0
$0
|
|
|
Aug 16, 2018
Q2 2018
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-396Closed |
$20.8K - $24.3K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Leuthold Group, LLC
|
SELL
|
- |
-68KClosed |
$3.58M - $4.18M
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Diametric Capital, LP
Boston, MA |
SELL
|
- |
-34.6KClosed |
$1.82M - $2.13M
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
High Vista Strategies LLC
Boston, MA |
SELL
|
- |
-4.1KClosed |
$216K - $252K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Hbk Investments L P
Dallas, TX |
SELL
|
- |
-63.6K- 83.7% |
$3.34M - $3.91M
|
12.4K
$965K
|
|
|
Aug 13, 2018
Q2 2018
|
Sws Partners
|
SELL
|
- |
-377Closed |
$19.8K - $23.2K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Great Lakes Advisors, LLC
Chicago, IL |
SELL
|
- |
-68.4KClosed |
$3.6M - $4.2M
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Horizon Investment Services, LLC
Hammond, IN |
SELL
|
- |
-3.5KClosed |
$184K - $215K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-10.2KClosed |
$537K - $628K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Richard Bernstein Advisors LLC
|
SELL
|
- |
-5.62KClosed |
$295K - $345K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Haverford Trust CO
Radnor, PA |
SELL
|
- |
-5.57KClosed |
$293K - $342K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-8.87KClosed |
$466K - $545K
|
0
$0
|
|
|
Aug 09, 2018
Q2 2018
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-3.76KClosed |
$198K - $231K
|
0
$0
|
|
|
Aug 01, 2018
Q2 2018
|
Integrated Investment Consultants, LLC
|
SELL
|
- |
-300- 54.55% |
$15.8K - $18.4K
|
250
$19.5K
|
|
|
Aug 01, 2018
Q2 2018
|
Ifrah Financial Services, Inc.
|
SELL
|
- |
-4.17KClosed |
$219K - $256K
|
0
$0
|
|
|
Jul 17, 2018
Q2 2018
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
SELL
|
- |
-1.11K- 80.39% |
$58.2K - $68K
|
270
$21K
|
|
|
Jul 12, 2018
Q2 2018
|
Wolf Group Capital Advisors
|
SELL
|
- |
-25.4KClosed |
$1.34M - $1.56M
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 21, 2018
Q1 2018
|
Summit Trail Advisors, LLC
New York, NY |
BUY
|
- |
40.3K+ 5530.73% |
$2.33M - $3.03M
|
41K
$3.2M
|
|
|
May 15, 2018
Q1 2018
|
Lombard Odier Asset Management (Europe) LTD
London, X0 |
SELL
|
- |
-3.29KClosed |
$190K - $247K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Driehaus Capital Management LLC
Chicago, IL |
SELL
|
- |
-5.58KClosed |
$322K - $419K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Game Creek Capital, LP
Boston, MA |
SELL
|
- |
-4KClosed |
$231K - $300K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-16.2KClosed |
$934K - $1.21M
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Drw Securities, LLC
Chicago, IL |
SELL
|
- |
-3.77KClosed |
$218K - $283K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-5.83KClosed |
$336K - $437K
|
0
$0
|
|
|
May 08, 2018
Q1 2018
|
Affinity Investment Advisors, LLC
|
SELL
|
- |
-31.7KClosed |
$1.83M - $2.38M
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Keeler T Homas Management LLC
|
SELL
|
- |
-830Closed |
$47.9K - $62.3K
|
0
$0
|
|
|
May 04, 2018
Q1 2018
|
Pathway Financial Advisors LLC
|
SELL
|
- |
-24Closed |
$1.39K - $1.8K
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Paulson Wealth Management Inc.
|
SELL
|
- |
-195Closed |
$11.3K - $14.6K
|
0
$0
|
|
|
Apr 20, 2018
Q1 2018
|
Mu Investments Co., Ltd.
|
SELL
|
- |
-350Closed |
$20.2K - $26.3K
|
0
$0
|
|
|
Apr 18, 2018
Q1 2018
|
Alethea Capital Management, LLC
San Diego, CA |
SELL
|
- |
-4.2KClosed |
$243K - $315K
|
0
$0
|
|
|
Apr 13, 2018
Q1 2018
|
Calamos Advisors LLC
|
SELL
|
- |
-3.73KClosed |
$215K - $280K
|
0
$0
|
|
|
Apr 04, 2018
Q1 2018
|
Beacon Capital Management, Inc.
|
SELL
|
- |
-14Closed |
$809 - $1.05K
|
0
$0
|
|
|
Apr 03, 2018
Q1 2018
|
Pensionfund Dsm Netherlands
|
SELL
|
- |
-46KClosed |
$2.66M - $3.45M
|
0
$0
|
|
|
Apr 03, 2018
Q1 2018
|
Pensionfund Sabic
|
SELL
|
- |
-23KClosed |
$1.33M - $1.73M
|
0
$0
|
|
| Q4 2017 | |||||||
|
Mar 19, 2018
Q4 2017
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
71New |
$4.61K - $5.09K
|
71
$5.53K
|
|
|
Feb 14, 2018
Q4 2017
|
Earnest Partners LLC
Atlanta, GA |
BUY
|
- |
116New |
$7.53K - $8.32K
|
116
$9.04K
|
|
|
Feb 14, 2018
Q4 2017
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-100Closed |
$6.49K - $7.18K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Lord, Abbett & Co. LLC
Jersey City, NJ |
SELL
|
- |
-120KClosed |
$7.76M - $8.58M
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Yorktown Management & Research CO Inc
|
SELL
|
- |
-4.5KClosed |
$292K - $323K
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Fusion Family Wealth LLC
|
SELL
|
- |
-50Closed |
$3.25K - $3.59K
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Nationwide Fund Advisors
|
SELL
|
- |
-168KClosed |
$10.9M - $12.1M
|
0
$0
|
|
|
Jan 30, 2018
Q4 2017
|
Bedrijfstakpensioenfonds Voor De Media Pno
|
SELL
|
- |
-23.7KClosed |
$1.54M - $1.7M
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 09, 2023
Q3 2017
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
1.57KNew |
$94.3K - $106K
|
1.57K
$123K
|
|
|
Nov 14, 2017
Q3 2017
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
CALL |
151New |
$9.05K - $10.1K
|
151
$11.8K
|
|
|
Nov 08, 2017
Q3 2017
|
Armbruster Capital Management, Inc.
|
BUY
|
- |
702New |
$42.1K - $47.1K
|
702
$54.7K
|
|
|
Nov 06, 2017
Q3 2017
|
Dorsey Wright & Associates
|
SELL
|
- |
-28.4KClosed |
$1.7M - $1.9M
|
0
$0
|
|
|
Oct 27, 2017
Q3 2017
|
Hoertkorn Richard Charles
|
BUY
|
- |
272New |
$16.3K - $18.2K
|
272
$21.2K
|
|
|
Oct 24, 2017
Q3 2017
|
Nippon Life Insurance CO
|
BUY
|
- |
18.1MNew |
$1.09B - $1.22B
|
18.1M
$1.41B
|
|
| Q2 2017 | |||||||
|
Oct 30, 2017
Q2 2017
|
Stilwell Value LLC
New York, NY |
SELL
|
- |
-34.5K- 98.44% |
N/A
|
547
$42.6K
|
|