Latest Institutional Transactions on Principal Financial Group Inc (PFG)
This table provides information on the latest institutional transactions involving Principal Financial Group Inc (PFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 06, 2020
Q2 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-273Closed |
$7.21K - $13.3K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-270Closed |
$7.13K - $13.2K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Capital Square, LLC
|
SELL
|
- |
-1KClosed |
$26.4K - $48.7K
|
0
$0
|
|
|
Jul 23, 2020
Q2 2020
|
Mainstay Capital Management LLC
|
SELL
|
- |
-30.5KClosed |
$805K - $1.48M
|
0
$0
|
|
|
Jul 22, 2020
Q2 2020
|
Transform Wealth, LLC
|
SELL
|
- |
-18.6KClosed |
$491K - $906K
|
0
$0
|
|
|
Jul 15, 2020
Q2 2020
|
Avondale Wealth Management
|
SELL
|
- |
-700Closed |
$18.5K - $34.1K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-306Closed |
$8.08K - $14.9K
|
0
$0
|
|
|
Jul 13, 2020
Q2 2020
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-554Closed |
$14.6K - $27K
|
0
$0
|
|
|
Jul 10, 2020
Q2 2020
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-1.25KClosed |
$33K - $60.9K
|
0
$0
|
|
|
Jul 07, 2020
Q2 2020
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-320- 25.18% |
$8.45K - $15.6K
|
951
$73.2K
|
|
|
Jul 01, 2020
Q2 2020
|
Cox Capital Mgt LLC
|
SELL
|
- |
-109Closed |
$2.88K - $5.31K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 26, 2020
Q1 2020
|
Signature Wealth Management Group
|
SELL
|
- |
-57.9KClosed |
$1.4M - $3.31M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-4.25KClosed |
$103K - $243K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-4.22KClosed |
$102K - $241K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Tealwood Asset Management Inc
|
SELL
|
- |
-56.2KClosed |
$1.36M - $3.21M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Wolverine Asset Management LLC
|
SELL
|
- |
-5.84KClosed |
$141K - $333K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Bridges Investment Management Inc
|
SELL
|
- |
-5.14KClosed |
$124K - $293K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
American Asset Management Inc.
|
SELL
|
- |
-7.46KClosed |
$180K - $426K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Powell Investment Advisors, LLC
|
SELL
|
- |
-4.34KClosed |
$105K - $248K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Soros Capital Management LLC
New York, NY |
SELL
|
- |
-70.4KClosed |
$1.7M - $4.02M
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Meitav Dash Investments LTD
|
SELL
|
- |
-6.02KClosed |
$145K - $343K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Financial Advisors Network, Inc.
|
SELL
|
- |
-12.1KClosed |
$293K - $692K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-5.31KClosed |
$128K - $303K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-764Closed |
$18.5K - $43.6K
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Poehling Capital Management, Inc.
Madison, WI |
SELL
|
- |
-4.3KClosed |
$104K - $245K
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Girard Partners Ltd.
|
SELL
|
- |
-6.16KClosed |
$149K - $352K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Eagle Ridge Investment Management
|
SELL
|
- |
-148KClosed |
$3.58M - $8.46M
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Lionsbridge Wealth Management LLC
Jacksonville Beach, FL |
SELL
|
- |
-162Closed |
$3.91K - $9.25K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-4.24KClosed |
$102K - $242K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
First Personal Financial Services
|
SELL
|
- |
-15Closed |
$362 - $856
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Ferguson Wellman Capital Management, Inc
|
SELL
|
- |
-4.15KClosed |
$100K - $237K
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-5KClosed |
$121K - $285K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-5.77KClosed |
$139K - $329K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Cornell Pochily Investment Advisors, Inc.
|
BUY
|
- |
11.1KNew |
$268K - $633K
|
11.1K
$854K
|
|
|
Apr 10, 2020
Q1 2020
|
Freedom Day Solutions, LLC
|
SELL
|
- |
-4.54KClosed |
$110K - $259K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Sep 21, 2023
Q4 2019
|
Halpern Financial, Inc.
Ashburn, VA |
BUY
|
- |
296New |
$15.5K - $17K
|
296
$22.8K
|
|
|
Mar 19, 2020
Q4 2019
|
High Mark Wealth Management LLC
|
BUY
|
- |
310New |
$16.2K - $17.8K
|
310
$23.9K
|
|
|
Feb 13, 2020
Q4 2019
|
Weil Company, Inc.
|
SELL
|
- |
-215Closed |
$11.3K - $12.3K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Hilton Capital Management, LLC
|
SELL
|
- |
-586Closed |
$30.7K - $33.6K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Delta Investment Management, LLC
|
SELL
|
- |
-3.76KClosed |
$197K - $216K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Element Capital Management LLC
New York, NY |
SELL
|
- |
-11.3KClosed |
$592K - $649K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-253Closed |
$13.2K - $14.5K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-4.27KClosed |
$224K - $245K
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
First Business Financial Services, Inc.
|
SELL
|
- |
-10.5KClosed |
$551K - $604K
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Gam Holding Ag
|
SELL
|
- |
-7.12KClosed |
$373K - $408K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-271Closed |
$14.2K - $15.6K
|
0
$0
|
|
|
Jan 30, 2020
Q4 2019
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
87New |
$4.55K - $4.99K
|
87
$6.7K
|
|
|
Jan 29, 2020
Q4 2019
|
Arcadia Investment Management Corp
|
SELL
|
- |
-2.33KClosed |
$122K - $133K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Garrett Wealth Advisory Group, LLC
|
SELL
|
- |
-366Closed |
$19.2K - $21K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Wright Investors Service Inc
|
SELL
|
- |
-7.67KClosed |
$401K - $440K
|
0
$0
|
|