Latest Institutional Transactions on Principal Financial Group Inc (PFG)
This table provides information on the latest institutional transactions involving Principal Financial Group Inc (PFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2019
Q2 2019
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-200Closed |
$10.3K - $11.6K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Bremer Bank National Association
|
SELL
|
- |
-845Closed |
$43.6K - $48.9K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Jarislowsky, Fraser LTD
|
SELL
|
- |
-4KClosed |
$206K - $232K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-218Closed |
$11.2K - $12.6K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Kepos Capital LP
New York, NY |
SELL
|
- |
-80.5KClosed |
$4.15M - $4.66M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Prw Wealth Management LLC
|
SELL
|
- |
-28Closed |
$1.44K - $1.62K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Omnia Family Wealth, LLC
|
SELL
|
- |
-38Closed |
$1.96K - $2.2K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-146Closed |
$7.53K - $8.46K
|
0
$0
|
|
|
Aug 02, 2019
Q2 2019
|
Pflug Koory, LLC
|
BUY
|
- |
245+ 612.5% |
$12.6K - $14.2K
|
285
$22.1K
|
|
|
Aug 02, 2019
Q2 2019
|
Oakworth Capital, Inc.
|
SELL
|
- |
-285Closed |
$14.7K - $16.5K
|
0
$0
|
|
|
Jul 30, 2019
Q2 2019
|
First National Corp
|
SELL
|
- |
-1.04KClosed |
$53.4K - $60K
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Horan Capital Advisors, Llc.
Cincinnati, OH |
SELL
|
- |
-300Closed |
$15.5K - $17.4K
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Washington Trust Bank
|
SELL
|
- |
-1.77KClosed |
$91.4K - $103K
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Financial Advantage, Inc.
|
SELL
|
- |
-100Closed |
$5.16K - $5.79K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-1.19KClosed |
$61.6K - $69.2K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Farmers & Merchants Trust CO Of Chambersburg Pa
|
SELL
|
- |
-220Closed |
$11.3K - $12.7K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Destination Wealth Management
|
SELL
|
- |
-192Closed |
$9.9K - $11.1K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-283Closed |
$14.6K - $16.4K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 09, 2023
Q1 2019
|
Mc Carthy Grittinger Financial Group, LLC
Milwaukee, WI |
BUY
|
- |
410New |
$17.8K - $21.8K
|
410
$31.7K
|
|
|
May 15, 2019
Q1 2019
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-38Closed |
$1.65K - $2.02K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Clearbridge Investments, LLC
New York, NY |
BUY
|
- |
4+ 0.77% |
$174 - $212
|
526
$40.7K
|
|
|
May 14, 2019
Q1 2019
|
Patten Group, Inc.
|
SELL
|
- |
-100Closed |
$4.34K - $5.31K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Gyl Financial Synergies, LLC
|
BUY
|
- |
18.8KNew |
$814K - $997K
|
18.8K
$1.45M
|
|
|
May 14, 2019
Q1 2019
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-50Closed |
$2.17K - $2.65K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Monetary Management Group Inc
St Louis, MO |
SELL
|
- |
-450Closed |
$19.5K - $23.9K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Delphi Management Inc /Ma/
Boston, MA |
SELL
|
- |
-10.7KClosed |
$466K - $570K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
River Wealth Advisors LLC
Camp Hill, PA |
SELL
|
- |
-150Closed |
$6.51K - $7.96K
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Boston Partners
Boston, MA |
SELL
|
- |
-21.6KClosed |
$936K - $1.14M
|
0
$0
|
|
|
May 01, 2019
Q1 2019
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-37.1KClosed |
$1.61M - $1.97M
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-195Closed |
$8.46K - $10.4K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Sep 13, 2021
Q4 2018
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-147Closed |
$6.04K - $8.92K
|
0
$0
|
|
|
Feb 15, 2019
Q4 2018
|
American Beacon Advisors, Inc.
|
SELL
|
- |
-1.32KClosed |
$54.1K - $79.8K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Krilogy Financial LLC
|
SELL
|
- |
-184Closed |
$7.56K - $11.2K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-858Closed |
$35.2K - $52K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Liberty Mutual Group Asset Management Inc.
Boston, MA |
SELL
|
- |
-10.6KClosed |
$437K - $646K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Highbridge Capital Management LLC
New York, NY |
SELL
|
- |
-9.98KClosed |
$410K - $605K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
- |
-5KClosed |
$205K - $303K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Capital World Investors
Los Angeles, CA |
SELL
|
- |
-2.41MClosed |
$99M - $146M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Harris Associates L P
Chicago, IL |
SELL
|
- |
-5.35KClosed |
$220K - $324K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Alterna Wealth Management, Inc
Houston, TX |
BUY
|
- |
9.29KNew |
$382K - $563K
|
9.29K
$719K
|
|
|
Feb 14, 2019
Q4 2018
|
Accuvest Global Advisors
Provo, UT |
SELL
|
- |
-9.07KClosed |
$372K - $550K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Murphy Pohlad Asset Management LLC
|
BUY
|
- |
328New |
$13.5K - $19.9K
|
328
$25.4K
|
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-80.6KClosed |
$3.31M - $4.89M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-13.2KClosed |
$543K - $802K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Strategic Global Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-4.38KClosed |
$180K - $265K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Capital Fund Management S.A.
Paris, I0 |
BUY
|
PUT |
4K+ 71.43% |
$164K - $243K
|
9.6K
$743K
|
|
|
Feb 12, 2019
Q4 2018
|
Ballew Advisors, Inc
|
SELL
|
- |
-103Closed |
$4.23K - $6.25K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Cable Hill Partners, LLC
Portland, OR |
SELL
|
- |
-300Closed |
$12.3K - $18.2K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-4.23KClosed |
$174K - $256K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-200Closed |
$8.22K - $12.1K
|
0
$0
|
|