Latest Institutional Transactions on Principal Financial Group Inc (PFG)
This table provides information on the latest institutional transactions involving Principal Financial Group Inc (PFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 07, 2020
Q1 2020
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-764Closed |
$18.5K - $43.6K
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Poehling Capital Management, Inc.
Madison, WI |
SELL
|
- |
-4.3KClosed |
$104K - $245K
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Girard Partners Ltd.
|
SELL
|
- |
-6.16KClosed |
$149K - $352K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Eagle Ridge Investment Management
|
SELL
|
- |
-148KClosed |
$3.58M - $8.46M
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Lionsbridge Wealth Management LLC
Jacksonville Beach, FL |
SELL
|
- |
-162Closed |
$3.91K - $9.25K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-4.24KClosed |
$102K - $242K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
First Personal Financial Services
|
SELL
|
- |
-15Closed |
$362 - $856
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Ferguson Wellman Capital Management, Inc
|
SELL
|
- |
-4.15KClosed |
$100K - $237K
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-5KClosed |
$121K - $285K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-5.77KClosed |
$139K - $329K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Cornell Pochily Investment Advisors, Inc.
|
BUY
|
- |
11.1KNew |
$268K - $633K
|
11.1K
$906K
|
|
|
Apr 10, 2020
Q1 2020
|
Freedom Day Solutions, LLC
|
SELL
|
- |
-4.54KClosed |
$110K - $259K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Sep 21, 2023
Q4 2019
|
Halpern Financial, Inc.
Ashburn, VA |
BUY
|
- |
296New |
$15.5K - $17K
|
296
$24.2K
|
|
|
Mar 19, 2020
Q4 2019
|
High Mark Wealth Management LLC
|
BUY
|
- |
310New |
$16.2K - $17.8K
|
310
$25.3K
|
|
|
Feb 13, 2020
Q4 2019
|
Weil Company, Inc.
|
SELL
|
- |
-215Closed |
$11.3K - $12.3K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Hilton Capital Management, LLC
|
SELL
|
- |
-586Closed |
$30.7K - $33.6K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Delta Investment Management, LLC
|
SELL
|
- |
-3.76KClosed |
$197K - $216K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Element Capital Management LLC
New York, NY |
SELL
|
- |
-11.3KClosed |
$592K - $649K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-253Closed |
$13.2K - $14.5K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-4.27KClosed |
$224K - $245K
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
First Business Financial Services, Inc.
|
SELL
|
- |
-10.5KClosed |
$551K - $604K
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Gam Holding Ag
|
SELL
|
- |
-7.12KClosed |
$373K - $408K
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-7.22KClosed |
$378K - $415K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-271Closed |
$14.2K - $15.6K
|
0
$0
|
|
|
Jan 30, 2020
Q4 2019
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
87New |
$4.55K - $4.99K
|
87
$7.1K
|
|
|
Jan 29, 2020
Q4 2019
|
Arcadia Investment Management Corp
|
SELL
|
- |
-2.33KClosed |
$122K - $133K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Garrett Wealth Advisory Group, LLC
|
SELL
|
- |
-366Closed |
$19.2K - $21K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Wright Investors Service Inc
|
SELL
|
- |
-7.67KClosed |
$401K - $440K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
SELL
|
- |
-499KClosed |
$26.1M - $28.6M
|
0
$0
|
|
|
Jan 14, 2020
Q4 2019
|
Webster Bank, N. A.
|
SELL
|
- |
-300Closed |
$15.7K - $17.2K
|
0
$0
|
|
|
Jan 10, 2020
Q4 2019
|
Manning & Napier Group, LLC
|
SELL
|
- |
-13.1KClosed |
$688K - $754K
|
0
$0
|
|
|
Jan 10, 2020
Q4 2019
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-455Closed |
$23.8K - $26.1K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 15, 2019
Q3 2019
|
Phocas Financial Corp.
Alameda, CA |
SELL
|
- |
-960Closed |
$50.1K - $58.3K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-377Closed |
$19.7K - $22.9K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Weiss Multi Strategy Advisers LLC
New York, NY |
SELL
|
CALL |
-403KClosed |
$21M - $24.5M
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Zebra Capital Management LLC
Stamford, CT |
SELL
|
- |
-5.81KClosed |
$303K - $352K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
- |
-22.5KClosed |
$1.17M - $1.37M
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Asahi Life Asset Management Co., Ltd.
|
SELL
|
- |
-6.61KClosed |
$345K - $401K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Ack Asset Management LLC
Greenwich, CT |
BUY
|
- |
4.99KNew |
$260K - $303K
|
4.99K
$408K
|
|
|
Nov 12, 2019
Q3 2019
|
Next Capital Management LLC
|
SELL
|
- |
-256Closed |
$13.4K - $15.5K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-8.21KClosed |
$429K - $498K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Bar Harbor Wealth Management
Concord, NH |
SELL
|
- |
-4.38KClosed |
$229K - $266K
|
0
$0
|
|
|
Nov 06, 2019
Q3 2019
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-159Closed |
$8.3K - $9.65K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Cornerstone Wealth Group, LLC
|
SELL
|
- |
-28KClosed |
$1.46M - $1.7M
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-200Closed |
$10.4K - $12.1K
|
0
$0
|
|
|
Nov 04, 2019
Q3 2019
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-12.3KClosed |
$641K - $746K
|
0
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Palouse Capital Management, Inc.
|
SELL
|
- |
-86.5KClosed |
$4.51M - $5.25M
|
0
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Wolff Financial Management LLC
|
BUY
|
- |
2.76K+ 54.51% |
$144K - $167K
|
7.82K
$638K
|
|
|
Oct 18, 2019
Q3 2019
|
Btc Capital Management, Inc.
|
SELL
|
- |
-8.13KClosed |
$424K - $493K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-238Closed |
$12.4K - $14.4K
|
0
$0
|
|