Latest Institutional Transactions on Principal Financial Group Inc (PFG)
This table provides information on the latest institutional transactions involving Principal Financial Group Inc (PFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2020
Q3 2020
|
Everence Capital Management Inc
|
BUY
|
PUT |
11.2KNew |
$422K - $516K
|
11.2K
$864K
|
|
|
Oct 19, 2020
Q3 2020
|
First Command Financial Services, Inc.
|
BUY
|
- |
263+ 72.05% |
$9.94K - $12.1K
|
628
$48.6K
|
|
|
Oct 08, 2020
Q3 2020
|
Beese Fulmer Investment Management, Inc.
|
SELL
|
- |
-200Closed |
$7.56K - $9.24K
|
0
$0
|
|
|
Oct 06, 2020
Q3 2020
|
First Premier Bank
|
SELL
|
- |
-125Closed |
$4.72K - $5.77K
|
0
$0
|
|
|
Oct 05, 2020
Q3 2020
|
Municipal Employees' Retirement System Of Michigan
|
SELL
|
- |
-19.2KClosed |
$724K - $885K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-365- 48.34% |
$9.64K - $17.8K
|
390
$30.2K
|
|
|
Aug 17, 2020
Q2 2020
|
Parametrica Management LTD
|
SELL
|
- |
-10.2KClosed |
$269K - $496K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Procyon Advisors, LLC
|
SELL
|
- |
-30Closed |
$792 - $1.46K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-10.2KClosed |
$269K - $497K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-12.1KClosed |
$319K - $588K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Alyeska Investment Group, L.P.
Chicago, IL |
BUY
|
- |
50.9K+ 110.77% |
$1.34M - $2.48M
|
96.9K
$7.5M
|
|
|
Aug 14, 2020
Q2 2020
|
Smithfield Trust CO
Pittsburgh, PA |
BUY
|
- |
190New |
$5.02K - $9.26K
|
190
$14.7K
|
|
|
Aug 14, 2020
Q2 2020
|
Bank Of Hawaii
Honolulu, HI |
SELL
|
- |
-6.86KClosed |
$181K - $334K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Alpha Core Capital LLC
La Jolla, CA |
SELL
|
- |
-76Closed |
$2.01K - $3.7K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Capital Fund Management S.A.
Paris, I0 |
SELL
|
- |
-41.3KClosed |
$1.09M - $2.01M
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Barclays PLC
London, X0 |
SELL
|
PUT |
-2.6K- 57.78% |
$68.7K - $127K
|
1.9K
$147K
|
|
|
Aug 11, 2020
Q2 2020
|
Demars Financial Group, LLC
|
BUY
|
- |
150New |
$3.96K - $7.31K
|
150
$11.6K
|
|
|
Aug 11, 2020
Q2 2020
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-145Closed |
$3.83K - $7.06K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Newfound Research LLC
|
SELL
|
- |
-1Closed |
$26.4 - $48.7
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-273Closed |
$7.21K - $13.3K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-270Closed |
$7.13K - $13.2K
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Banco Santander, S.A.
|
SELL
|
- |
-63KClosed |
$1.66M - $3.07M
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Capital Square, LLC
|
SELL
|
- |
-1KClosed |
$26.4K - $48.7K
|
0
$0
|
|
|
Jul 23, 2020
Q2 2020
|
Mainstay Capital Management LLC
|
SELL
|
- |
-30.5KClosed |
$805K - $1.48M
|
0
$0
|
|
|
Jul 22, 2020
Q2 2020
|
Transform Wealth, LLC
|
SELL
|
- |
-18.6KClosed |
$491K - $906K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-23Closed |
$607 - $1.12K
|
0
$0
|
|
|
Jul 15, 2020
Q2 2020
|
Avondale Wealth Management
|
SELL
|
- |
-700Closed |
$18.5K - $34.1K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-306Closed |
$8.08K - $14.9K
|
0
$0
|
|
|
Jul 13, 2020
Q2 2020
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-554Closed |
$14.6K - $27K
|
0
$0
|
|
|
Jul 10, 2020
Q2 2020
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-1.25KClosed |
$33K - $60.9K
|
0
$0
|
|
|
Jul 07, 2020
Q2 2020
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-320- 25.18% |
$8.45K - $15.6K
|
951
$73.6K
|
|
|
Jul 01, 2020
Q2 2020
|
Cox Capital Mgt LLC
|
SELL
|
- |
-109Closed |
$2.88K - $5.31K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 26, 2020
Q1 2020
|
Signature Wealth Management Group
|
SELL
|
- |
-57.9KClosed |
$1.4M - $3.31M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-4.25KClosed |
$103K - $243K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-4.22KClosed |
$102K - $241K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Tealwood Asset Management Inc
|
SELL
|
- |
-56.2KClosed |
$1.36M - $3.21M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Wolverine Asset Management LLC
|
SELL
|
- |
-5.84KClosed |
$141K - $333K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Bridges Investment Management Inc
|
SELL
|
- |
-5.14KClosed |
$124K - $293K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
American Asset Management Inc.
|
SELL
|
- |
-7.46KClosed |
$180K - $426K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Powell Investment Advisors, LLC
|
SELL
|
- |
-4.34KClosed |
$105K - $248K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Soros Capital Management LLC
New York, NY |
SELL
|
- |
-70.4KClosed |
$1.7M - $4.02M
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
BUY
|
- |
400New |
$9.66K - $22.8K
|
400
$31K
|
|
|
May 11, 2020
Q1 2020
|
Meitav Dash Investments LTD
|
SELL
|
- |
-6.02KClosed |
$145K - $343K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Financial Advisors Network, Inc.
|
SELL
|
- |
-12.1KClosed |
$293K - $692K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-5.31KClosed |
$128K - $303K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-764Closed |
$18.5K - $43.6K
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Poehling Capital Management, Inc.
Madison, WI |
SELL
|
- |
-4.3KClosed |
$104K - $245K
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Girard Partners Ltd.
|
SELL
|
- |
-6.16KClosed |
$149K - $352K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Eagle Ridge Investment Management
|
SELL
|
- |
-148KClosed |
$3.58M - $8.46M
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Lionsbridge Wealth Management LLC
Jacksonville Beach, FL |
SELL
|
- |
-162Closed |
$3.91K - $9.25K
|
0
$0
|
|