Latest Institutional Transactions on Principal Financial Group Inc (PFG)
This table provides information on the latest institutional transactions involving Principal Financial Group Inc (PFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-1.83KClosed |
$88.5K - $113K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Ifs Advisors, LLC
|
SELL
|
- |
-127Closed |
$6.14K - $7.82K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Regent Peak Wealth Advisors LLC
Atlanta, GA |
SELL
|
- |
-393Closed |
$19K - $24.2K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Tuttle Capital Management, LLC
|
SELL
|
- |
-5.63KClosed |
$272K - $347K
|
0
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-300Closed |
$14.5K - $18.5K
|
0
$0
|
|
|
Apr 20, 2021
Q1 2021
|
Piscataqua Savings Bank
|
BUY
|
- |
35New |
$1.69K - $2.15K
|
35
$2.71K
|
|
|
Apr 20, 2021
Q1 2021
|
Fortem Financial Group, LLC
|
SELL
|
- |
-40Closed |
$1.93K - $2.46K
|
0
$0
|
|
|
Apr 19, 2021
Q1 2021
|
Bowling Portfolio Management LLC
|
SELL
|
- |
-21.1KClosed |
$1.02M - $1.3M
|
0
$0
|
|
|
Apr 13, 2021
Q1 2021
|
Redpoint Investment Management Pty LTD
|
BUY
|
- |
5.11KNew |
$247K - $315K
|
5.11K
$396K
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Chiron Capital Management, LLC
|
SELL
|
- |
-353Closed |
$13.5K - $18.6K
|
0
$0
|
|
|
Mar 05, 2021
Q4 2020
|
Paces Ferry Wealth Advisors, LLC
|
SELL
|
- |
-174Closed |
$6.66K - $9.15K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Pdt Partners, LLC
New York, NY |
SELL
|
- |
-8.9KClosed |
$340K - $468K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-978Closed |
$37.4K - $51.4K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Athanor Capital, LP
New York, NY |
SELL
|
- |
-41KClosed |
$1.57M - $2.16M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Zacks Investment Management
Chicago, IL |
SELL
|
- |
-59.9KClosed |
$2.29M - $3.15M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Charter Oak Capital Management, LLC
|
BUY
|
- |
200New |
$7.65K - $10.5K
|
200
$15.5K
|
|
|
Feb 12, 2021
Q4 2020
|
F3 Logic, LLC
|
SELL
|
- |
-185Closed |
$7.08K - $9.73K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Srb Corp
Boston, MA |
SELL
|
- |
-13.5KClosed |
$517K - $711K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Hsbc Holdings PLC
London, X0 |
BUY
|
PUT |
793KNew |
$30.3M - $41.7M
|
793K
$61.4M
|
|
|
Feb 11, 2021
Q4 2020
|
Annapolis Financial Services, LLC
|
BUY
|
- |
379New |
$14.5K - $19.9K
|
379
$29.3K
|
|
|
Feb 11, 2021
Q4 2020
|
Slow Capital, Inc.
|
SELL
|
- |
-1.51KClosed |
$57.7K - $79.4K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Kalos Management, Inc.
Alpharetta, GA |
SELL
|
- |
-40.5KClosed |
$1.55M - $2.13M
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Jupiter Asset Management LTD
|
SELL
|
- |
-19.5KClosed |
$748K - $1.03M
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-113Closed |
$4.32K - $5.94K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Convergence Investment Partners, LLC
|
SELL
|
- |
-35.5KClosed |
$1.36M - $1.87M
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-98Closed |
$3.75K - $5.15K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-100Closed |
$3.83K - $5.26K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-7.5KClosed |
$287K - $394K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
1.3KNew |
$49.7K - $68.4K
|
1.3K
$101K
|
|
|
Feb 03, 2021
Q4 2020
|
Jackson Creek Investment Advisors LLC
|
SELL
|
- |
-5.59KClosed |
$214K - $294K
|
0
$0
|
|
|
Feb 03, 2021
Q4 2020
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
377New |
$14.4K - $19.8K
|
377
$29.2K
|
|
|
Jan 29, 2021
Q4 2020
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-23Closed |
$880 - $1.21K
|
0
$0
|
|
|
Jan 15, 2021
Q4 2020
|
Westside Investment Management, Inc.
|
SELL
|
- |
-700Closed |
$26.8K - $36.8K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
PUT |
11.9K+ 160.81% |
$450K - $550K
|
19.3K
$1.49M
|
|
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-319Closed |
$12.1K - $14.7K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-10.8KClosed |
$408K - $498K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-53.6KClosed |
$2.03M - $2.47M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Ovata Capital Management LTD
|
SELL
|
- |
-480Closed |
$18.1K - $22.2K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Grimes & Company, Inc.
|
SELL
|
- |
-5.65KClosed |
$214K - $261K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-25Closed |
$945 - $1.15K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Citizens Financial Group Inc
|
SELL
|
- |
-4.17KClosed |
$158K - $193K
|
0
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-27Closed |
$1.02K - $1.25K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Todd Asset Management LLC
|
SELL
|
- |
-6.98KClosed |
$264K - $322K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-1.93KClosed |
$73K - $89.2K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Davidson Investment Advisors
|
SELL
|
- |
-149KClosed |
$5.64M - $6.9M
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Stone Ridge Asset Management LLC
|
SELL
|
- |
-21.6KClosed |
$816K - $997K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Steph & CO
|
SELL
|
- |
-100Closed |
$3.78K - $4.62K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Patriot Investment Management Inc.
|
SELL
|
- |
-102Closed |
$3.85K - $4.71K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-10.2KClosed |
$384K - $469K
|
0
$0
|
|
|
Oct 20, 2020
Q3 2020
|
First Command Bank
|
BUY
|
- |
263+ 72.05% |
$9.94K - $12.1K
|
628
$48.6K
|
|