Purchases and Sales Made in Q1 2023 in Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information about the institutional ownership of Pennant Park Floating Rate Capital Ltd. (PFLT) during Q1 2023. The information is specifically focused on institutions that hold shares of PennantPark Floating Rate Capital Ltd..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 10, 2023
Q1 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-1.98K- 0.07% |
$19.7K - $24.1K
|
2.87M
$30.6M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.35K- 23.63% |
$23.5K - $28.7K
|
7.6K
$81.2K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-2.66K- 4.75% |
$26.5K - $32.4K
|
53.2K
$569K
|
|
|
May 12, 2023
Q1 2023
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-2.7K- 70.66% |
$26.9K - $32.9K
|
1.12K
$12K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.99K- 90.58% |
$29.9K - $36.5K
|
311
$3.32K
|
|
|
May 03, 2023
Q1 2023
|
Optimum Investment Advisors
|
SELL
|
- |
-3K- 12.1% |
$29.9K - $36.6K
|
21.8K
$233K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.35K- 17.38% |
$43.4K - $53K
|
20.7K
$221K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-6.07K- 3.87% |
$60.6K - $74.1K
|
151K
$1.61M
|
|
|
May 11, 2023
Q1 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-9.2K- 8.04% |
$91.8K - $112K
|
105K
$1.12M
|
|
|
Apr 27, 2023
Q1 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-9.2K- 8.04% |
$91.8K - $112K
|
105K
$1.12M
|
|
|
May 11, 2023
Q1 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-10K- 2.75% |
$100K - $122K
|
354K
$3.78M
|
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-10.4K- 29.45% |
$104K - $127K
|
24.9K
$266K
|
|
|
Apr 20, 2023
Q1 2023
|
Pfg Advisors
|
SELL
|
- |
-12.4K- 9.12% |
$124K - $152K
|
124K
$1.32M
|
|
|
May 12, 2023
Q1 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-14.4K- 24.28% |
$143K - $175K
|
44.8K
$478K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-30.5K- 14.29% |
$304K - $371K
|
183K
$1.95M
|
|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-47.4K- 22.53% |
$473K - $578K
|
163K
$1.74M
|
|
|
May 12, 2023
Q1 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-111K- 30.14% |
$1.11M - $1.36M
|
258K
$2.76M
|