Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
SELL
|
- |
-8- 0.29% |
$71.1 - $86.6
|
2.77K
$25.5K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
7.43K+ 90.35% |
$66.1K - $80.4K
|
15.7K
$144K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
2.54KNew |
$22.6K - $27.5K
|
2.54K
$23.4K
|
|
|
Nov 17, 2025
Q3 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
33.8K+ 39.07% |
$301K - $366K
|
120K
$1.11M
|
|
|
Nov 17, 2025
Q3 2025
|
Pin Oak Investment Advisors Inc
Houston, TX |
BUY
|
- |
1.15KNew |
$10.2K - $12.4K
|
1.15K
$10.6K
|
|
|
Nov 14, 2025
Q3 2025
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
8.1K+ 15.07% |
$72K - $87.7K
|
61.8K
$570K
|
|
|
Nov 14, 2025
Q3 2025
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
8.13K+ 7.69% |
$72.2K - $87.9K
|
114K
$1.05M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-46.5K- 41.87% |
$413K - $503K
|
64.5K
$594K
|
|
|
Nov 14, 2025
Q3 2025
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
CALL |
15.9KNew |
$141K - $172K
|
15.9K
$146K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.99K- 2.84% |
$17.7K - $21.5K
|
68K
$626K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
10.1K+ 2811.73% |
$89.5K - $109K
|
10.4K
$96K
|
|
|
Nov 14, 2025
Q3 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-524K- 55.63% |
$4.66M - $5.67M
|
418K
$3.85M
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-4.27K- 26.05% |
$37.9K - $46.2K
|
12.1K
$112K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3KNew |
$26.7K - $32.5K
|
3K
$27.6K
|
|
|
Nov 14, 2025
Q3 2025
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-20.7K- 7.7% |
$184K - $224K
|
249K
$2.29M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.28K+ 2.02% |
$29.2K - $35.5K
|
166K
$1.53M
|
|
|
Nov 14, 2025
Q3 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
295K+ 36.95% |
$2.62M - $3.19M
|
1.09M
$10.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
30.9KNew |
$275K - $335K
|
30.9K
$285K
|
|
|
Nov 14, 2025
Q3 2025
|
State Street Corp
Boston, MA |
BUY
|
- |
2.39K+ 2.84% |
$21.2K - $25.8K
|
86.6K
$797K
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
32.2KNew |
$287K - $349K
|
32.2K
$297K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
12.5K+ 86.39% |
$111K - $135K
|
26.9K
$248K
|
|
|
Nov 14, 2025
Q3 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-39.4K- 5.47% |
$350K - $426K
|
681K
$6.27M
|
|
|
Nov 14, 2025
Q3 2025
|
Quarry LP
New York, NY |
BUY
|
- |
4.03KNew |
$35.9K - $43.6K
|
4.03K
$37.1K
|
|
|
Nov 14, 2025
Q3 2025
|
Phar Vision Advisers, LLC
Boca Raton, FL |
BUY
|
- |
25.6KNew |
$227K - $277K
|
25.6K
$235K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
2.1KNew |
$18.7K - $22.7K
|
2.1K
$19.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Vest Gen Advisors, LLC
Inverness, IL |
BUY
|
- |
17.5KNew |
$156K - $189K
|
17.5K
$161K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
791+ 3.14% |
$7.03K - $8.56K
|
26K
$239K
|
|
|
Nov 14, 2025
Q3 2025
|
Beacon Investment Advisors LLC
Gaithersburg, MD |
SELL
|
- |
-1.57K- 7.9% |
$14K - $17K
|
18.3K
$169K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
9.6K+ 41.92% |
$85.3K - $104K
|
32.5K
$299K
|
|
|
Nov 14, 2025
Q3 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
SELL
|
- |
-9.21K- 6.49% |
$81.9K - $99.7K
|
133K
$1.22M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
255K+ 65.62% |
$2.26M - $2.76M
|
643K
$5.92M
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
BUY
|
- |
15+ 2.94% |
$133 - $162
|
526
$4.84K
|
|
|
Nov 14, 2025
Q3 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
37.4KNew |
$333K - $405K
|
37.4K
$345K
|
|
|
Nov 14, 2025
Q3 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
8.1K+ 19.47% |
$72K - $87.6K
|
49.7K
$458K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.9K+ 18.62% |
$105K - $128K
|
75.6K
$696K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
17.6K+ 132.0% |
$156K - $190K
|
30.8K
$284K
|
|
|
Nov 13, 2025
Q3 2025
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
25.3K+ 4.38% |
$225K - $274K
|
603K
$5.56M
|
|
|
Nov 13, 2025
Q3 2025
|
Empowered Funds, LLC
|
BUY
|
- |
5.09K+ 49.97% |
$45.3K - $55.1K
|
15.3K
$141K
|
|
|
Nov 13, 2025
Q3 2025
|
Van Eck Associates Corp
|
BUY
|
- |
175K+ 7.4% |
$1.55M - $1.89M
|
2.53M
$23.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Altshuler Shaham LTD
|
SELL
|
- |
-814K- 47.05% |
$7.24M - $8.81M
|
916K
$8.44M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
2.8K+ 5.38% |
$24.9K - $30.3K
|
54.8K
$505K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
178K+ 15.96% |
$1.59M - $1.93M
|
1.3M
$11.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Hudson Bay Capital Management LP
Greenwich, CT |
BUY
|
- |
10.4KNew |
$92K - $112K
|
10.4K
$95.3K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
187K+ 17.33% |
$1.66M - $2.02M
|
1.26M
$11.6M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-36.2K- 38.4% |
$322K - $392K
|
58.1K
$535K
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
4.29K+ 4.85% |
$38.2K - $46.5K
|
92.8K
$855K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
169KNew |
$1.51M - $1.83M
|
169K
$1.56M
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
10.2KNew |
$90.9K - $111K
|
10.2K
$94.2K
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
618K+ 42.9% |
$5.49M - $6.68M
|
2.06M
$18.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
43.2KNew |
$384K - $468K
|
43.2K
$398K
|
|