Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-52- 0.32% |
$555 - $618
|
16.3K
$183K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-50K- 72.44% |
$533K - $594K
|
19K
$213K
|
|
|
Jan 30, 2025
Q4 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-96- 30.48% |
$1.02K - $1.14K
|
219
$2.45K
|
|
|
Jan 30, 2025
Q4 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-657K- 90.85% |
$7.01M - $7.82M
|
66.2K
$741K
|
|
|
Jan 30, 2025
Q4 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
12.4KNew |
$132K - $147K
|
12.4K
$139K
|
|
|
Jan 29, 2025
Q4 2024
|
Jmac Enterprises LLC
|
BUY
|
- |
5.26K+ 50.5% |
$56.1K - $62.5K
|
15.7K
$175K
|
|
|
Jan 29, 2025
Q4 2024
|
Pom Investment Strategies, LLC
Raleigh, NC |
BUY
|
- |
1.03KNew |
$11K - $12.3K
|
1.03K
$11.6K
|
|
|
Jan 29, 2025
Q4 2024
|
Van Eck Associates Corp
|
BUY
|
- |
187K+ 10.42% |
$2M - $2.23M
|
1.99M
$22.2M
|
|
|
Jan 29, 2025
Q4 2024
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
17.5KNew |
$187K - $208K
|
17.5K
$196K
|
|
|
Jan 28, 2025
Q4 2024
|
Entropy Technologies, LP
New York, NY |
BUY
|
- |
16.5KNew |
$176K - $196K
|
16.5K
$185K
|
|
|
Jan 28, 2025
Q4 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
38New |
$405 - $452
|
38
$426
|
|
|
Jan 27, 2025
Q4 2024
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
12.1KNew |
$129K - $144K
|
12.1K
$135K
|
|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
976New |
$10.4K - $11.6K
|
976
$10.9K
|
|
|
Jan 22, 2025
Q4 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
2.12K+ 2.02% |
$22.6K - $25.2K
|
107K
$1.2M
|
|
|
Jan 21, 2025
Q4 2024
|
Firethorn Wealth Partners, LLC
|
SELL
|
- |
-2.91K- 22.36% |
$31K - $34.6K
|
10.1K
$113K
|
|
|
Jan 21, 2025
Q4 2024
|
Sound Income Strategies, LLC
|
BUY
|
- |
357K+ 12.04% |
$3.81M - $4.24M
|
3.32M
$37.2M
|
|
|
Jan 17, 2025
Q4 2024
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
100+ 9.09% |
$1.07K - $1.19K
|
1.2K
$13.4K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-14.5K- 26.04% |
$155K - $172K
|
41.1K
$461K
|
|
|
Jan 10, 2025
Q4 2024
|
Graypoint LLC
|
BUY
|
- |
1.9K+ 2.74% |
$20.2K - $22.6K
|
71.2K
$797K
|
|
|
Jan 10, 2025
Q4 2024
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
1.5KNew |
$16K - $17.8K
|
1.5K
$16.8K
|
|
| Q3 2024 | |||||||
|
Dec 26, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
106K+ 72.56% |
$1.11M - $1.26M
|
252K
$2.82M
|
|
|
Nov 25, 2024
Q3 2024
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
BUY
|
- |
3.36KNew |
$35.3K - $40.2K
|
3.36K
$37.7K
|
|
|
Nov 15, 2024
Q3 2024
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-19.2K- 27.46% |
$201K - $229K
|
50.6K
$567K
|
|
|
Nov 15, 2024
Q3 2024
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
171New |
$1.79K - $2.04K
|
171
$1.92K
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-5.78K- 8.05% |
$60.6K - $69K
|
66K
$739K
|
|
|
Nov 14, 2024
Q3 2024
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
281K+ 41.59% |
$2.95M - $3.36M
|
958K
$10.7M
|
|
|
Nov 14, 2024
Q3 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-415K- 37.21% |
$4.36M - $4.96M
|
701K
$7.85M
|
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.48KNew |
$15.6K - $17.7K
|
1.48K
$16.6K
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
35.6K+ 2.7% |
$373K - $425K
|
1.35M
$15.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
35.3KNew |
$370K - $421K
|
35.3K
$395K
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-17.8K- 20.59% |
$186K - $212K
|
68.5K
$768K
|
|
|
Nov 14, 2024
Q3 2024
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
15.7K+ 23.13% |
$164K - $187K
|
83.3K
$933K
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-9.56K- 8.05% |
$100K - $114K
|
109K
$1.22M
|
|
|
Nov 14, 2024
Q3 2024
|
Quarry LP
New York, NY |
SELL
|
- |
-1.65K- 56.64% |
$17.4K - $19.7K
|
1.27K
$14.2K
|
|
|
Nov 14, 2024
Q3 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-1.03K- 0.21% |
$10.8K - $12.3K
|
484K
$5.42M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
79.6K+ 40.08% |
$835K - $951K
|
278K
$3.12M
|
|
|
Nov 14, 2024
Q3 2024
|
Beacon Investment Advisors LLC
Gaithersburg, MD |
BUY
|
- |
4.46K+ 30.41% |
$46.7K - $53.2K
|
19.1K
$214K
|
|
|
Nov 14, 2024
Q3 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-51.3K- 12.87% |
$538K - $612K
|
347K
$3.89M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.4K+ 12.08% |
$14.7K - $16.7K
|
13K
$145K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-35.7K- 11.57% |
$374K - $426K
|
273K
$3.06M
|
|
|
Nov 14, 2024
Q3 2024
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
584K+ 1695.99% |
$6.12M - $6.97M
|
618K
$6.92M
|
|
|
Nov 14, 2024
Q3 2024
|
Financial Network Wealth Advisors LLC
Murray, UT |
BUY
|
- |
1.43KNew |
$15K - $17K
|
1.43K
$16K
|
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-15.2K- 51.39% |
$160K - $182K
|
14.4K
$161K
|
|
|
Nov 14, 2024
Q3 2024
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
6.97K+ 7.41% |
$73.1K - $83.2K
|
101K
$1.13M
|
|
|
Nov 14, 2024
Q3 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-451K- 57.56% |
$4.73M - $5.39M
|
333K
$3.73M
|
|
|
Nov 14, 2024
Q3 2024
|
Ae Wealth Management LLC
|
SELL
|
- |
-2.4K- 10.62% |
$25.2K - $28.7K
|
20.2K
$227K
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-800- 28.57% |
$8.39K - $9.55K
|
2K
$22.4K
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-307K- 90.24% |
$3.22M - $3.67M
|
33.2K
$372K
|
|
|
Nov 14, 2024
Q3 2024
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
15KNew |
$158K - $180K
|
15K
$168K
|
|
|
Nov 14, 2024
Q3 2024
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-31.4K- 75.46% |
$329K - $375K
|
10.2K
$114K
|
|