Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 25, 2024
Q3 2024
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
BUY
|
- |
3.36KNew |
$35.3K - $40.2K
|
3.36K
$34.2K
|
|
|
Nov 14, 2024
Q3 2024
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
15KNew |
$158K - $180K
|
15K
$153K
|
|
|
Nov 13, 2024
Q3 2024
|
Natixis
Paris, I0 |
BUY
|
- |
25.5K+ 133.68% |
$267K - $304K
|
44.6K
$453K
|
|
|
Nov 13, 2024
Q3 2024
|
Russell Investments Group, Ltd.
|
BUY
|
- |
400New |
$4.2K - $4.78K
|
400
$4.06K
|
|
|
Oct 30, 2024
Q3 2024
|
Crescent Grove Advisors, LLC
|
BUY
|
- |
40.8KNew |
$428K - $487K
|
40.8K
$414K
|
|
|
Oct 24, 2024
Q3 2024
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.03K- 15.87% |
$21.3K - $24.2K
|
10.8K
$109K
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
37.8K+ 1057.01% |
$397K - $452K
|
41.4K
$421K
|
|
|
Oct 18, 2024
Q3 2024
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
298+ 2.71% |
$3.13K - $3.56K
|
11.3K
$115K
|
|
|
Oct 18, 2024
Q3 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.2KNew |
$12.6K - $14.3K
|
1.2K
$12.2K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.44K+ 52.42% |
$67.6K - $76.9K
|
18.7K
$190K
|
|
| Q2 2024 | |||||||
|
Aug 22, 2024
Q2 2024
|
Cypress Capital, LLC
|
BUY
|
- |
319New |
$3.54K - $3.7K
|
319
$3.24K
|
|
|
Aug 15, 2024
Q2 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
1New |
$11.1 - $11.6
|
1
$10.2
|
|
|
Aug 14, 2024
Q2 2024
|
Hudson Bay Capital Management LP
Greenwich, CT |
SELL
|
- |
-350K- 70.0% |
$3.88M - $4.06M
|
150K
$1.52M
|
|
|
Aug 14, 2024
Q2 2024
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
153KNew |
$1.7M - $1.78M
|
153K
$1.56M
|
|
|
Aug 13, 2024
Q2 2024
|
Black Rock Inc.
New York, NY |
BUY
|
- |
485+ 0.24% |
$5.38K - $5.63K
|
207K
$2.1M
|
|
|
Aug 12, 2024
Q2 2024
|
Mckinley Capital Management LLC
|
BUY
|
- |
906+ 1.13% |
$10K - $10.5K
|
80.9K
$822K
|
|
|
Aug 09, 2024
Q2 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-400- 0.33% |
$4.44K - $4.64K
|
122K
$1.24M
|
|
|
Aug 09, 2024
Q2 2024
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
10KNew |
$111K - $116K
|
10K
$102K
|
|
|
Aug 07, 2024
Q2 2024
|
Wambolt & Associates, LLC
|
SELL
|
- |
-1.62K- 13.76% |
$18K - $18.9K
|
10.2K
$103K
|
|
|
Aug 07, 2024
Q2 2024
|
Fulton Breakefield Broenniman LLC
|
BUY
|
- |
11.8KNew |
$131K - $137K
|
11.8K
$120K
|
|
|
Aug 06, 2024
Q2 2024
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
12.4KNew |
$137K - $144K
|
12.4K
$126K
|
|
|
Aug 06, 2024
Q2 2024
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-3.95K- 25.88% |
$43.8K - $45.8K
|
11.3K
$115K
|
|
|
Aug 02, 2024
Q2 2024
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
224+ 1.82% |
$2.48K - $2.6K
|
12.5K
$127K
|
|
|
Jul 29, 2024
Q2 2024
|
Umb Bank, N.A.
|
BUY
|
- |
5.42KNew |
$60.1K - $63K
|
5.42K
$55.1K
|
|
|
Jul 26, 2024
Q2 2024
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
6.4K+ 48.85% |
$71K - $74.3K
|
19.5K
$198K
|
|
|
Jul 24, 2024
Q2 2024
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
10.2KNew |
$113K - $118K
|
10.2K
$103K
|
|
|
Jul 15, 2024
Q2 2024
|
Voisard Asset Management Group, Inc.
Grand Rapids, MI |
BUY
|
- |
140New |
$1.55K - $1.63K
|
140
$1.42K
|
|
|
Jul 08, 2024
Q2 2024
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
11New |
$122 - $128
|
11
$112
|
|
| Q1 2024 | |||||||
|
May 16, 2024
Q1 2024
|
Beacon Capital Management, LLC
|
SELL
|
- |
-981- 56.48% |
$10.9K - $12.4K
|
756
$7.68K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.05K+ 12.37% |
$33.8K - $38.5K
|
27.7K
$282K
|
|
|
May 14, 2024
Q1 2024
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
CALL |
18.1KNew |
$201K - $228K
|
18.1K
$184K
|
|
|
May 14, 2024
Q1 2024
|
Entry Point Capital, LLC
New York, NY |
BUY
|
- |
1.28KNew |
$14.1K - $16.1K
|
1.28K
$13K
|
|
|
May 10, 2024
Q1 2024
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-300- 75.95% |
$3.33K - $3.78K
|
95
$965
|
|
|
May 10, 2024
Q1 2024
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
BUY
|
- |
38.1KNew |
$422K - $480K
|
38.1K
$387K
|
|
|
May 09, 2024
Q1 2024
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
17.7K+ 8.49% |
$196K - $223K
|
226K
$2.3M
|
|
|
May 01, 2024
Q1 2024
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
1.8K+ 9.0% |
$20K - $22.7K
|
21.8K
$221K
|
|
|
Apr 25, 2024
Q1 2024
|
Latitude Advisors, LLC
|
BUY
|
- |
189+ 1.76% |
$2.1K - $2.38K
|
10.9K
$111K
|
|
|
Apr 24, 2024
Q1 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
200New |
$2.22K - $2.52K
|
200
$2.03K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
7.05KNew |
$68.5K - $86.3K
|
7.05K
$71.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
- |
-44.2K- 31.59% |
$429K - $541K
|
95.6K
$972K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
4.71KNew |
$45.8K - $57.7K
|
4.71K
$47.9K
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
11K+ 31.44% |
$106K - $134K
|
45.8K
$466K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
2.39KNew |
$23.2K - $29.3K
|
2.39K
$24.3K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-12.6K- 74.55% |
$122K - $154K
|
4.29K
$43.6K
|
|
|
Jan 24, 2024
Q4 2023
|
Cfo4 Life Group, LLC
|
BUY
|
- |
100+ 0.96% |
$971 - $1.22K
|
10.6K
$107K
|
|
| Q3 2023 | |||||||
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
5.75KNew |
$59.3K - $65.4K
|
5.75K
$58.4K
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
300New |
$3.1K - $3.42K
|
300
$3.05K
|
|
|
Nov 15, 2023
Q3 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
899+ 168.35% |
$9.28K - $10.2K
|
1.43K
$14.6K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-29.2K- 8.46% |
$302K - $333K
|
316K
$3.21M
|
|
|
Oct 31, 2023
Q3 2023
|
Golden Green, Inc.
|
BUY
|
- |
2.63K+ 1.75% |
$27.2K - $30K
|
153K
$1.56M
|
|