Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2025
Q4 2024
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
66.4KNew |
$708K - $789K
|
66.4K
$612K
|
|
|
Feb 14, 2025
Q4 2024
|
Mpwm Advisory Solutions, LLC
Alpharetta, GA |
BUY
|
- |
5KNew |
$53.4K - $59.5K
|
5K
$46.1K
|
|
|
Feb 12, 2025
Q4 2024
|
National Bank Of Canada
|
BUY
|
- |
69New |
$736 - $820
|
69
$635
|
|
|
Feb 11, 2025
Q4 2024
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-4.5K- 32.85% |
$48K - $53.5K
|
9.2K
$84.7K
|
|
|
Feb 11, 2025
Q4 2024
|
Optimum Investment Advisors
|
SELL
|
- |
-11.3K- 39.24% |
$121K - $134K
|
17.5K
$161K
|
|
|
Feb 10, 2025
Q4 2024
|
Parallel Advisors, LLC
|
SELL
|
- |
-5K- 99.7% |
$53.3K - $59.4K
|
15
$138
|
|
|
Feb 10, 2025
Q4 2024
|
Gwn Securities Inc.
Palm Beach Gardens, FL |
BUY
|
- |
22.2KNew |
$237K - $264K
|
22.2K
$205K
|
|
|
Feb 10, 2025
Q4 2024
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
95.7KNew |
$1.02M - $1.14M
|
95.7K
$881K
|
|
|
Feb 06, 2025
Q4 2024
|
Investment Partners, Ltd.
|
BUY
|
- |
10KNew |
$107K - $119K
|
10K
$92.1K
|
|
|
Jan 30, 2025
Q4 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-96- 30.48% |
$1.02K - $1.14K
|
219
$2.02K
|
|
|
Jan 29, 2025
Q4 2024
|
Pom Investment Strategies, LLC
Raleigh, NC |
BUY
|
- |
1.03KNew |
$11K - $12.3K
|
1.03K
$9.51K
|
|
|
Jan 29, 2025
Q4 2024
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
17.5KNew |
$187K - $208K
|
17.5K
$161K
|
|
|
Jan 29, 2025
Q4 2024
|
Jmac Enterprises LLC
|
BUY
|
- |
5.26K+ 50.5% |
$56.1K - $62.5K
|
15.7K
$144K
|
|
|
Jan 28, 2025
Q4 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
38New |
$405 - $452
|
38
$350
|
|
|
Jan 27, 2025
Q4 2024
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
12.1KNew |
$129K - $144K
|
12.1K
$111K
|
|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
976New |
$10.4K - $11.6K
|
976
$8.99K
|
|
|
Jan 21, 2025
Q4 2024
|
Firethorn Wealth Partners, LLC
|
SELL
|
- |
-2.91K- 22.36% |
$31K - $34.6K
|
10.1K
$93K
|
|
|
Jan 17, 2025
Q4 2024
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
100+ 9.09% |
$1.07K - $1.19K
|
1.2K
$11.1K
|
|
|
Jan 10, 2025
Q4 2024
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
1.5KNew |
$16K - $17.8K
|
1.5K
$13.8K
|
|
| Q3 2024 | |||||||
|
Nov 25, 2024
Q3 2024
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
BUY
|
- |
3.36KNew |
$35.3K - $40.2K
|
3.36K
$31K
|
|
|
Nov 14, 2024
Q3 2024
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
15KNew |
$158K - $180K
|
15K
$138K
|
|
|
Nov 13, 2024
Q3 2024
|
Natixis
Paris, I0 |
BUY
|
- |
25.5K+ 133.68% |
$267K - $304K
|
44.6K
$411K
|
|
|
Nov 13, 2024
Q3 2024
|
Russell Investments Group, Ltd.
|
BUY
|
- |
400New |
$4.2K - $4.78K
|
400
$3.68K
|
|
|
Oct 30, 2024
Q3 2024
|
Crescent Grove Advisors, LLC
|
BUY
|
- |
40.8KNew |
$428K - $487K
|
40.8K
$376K
|
|
|
Oct 24, 2024
Q3 2024
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.03K- 15.87% |
$21.3K - $24.2K
|
10.8K
$99K
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
37.8K+ 1057.01% |
$397K - $452K
|
41.4K
$381K
|
|
|
Oct 18, 2024
Q3 2024
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
298+ 2.71% |
$3.13K - $3.56K
|
11.3K
$104K
|
|
|
Oct 18, 2024
Q3 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.2KNew |
$12.6K - $14.3K
|
1.2K
$11.1K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.44K+ 52.42% |
$67.6K - $76.9K
|
18.7K
$173K
|
|
| Q2 2024 | |||||||
|
Aug 22, 2024
Q2 2024
|
Cypress Capital, LLC
|
BUY
|
- |
319New |
$3.54K - $3.7K
|
319
$2.94K
|
|
|
Aug 15, 2024
Q2 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
1New |
$11.1 - $11.6
|
1
$9.21
|
|
|
Aug 14, 2024
Q2 2024
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
153KNew |
$1.7M - $1.78M
|
153K
$1.41M
|
|
|
Aug 13, 2024
Q2 2024
|
Black Rock Inc.
New York, NY |
BUY
|
- |
485+ 0.24% |
$5.38K - $5.63K
|
207K
$1.9M
|
|
|
Aug 12, 2024
Q2 2024
|
Mckinley Capital Management LLC
|
BUY
|
- |
906+ 1.13% |
$10K - $10.5K
|
80.9K
$745K
|
|
|
Aug 09, 2024
Q2 2024
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
10KNew |
$111K - $116K
|
10K
$92.1K
|
|
|
Aug 09, 2024
Q2 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-400- 0.33% |
$4.44K - $4.64K
|
122K
$1.13M
|
|
|
Aug 07, 2024
Q2 2024
|
Wambolt & Associates, LLC
|
SELL
|
- |
-1.62K- 13.76% |
$18K - $18.9K
|
10.2K
$93.8K
|
|
|
Aug 07, 2024
Q2 2024
|
Fulton Breakefield Broenniman LLC
|
BUY
|
- |
11.8KNew |
$131K - $137K
|
11.8K
$109K
|
|
|
Aug 06, 2024
Q2 2024
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
12.4KNew |
$137K - $144K
|
12.4K
$114K
|
|
|
Aug 02, 2024
Q2 2024
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
224+ 1.82% |
$2.48K - $2.6K
|
12.5K
$116K
|
|
|
Jul 29, 2024
Q2 2024
|
Umb Bank, N.A.
|
BUY
|
- |
5.42KNew |
$60.1K - $63K
|
5.42K
$49.9K
|
|
|
Jul 26, 2024
Q2 2024
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
6.4K+ 48.85% |
$71K - $74.3K
|
19.5K
$180K
|
|
|
Jul 24, 2024
Q2 2024
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
10.2KNew |
$113K - $118K
|
10.2K
$93.5K
|
|
|
Jul 15, 2024
Q2 2024
|
Voisard Asset Management Group, Inc.
Grand Rapids, MI |
BUY
|
- |
140New |
$1.55K - $1.63K
|
140
$1.29K
|
|
|
Jul 08, 2024
Q2 2024
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
11New |
$122 - $128
|
11
$101
|
|
| Q1 2024 | |||||||
|
May 16, 2024
Q1 2024
|
Beacon Capital Management, LLC
|
SELL
|
- |
-981- 56.48% |
$10.9K - $12.4K
|
756
$6.96K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.05K+ 12.37% |
$33.8K - $38.5K
|
27.7K
$255K
|
|
|
May 14, 2024
Q1 2024
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
CALL |
18.1KNew |
$201K - $228K
|
18.1K
$167K
|
|
|
May 14, 2024
Q1 2024
|
Entry Point Capital, LLC
New York, NY |
BUY
|
- |
1.28KNew |
$14.1K - $16.1K
|
1.28K
$11.7K
|
|
|
May 10, 2024
Q1 2024
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
BUY
|
- |
38.1KNew |
$422K - $480K
|
38.1K
$351K
|
|