Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2024
Q3 2024
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
171New |
$1.79K - $2.04K
|
171
$1.91K
|
|
|
Nov 14, 2024
Q3 2024
|
Financial Network Wealth Advisors LLC
Murray, UT |
BUY
|
- |
1.43KNew |
$15K - $17K
|
1.43K
$16K
|
|
|
Nov 14, 2024
Q3 2024
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
15KNew |
$158K - $180K
|
15K
$168K
|
|
|
Nov 14, 2024
Q3 2024
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
15.7KNew |
$165K - $188K
|
15.7K
$176K
|
|
|
Nov 14, 2024
Q3 2024
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
35.3KNew |
$370K - $421K
|
35.3K
$395K
|
|
|
Nov 14, 2024
Q3 2024
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
15.7K+ 23.13% |
$164K - $187K
|
83.3K
$932K
|
|
|
Nov 13, 2024
Q3 2024
|
Russell Investments Group, Ltd.
|
BUY
|
- |
400New |
$4.2K - $4.78K
|
400
$4.48K
|
|
|
Nov 13, 2024
Q3 2024
|
Natixis
Paris, I0 |
BUY
|
- |
25.5K+ 133.68% |
$267K - $304K
|
44.6K
$499K
|
|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-29.6K- 22.8% |
$311K - $354K
|
100K
$1.12M
|
|
|
Nov 06, 2024
Q3 2024
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-4.22K- 7.55% |
$44.3K - $50.4K
|
51.7K
$578K
|
|
|
Nov 05, 2024
Q3 2024
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-4.22K- 7.55% |
$44.3K - $50.4K
|
51.7K
$578K
|
|
|
Oct 30, 2024
Q3 2024
|
Crescent Grove Advisors, LLC
|
BUY
|
- |
40.8KNew |
$428K - $487K
|
40.8K
$456K
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
40New |
$420 - $478
|
40
$448
|
|
|
Oct 24, 2024
Q3 2024
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.03K- 15.87% |
$21.3K - $24.2K
|
10.8K
$120K
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
37.8K+ 1057.01% |
$397K - $452K
|
41.4K
$464K
|
|
|
Oct 21, 2024
Q3 2024
|
Calton & Associates, Inc.
|
BUY
|
- |
4.7K+ 84.46% |
$49.3K - $56.2K
|
10.3K
$115K
|
|
|
Oct 18, 2024
Q3 2024
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
298+ 2.71% |
$3.13K - $3.56K
|
11.3K
$126K
|
|
|
Oct 18, 2024
Q3 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.2KNew |
$12.6K - $14.3K
|
1.2K
$13.4K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.44K+ 52.42% |
$67.6K - $76.9K
|
18.7K
$210K
|
|
| Q2 2024 | |||||||
|
Aug 22, 2024
Q2 2024
|
Cypress Capital, LLC
|
BUY
|
- |
319New |
$3.54K - $3.7K
|
319
$3.57K
|
|
|
Aug 15, 2024
Q2 2024
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-300- 3.36% |
$3.33K - $3.48K
|
8.62K
$96.5K
|
|
|
Aug 15, 2024
Q2 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
1New |
$11.1 - $11.6
|
1
$11.2
|
|
|
Aug 14, 2024
Q2 2024
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-29.7K- 67.84% |
$330K - $345K
|
14.1K
$158K
|
|
|
Aug 14, 2024
Q2 2024
|
Hudson Bay Capital Management LP
Greenwich, CT |
SELL
|
- |
-350K- 70.0% |
$3.88M - $4.06M
|
150K
$1.68M
|
|
|
Aug 14, 2024
Q2 2024
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
153KNew |
$1.7M - $1.78M
|
153K
$1.72M
|
|
|
Aug 14, 2024
Q2 2024
|
Altshuler Shaham LTD
|
SELL
|
- |
-157K- 9.07% |
$1.74M - $1.82M
|
1.57M
$17.6M
|
|
|
Aug 13, 2024
Q2 2024
|
Black Rock Inc.
New York, NY |
BUY
|
- |
485+ 0.24% |
$5.38K - $5.63K
|
207K
$2.31M
|
|
|
Aug 12, 2024
Q2 2024
|
Mckinley Capital Management LLC
|
BUY
|
- |
906+ 1.13% |
$10K - $10.5K
|
80.9K
$905K
|
|
|
Aug 09, 2024
Q2 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-400- 0.33% |
$4.44K - $4.64K
|
122K
$1.37M
|
|
|
Aug 09, 2024
Q2 2024
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
10KNew |
$111K - $116K
|
10K
$112K
|
|
|
Aug 08, 2024
Q2 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
537+ 4.79% |
$5.96K - $6.23K
|
11.7K
$131K
|
|
|
Aug 07, 2024
Q2 2024
|
Fulton Breakefield Broenniman LLC
|
BUY
|
- |
11.8KNew |
$131K - $137K
|
11.8K
$132K
|
|
|
Aug 07, 2024
Q2 2024
|
Wambolt & Associates, LLC
|
SELL
|
- |
-1.62K- 13.76% |
$18K - $18.9K
|
10.2K
$114K
|
|
|
Aug 06, 2024
Q2 2024
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
12.4KNew |
$137K - $144K
|
12.4K
$139K
|
|
|
Aug 06, 2024
Q2 2024
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-3.95K- 25.88% |
$43.8K - $45.8K
|
11.3K
$126K
|
|
|
Aug 02, 2024
Q2 2024
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
224+ 1.82% |
$2.48K - $2.6K
|
12.5K
$140K
|
|
|
Jul 29, 2024
Q2 2024
|
Umb Bank, N.A.
|
BUY
|
- |
5.42KNew |
$60.1K - $63K
|
5.42K
$60.7K
|
|
|
Jul 26, 2024
Q2 2024
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
6.4K+ 48.85% |
$71K - $74.3K
|
19.5K
$218K
|
|
|
Jul 25, 2024
Q2 2024
|
Simplex Trading, LLC
|
SELL
|
- |
-7.93K- 51.95% |
$87.9K - $92.1K
|
7.34K
$82.1K
|
|
|
Jul 24, 2024
Q2 2024
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
10.2KNew |
$113K - $118K
|
10.2K
$114K
|
|
|
Jul 15, 2024
Q2 2024
|
Voisard Asset Management Group, Inc.
Grand Rapids, MI |
BUY
|
- |
140New |
$1.55K - $1.63K
|
140
$1.57K
|
|
|
Jul 08, 2024
Q2 2024
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
11New |
$122 - $128
|
11
$123
|
|
| Q1 2024 | |||||||
|
May 16, 2024
Q1 2024
|
Beacon Capital Management, LLC
|
SELL
|
- |
-981- 56.48% |
$10.9K - $12.4K
|
756
$8.46K
|
|
|
May 15, 2024
Q1 2024
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
28.1KNew |
$312K - $355K
|
28.1K
$315K
|
|
|
May 15, 2024
Q1 2024
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
14.6KNew |
$162K - $184K
|
14.6K
$163K
|
|
|
May 15, 2024
Q1 2024
|
Scoggin Management LP
New York, NY |
BUY
|
- |
409KNew |
$4.54M - $5.16M
|
409K
$4.58M
|
|
|
May 14, 2024
Q1 2024
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
CALL |
18.1KNew |
$201K - $228K
|
18.1K
$203K
|
|
|
May 14, 2024
Q1 2024
|
Entry Point Capital, LLC
New York, NY |
BUY
|
- |
1.28KNew |
$14.1K - $16.1K
|
1.28K
$14.3K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.05K+ 12.37% |
$33.8K - $38.5K
|
27.7K
$310K
|
|
|
May 10, 2024
Q1 2024
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
BUY
|
- |
38.1KNew |
$422K - $480K
|
38.1K
$426K
|
|