Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2025
Q1 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
99.1KNew |
$1.08M - $1.13M
|
99.1K
$1.07M
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
897+ 1.87% |
$9.79K - $10.2K
|
48.9K
$529K
|
|
|
May 14, 2025
Q1 2025
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
71.8KNew |
$783K - $820K
|
71.8K
$777K
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
279K+ 692.66% |
$3.05M - $3.19M
|
320K
$3.46M
|
|
|
May 13, 2025
Q1 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
SELL
|
- |
-122- 99.19% |
$1.33K - $1.39K
|
1
$10.8
|
|
|
May 13, 2025
Q1 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
107New |
$1.17K - $1.22K
|
107
$1.16K
|
|
|
May 13, 2025
Q1 2025
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
11.3KNew |
$123K - $129K
|
11.3K
$122K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
11.8K+ 76.39% |
$129K - $135K
|
27.3K
$296K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
4.89K+ 18.86% |
$53.4K - $55.9K
|
30.8K
$334K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
326K+ 112.64% |
$3.55M - $3.72M
|
615K
$6.65M
|
|
|
May 13, 2025
Q1 2025
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-23.7K- 61.55% |
$258K - $270K
|
14.8K
$160K
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.87K- 4.54% |
$31.3K - $32.8K
|
60.4K
$654K
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
86.1K+ 8.93% |
$939K - $983K
|
1.05M
$11.4M
|
|
|
May 12, 2025
Q1 2025
|
Citigroup Inc
|
BUY
|
- |
10.8KNew |
$118K - $123K
|
10.8K
$117K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
86.8K+ 8608.33% |
$947K - $991K
|
87.8K
$950K
|
|
|
May 12, 2025
Q1 2025
|
Simplex Trading, LLC
|
BUY
|
- |
1.23KNew |
$13.5K - $14.1K
|
1.23K
$13.3K
|
|
|
May 12, 2025
Q1 2025
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-45.6K- 81.24% |
$497K - $520K
|
10.5K
$114K
|
|
|
May 12, 2025
Q1 2025
|
Entropy Technologies, LP
New York, NY |
BUY
|
- |
46.7K+ 283.09% |
$509K - $533K
|
63.1K
$683K
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
322+ 0.34% |
$3.51K - $3.68K
|
96.4K
$1.04M
|
|
|
May 12, 2025
Q1 2025
|
Financial Network Wealth Advisors LLC
Murray, UT |
BUY
|
- |
1.43KNew |
$15.6K - $16.3K
|
1.43K
$15.4K
|
|
|
May 09, 2025
Q1 2025
|
Hillsdale Investment Management Inc.
Toronto, A6 |
BUY
|
- |
7.9KNew |
$86.2K - $90.2K
|
7.9K
$85.5K
|
|
|
May 09, 2025
Q1 2025
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-2.25K- 0.78% |
$24.5K - $25.7K
|
286K
$3.1M
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
40.5K+ 99.17% |
$442K - $462K
|
81.3K
$880K
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
BUY
|
- |
5+ 0.13% |
$54.6 - $57.1
|
4.01K
$43.3K
|
|
|
May 08, 2025
Q1 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1KNew |
$10.9K - $11.4K
|
1K
$10.8K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.68K+ 1.55% |
$72.9K - $76.3K
|
439K
$4.75M
|
|
|
May 07, 2025
Q1 2025
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
87.4KNew |
$953K - $998K
|
87.4K
$945K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
30.3K+ 94.54% |
$331K - $346K
|
62.4K
$675K
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
BUY
|
- |
5.04K+ 3.95% |
$55K - $57.5K
|
133K
$1.43M
|
|
|
May 06, 2025
Q1 2025
|
Ae Wealth Management LLC
|
SELL
|
- |
-728- 3.84% |
$7.94K - $8.31K
|
18.2K
$197K
|
|
|
May 05, 2025
Q1 2025
|
Denali Advisors LLC
|
BUY
|
- |
7.52K+ 11.86% |
$82.1K - $85.9K
|
71K
$768K
|
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-555- 14.27% |
$6.06K - $6.34K
|
3.33K
$36.1K
|
|
|
May 05, 2025
Q1 2025
|
Pfg Advisors
|
BUY
|
- |
4K+ 3.84% |
$43.7K - $45.7K
|
108K
$1.17M
|
|
|
May 05, 2025
Q1 2025
|
Garner Asset Management Corp
|
SELL
|
- |
-2.94K- 16.74% |
$32.1K - $33.6K
|
14.6K
$158K
|
|
|
May 05, 2025
Q1 2025
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-10.3K- 29.26% |
$112K - $117K
|
24.8K
$269K
|
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-249- 1.53% |
$2.72K - $2.84K
|
16.1K
$174K
|
|
|
May 02, 2025
Q1 2025
|
Larson Financial Group LLC
|
BUY
|
- |
9+ 2.56% |
$98.2 - $103
|
360
$3.9K
|
|
|
May 01, 2025
Q1 2025
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-507- 4.66% |
$5.53K - $5.79K
|
10.4K
$112K
|
|
|
Apr 30, 2025
Q1 2025
|
Allworth Financial LP
|
BUY
|
- |
163New |
$1.78K - $1.86K
|
163
$1.76K
|
|
|
Apr 30, 2025
Q1 2025
|
M&T Bank Corp
|
BUY
|
- |
21.9KNew |
$239K - $250K
|
21.9K
$237K
|
|
|
Apr 29, 2025
Q1 2025
|
Synergy Investment Management, LLC
Altamonte Springs, FL |
BUY
|
- |
1.86K+ 8.93% |
$20.2K - $21.2K
|
22.7K
$245K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
37.6KNew |
$410K - $429K
|
37.6K
$406K
|
|
|
Apr 29, 2025
Q1 2025
|
Hexagon Capital Partners LLC
|
BUY
|
- |
206+ 64.17% |
$2.25K - $2.35K
|
527
$5.7K
|
|
|
Apr 28, 2025
Q1 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-2.04K- 3.08% |
$22.2K - $23.3K
|
64.2K
$694K
|
|
|
Apr 24, 2025
Q1 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
3K+ 36.48% |
$32.7K - $34.3K
|
11.2K
$121K
|
|
|
Apr 22, 2025
Q1 2025
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
5+ 2.91% |
$54.6 - $57.1
|
177
$1.92K
|
|
|
Apr 22, 2025
Q1 2025
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
273K+ 735.71% |
$2.98M - $3.12M
|
311K
$3.36M
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
8.83K+ 17.58% |
$96.3K - $101K
|
59K
$639K
|
|
|
Apr 21, 2025
Q1 2025
|
Psi Advisors, LLC
|
BUY
|
- |
2KNew |
$21.8K - $22.8K
|
2K
$21.6K
|
|
|
Apr 18, 2025
Q1 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
73.7KNew |
$804K - $842K
|
73.7K
$798K
|