Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 12, 2025
Q2 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
12KNew |
$110K - $134K
|
12K
$122K
|
|
|
Aug 12, 2025
Q2 2025
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
23.3K+ 4.2% |
$214K - $259K
|
578K
$5.87M
|
|
|
Aug 12, 2025
Q2 2025
|
Garner Asset Management Corp
|
SELL
|
- |
-353- 2.41% |
$3.24K - $3.93K
|
14.3K
$145K
|
|
|
Aug 11, 2025
Q2 2025
|
Citigroup Inc
|
BUY
|
- |
23.6K+ 218.56% |
$217K - $263K
|
34.4K
$349K
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
387+ 2.41% |
$3.55K - $4.31K
|
16.4K
$167K
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.2K- 1.24% |
$11K - $13.3K
|
95.2K
$967K
|
|
|
Aug 11, 2025
Q2 2025
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
9.52K+ 3.33% |
$87.3K - $106K
|
296K
$3M
|
|
|
Aug 11, 2025
Q2 2025
|
Empowered Funds, LLC
|
SELL
|
- |
-926- 8.33% |
$8.5K - $10.3K
|
10.2K
$104K
|
|
|
Aug 11, 2025
Q2 2025
|
Synergy Investment Management, LLC
Altamonte Springs, FL |
BUY
|
- |
2.36K+ 10.42% |
$21.7K - $26.3K
|
25K
$254K
|
|
|
Aug 11, 2025
Q2 2025
|
Pin Oak Investment Advisors Inc
Houston, TX |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 08, 2025
Q2 2025
|
Larson Financial Group LLC
|
BUY
|
- |
151+ 41.94% |
$1.39K - $1.68K
|
511
$5.19K
|
|
|
Aug 08, 2025
Q2 2025
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
372+ 2.96% |
$3.41K - $4.14K
|
12.9K
$131K
|
|
|
Aug 08, 2025
Q2 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
16.7KNew |
$153K - $185K
|
16.7K
$169K
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.33K+ 2.13% |
$12.2K - $14.8K
|
63.7K
$647K
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
BUY
|
- |
2.61K+ 1603.68% |
$24K - $29.1K
|
2.78K
$28.2K
|
|
|
Aug 07, 2025
Q2 2025
|
Pfg Advisors
|
BUY
|
- |
1.96K+ 1.81% |
$18K - $21.8K
|
110K
$1.12M
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
10.2K+ 12.5% |
$93.3K - $113K
|
91.5K
$929K
|
|
|
Aug 06, 2025
Q2 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
9.76KNew |
$89.6K - $109K
|
9.76K
$99.1K
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
BUY
|
- |
6.67K+ 5.04% |
$61.3K - $74.3K
|
139K
$1.41M
|
|
|
Aug 06, 2025
Q2 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
3.42K+ 18.74% |
$31.4K - $38K
|
21.6K
$220K
|
|
|
Aug 05, 2025
Q2 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-961- 1.5% |
$8.82K - $10.7K
|
63.2K
$642K
|
|
|
Aug 05, 2025
Q2 2025
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
55+ 0.53% |
$505 - $612
|
10.4K
$106K
|
|
|
Aug 05, 2025
Q2 2025
|
Simplex Trading, LLC
|
BUY
|
- |
29.3K+ 2375.91% |
$269K - $326K
|
30.5K
$310K
|
|
|
Aug 05, 2025
Q2 2025
|
First Horizon Advisors, Inc.
|
BUY
|
- |
566New |
$5.2K - $6.3K
|
566
$5.75K
|
|
|
Aug 04, 2025
Q2 2025
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
1+ 12.5% |
$9.18 - $11.1
|
9
$91.4
|
|
|
Aug 04, 2025
Q2 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
53.2K+ 103.0% |
$488K - $592K
|
105K
$1.07M
|
|
|
Aug 01, 2025
Q2 2025
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
182K+ 734.74% |
$1.67M - $2.03M
|
207K
$2.11M
|
|
|
Jul 31, 2025
Q2 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
BUY
|
- |
176+ 17600.0% |
$1.62K - $1.96K
|
177
$1.8K
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
19.1K+ 32.39% |
$176K - $213K
|
78.2K
$794K
|
|
|
Jul 31, 2025
Q2 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
29.6K+ 57.27% |
$272K - $329K
|
81.2K
$825K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-626- 1.67% |
$5.75K - $6.97K
|
36.9K
$375K
|
|
|
Jul 30, 2025
Q2 2025
|
Mid American Wealth Advisory Group, Inc.
Kansas City, MO |
BUY
|
- |
485New |
$4.45K - $5.4K
|
485
$4.93K
|
|
|
Jul 30, 2025
Q2 2025
|
Denali Advisors LLC
|
SELL
|
- |
-1.85K- 2.61% |
$17K - $20.6K
|
69.1K
$702K
|
|
|
Jul 29, 2025
Q2 2025
|
Harbor Asset Planning, Inc.
Belmont, MA |
BUY
|
- |
526New |
$4.83K - $5.85K
|
526
$5.34K
|
|
|
Jul 25, 2025
Q2 2025
|
Cwm, LLC
|
BUY
|
- |
4.77KNew |
$43.8K - $53.1K
|
4.77K
$48.5K
|
|
|
Jul 24, 2025
Q2 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
100+ 3.0% |
$918 - $1.11K
|
3.43K
$34.9K
|
|
|
Jul 23, 2025
Q2 2025
|
Us Bancorp \De\
|
SELL
|
- |
-5- 0.12% |
$45.9 - $55.7
|
4K
$40.6K
|
|
|
Jul 22, 2025
Q2 2025
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
328+ 2.97% |
$3.01K - $3.65K
|
11.4K
$116K
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
BUY
|
- |
769+ 5.12% |
$7.06K - $8.56K
|
15.8K
$160K
|
|
|
Jul 17, 2025
Q2 2025
|
Granite Shares Advisors LLC
|
BUY
|
- |
16K+ 6.67% |
$146K - $178K
|
255K
$2.59M
|
|
|
Jul 17, 2025
Q2 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
319K+ 8.91% |
$2.93M - $3.56M
|
3.9M
$39.7M
|
|
|
Jul 17, 2025
Q2 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.84K- 4.21% |
$16.9K - $20.5K
|
41.9K
$425K
|
|
|
Jul 17, 2025
Q2 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
6.32K+ 5.61% |
$58K - $70.3K
|
119K
$1.21M
|
|
|
Jul 15, 2025
Q2 2025
|
Graypoint LLC
|
BUY
|
- |
2.17K+ 2.96% |
$19.9K - $24.1K
|
75.3K
$765K
|
|
|
Jul 11, 2025
Q2 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
78+ 5.15% |
$716 - $868
|
1.59K
$16.2K
|
|
|
Jul 09, 2025
Q2 2025
|
Sovran Advisors, LLC
San Diego, CA |
BUY
|
- |
673+ 2.01% |
$6.18K - $7.49K
|
34.2K
$347K
|
|
|
Jul 09, 2025
Q2 2025
|
Westbourne Investments, Inc.
Arlington, VA |
SELL
|
- |
-1.14K- 5.59% |
$10.4K - $12.6K
|
19.2K
$195K
|
|
| Q1 2025 | |||||||
|
Aug 27, 2025
Q1 2025
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
62.5KNew |
$682K - $713K
|
62.5K
$635K
|
|
|
May 16, 2025
Q1 2025
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
802+ 6.29% |
$8.75K - $9.16K
|
13.6K
$138K
|
|
|
May 15, 2025
Q1 2025
|
Magnetar Financial LLC
Evanston, IL |
BUY
|
- |
132KNew |
$1.44M - $1.51M
|
132K
$1.34M
|
|