Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2024
Q3 2024
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-17.4K- 5.72% |
$183K - $208K
|
287K
$3.17M
|
|
|
Nov 08, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
106K+ 72.56% |
$1.11M - $1.26M
|
252K
$2.78M
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
BUY
|
- |
48K+ 65.72% |
$504K - $573K
|
121K
$1.34M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
99K+ 38.11% |
$1.04M - $1.18M
|
359K
$3.97M
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
23.8K+ 9.25% |
$250K - $285K
|
282K
$3.11M
|
|
|
Nov 06, 2024
Q3 2024
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-4.22K- 7.55% |
$44.3K - $50.4K
|
51.7K
$571K
|
|
|
Nov 05, 2024
Q3 2024
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-4.22K- 7.55% |
$44.3K - $50.4K
|
51.7K
$571K
|
|
|
Oct 31, 2024
Q3 2024
|
Jmac Enterprises LLC
|
BUY
|
- |
10.4KNew |
$109K - $124K
|
10.4K
$115K
|
|
|
Oct 31, 2024
Q3 2024
|
Graypoint LLC
|
BUY
|
- |
1.84K+ 2.74% |
$19.3K - $22K
|
69.3K
$766K
|
|
|
Oct 30, 2024
Q3 2024
|
Crescent Grove Advisors, LLC
|
BUY
|
- |
40.8KNew |
$428K - $487K
|
40.8K
$451K
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.9K- 8.09% |
$51.3K - $58.4K
|
55.6K
$615K
|
|
|
Oct 29, 2024
Q3 2024
|
Van Eck Associates Corp
|
BUY
|
- |
331K+ 22.54% |
$3.47M - $3.95M
|
1.8M
$19.9M
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
40New |
$420 - $478
|
40
$442
|
|
|
Oct 28, 2024
Q3 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
215+ 215.0% |
$2.26K - $2.57K
|
315
$3.48K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-6.26K- 14.79% |
$65.7K - $74.8K
|
36.1K
$399K
|
|
|
Oct 25, 2024
Q3 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-383- 97.7% |
$4.02K - $4.57K
|
9
$99.5
|
|
|
Oct 24, 2024
Q3 2024
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.03K- 15.87% |
$21.3K - $24.2K
|
10.8K
$119K
|
|
|
Oct 23, 2024
Q3 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
176+ 0.17% |
$1.85K - $2.1K
|
105K
$1.16M
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
37.8K+ 1057.01% |
$397K - $452K
|
41.4K
$458K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-4.16K- 20.28% |
$43.6K - $49.7K
|
16.4K
$181K
|
|
|
Oct 21, 2024
Q3 2024
|
Calton & Associates, Inc.
|
BUY
|
- |
4.7K+ 84.46% |
$49.3K - $56.2K
|
10.3K
$114K
|
|
|
Oct 21, 2024
Q3 2024
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
1.1KNew |
$11.5K - $13.1K
|
1.1K
$12.2K
|
|
|
Oct 18, 2024
Q3 2024
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
298+ 2.71% |
$3.13K - $3.56K
|
11.3K
$125K
|
|
|
Oct 18, 2024
Q3 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.2KNew |
$12.6K - $14.3K
|
1.2K
$13.3K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.44K+ 52.42% |
$67.6K - $76.9K
|
18.7K
$207K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.87K- 4.79% |
$19.6K - $22.3K
|
37K
$410K
|
|
|
Oct 16, 2024
Q3 2024
|
Firethorn Wealth Partners, LLC
|
BUY
|
- |
344+ 2.72% |
$3.61K - $4.11K
|
13K
$144K
|
|
|
Oct 16, 2024
Q3 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-2.58K- 3.6% |
$27.1K - $30.8K
|
69K
$763K
|
|
|
Oct 15, 2024
Q3 2024
|
Pfg Advisors
|
BUY
|
- |
31+ 0.03% |
$325 - $370
|
105K
$1.16M
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-200Closed |
$2.1K - $2.39K
|
0
$0
|
|
|
Oct 10, 2024
Q3 2024
|
Sound Income Strategies, LLC
|
BUY
|
- |
307K+ 11.54% |
$3.22M - $3.66M
|
2.96M
$32.8M
|
|
|
Oct 08, 2024
Q3 2024
|
Hexagon Capital Partners LLC
|
BUY
|
- |
41+ 16.4% |
$430 - $490
|
291
$3.22K
|
|
|
Oct 07, 2024
Q3 2024
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
316+ 2.73% |
$3.31K - $3.77K
|
11.9K
$131K
|
|
| Q2 2024 | |||||||
|
Aug 22, 2024
Q2 2024
|
Cypress Capital, LLC
|
BUY
|
- |
319New |
$3.54K - $3.7K
|
319
$3.53K
|
|
|
Aug 15, 2024
Q2 2024
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-300- 3.36% |
$3.33K - $3.48K
|
8.62K
$95.4K
|
|
|
Aug 15, 2024
Q2 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
1New |
$11.1 - $11.6
|
1
$11.1
|
|
|
Aug 14, 2024
Q2 2024
|
Altshuler Shaham LTD
|
SELL
|
- |
-157K- 9.07% |
$1.74M - $1.82M
|
1.57M
$17.4M
|
|
|
Aug 14, 2024
Q2 2024
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-29.7K- 67.84% |
$330K - $345K
|
14.1K
$156K
|
|
|
Aug 14, 2024
Q2 2024
|
Hudson Bay Capital Management LP
Greenwich, CT |
SELL
|
- |
-350K- 70.0% |
$3.88M - $4.06M
|
150K
$1.66M
|
|
|
Aug 14, 2024
Q2 2024
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
153KNew |
$1.7M - $1.78M
|
153K
$1.7M
|
|
|
Aug 14, 2024
Q2 2024
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
BUY
|
- |
3.57K+ 20.89% |
$39.6K - $41.4K
|
20.6K
$228K
|
|
|
Aug 13, 2024
Q2 2024
|
Black Rock Inc.
New York, NY |
BUY
|
- |
485+ 0.24% |
$5.38K - $5.63K
|
207K
$2.29M
|
|
|
Aug 13, 2024
Q2 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-549- 3.08% |
$6.09K - $6.37K
|
17.3K
$191K
|
|
|
Aug 13, 2024
Q2 2024
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-5.99K- 24.57% |
$66.4K - $69.5K
|
18.4K
$203K
|
|
|
Aug 12, 2024
Q2 2024
|
Mckinley Capital Management LLC
|
BUY
|
- |
906+ 1.13% |
$10K - $10.5K
|
80.9K
$895K
|
|
|
Aug 09, 2024
Q2 2024
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
10KNew |
$111K - $116K
|
10K
$111K
|
|
|
Aug 09, 2024
Q2 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
5.79K+ 25.9% |
$64.2K - $67.2K
|
28.2K
$311K
|
|
|
Aug 09, 2024
Q2 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
1K+ 25.0% |
$11.1K - $11.6K
|
5K
$55.3K
|
|
|
Aug 09, 2024
Q2 2024
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
883+ 3.44% |
$9.79K - $10.3K
|
26.5K
$294K
|
|
|
Aug 09, 2024
Q2 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-400- 0.33% |
$4.44K - $4.64K
|
122K
$1.35M
|
|