Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2024
Q1 2024
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-300- 75.95% |
$3.33K - $3.78K
|
95
$875
|
|
|
May 09, 2024
Q1 2024
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
17.7K+ 8.49% |
$196K - $223K
|
226K
$2.08M
|
|
|
May 01, 2024
Q1 2024
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
1.8K+ 9.0% |
$20K - $22.7K
|
21.8K
$201K
|
|
|
Apr 25, 2024
Q1 2024
|
Latitude Advisors, LLC
|
BUY
|
- |
189+ 1.76% |
$2.1K - $2.38K
|
10.9K
$100K
|
|
|
Apr 24, 2024
Q1 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
200New |
$2.22K - $2.52K
|
200
$1.84K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
7.05KNew |
$68.5K - $86.3K
|
7.05K
$64.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
- |
-44.2K- 31.59% |
$429K - $541K
|
95.6K
$881K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
4.71KNew |
$45.8K - $57.7K
|
4.71K
$43.4K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
2.39KNew |
$23.2K - $29.3K
|
2.39K
$22K
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
11K+ 31.44% |
$106K - $134K
|
45.8K
$422K
|
|
|
Jan 24, 2024
Q4 2023
|
Cfo4 Life Group, LLC
|
BUY
|
- |
100+ 0.96% |
$971 - $1.22K
|
10.6K
$97.3K
|
|
| Q3 2023 | |||||||
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
5.75KNew |
$59.3K - $65.4K
|
5.75K
$52.9K
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
300New |
$3.1K - $3.42K
|
300
$2.76K
|
|
|
Nov 15, 2023
Q3 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
899+ 168.35% |
$9.28K - $10.2K
|
1.43K
$13.2K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-29.2K- 8.46% |
$302K - $333K
|
316K
$2.91M
|
|
|
Oct 31, 2023
Q3 2023
|
Golden Green, Inc.
|
BUY
|
- |
2.63K+ 1.75% |
$27.2K - $30K
|
153K
$1.41M
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-72.2K- 59.05% |
$745K - $822K
|
50K
$461K
|
|
|
Oct 25, 2023
Q3 2023
|
Godsey & Gibb Associates
|
BUY
|
- |
608New |
$6.27K - $6.93K
|
608
$5.6K
|
|
|
Oct 12, 2023
Q3 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
1+ 3.33% |
$10.3 - $11.4
|
31
$286
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
3.59KNew |
$37.2K - $39.7K
|
3.59K
$33K
|
|
|
Aug 09, 2023
Q2 2023
|
Camden Capital, LLC
|
BUY
|
- |
26.7KNew |
$276K - $295K
|
26.7K
$246K
|
|
|
Aug 08, 2023
Q2 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-45K- 81.82% |
$467K - $498K
|
10K
$92.1K
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-14.3K- 22.78% |
$148K - $158K
|
48.3K
$445K
|
|
|
Aug 02, 2023
Q2 2023
|
Gratus Capital LLC
|
BUY
|
- |
10KNew |
$104K - $111K
|
10K
$92.1K
|
|
|
Jul 24, 2023
Q2 2023
|
Sage Mountain Advisors LLC
|
SELL
|
- |
-10K- 50.0% |
$104K - $111K
|
10K
$92.1K
|
|
|
Jul 17, 2023
Q2 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
275New |
$2.85K - $3.04K
|
275
$2.53K
|
|
|
Jul 11, 2023
Q2 2023
|
Gradient Investments LLC
|
BUY
|
- |
311+ 223.74% |
$3.23K - $3.44K
|
450
$4.14K
|
|
| Q1 2023 | |||||||
|
May 16, 2023
Q1 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
213+ 687.1% |
$2.13K - $2.6K
|
244
$2.25K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
16K+ 142.86% |
$160K - $195K
|
27.2K
$251K
|
|
|
May 04, 2023
Q1 2023
|
Emerald Mutual Fund Advisers Trust
|
BUY
|
- |
70.8KNew |
$706K - $863K
|
70.8K
$652K
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.69K+ 11.65% |
$16.9K - $20.7K
|
16.2K
$150K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
19New |
$186 - $220
|
19
$175
|
|
|
Feb 13, 2023
Q4 2022
|
Delta Asset Management LLC
Memphis, TN |
BUY
|
- |
943New |
$9.21K - $10.9K
|
943
$8.69K
|
|
|
Feb 13, 2023
Q4 2022
|
Trustcore Financial Services, LLC
|
BUY
|
- |
300New |
$2.93K - $3.48K
|
300
$2.76K
|
|
|
Feb 13, 2023
Q4 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-4.6K- 28.79% |
$45K - $53.4K
|
11.4K
$105K
|
|
|
Feb 13, 2023
Q4 2022
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
110New |
$1.07K - $1.28K
|
110
$1.01K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
56+ 0.49% |
$547 - $650
|
11.5K
$105K
|
|
|
Feb 06, 2023
Q4 2022
|
Meitav Dash Investments LTD
|
BUY
|
- |
12.1KNew |
$118K - $140K
|
12.1K
$111K
|
|
|
Jan 24, 2023
Q4 2022
|
Lindbrook Capital, LLC
|
BUY
|
- |
1+ 3.23% |
$9.77 - $11.6
|
32
$295
|
|
|
Jan 20, 2023
Q4 2022
|
Davenport & CO LLC
|
SELL
|
- |
-2K- 14.93% |
$19.5K - $23.2K
|
11.4K
$105K
|
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
512New |
$5K - $5.94K
|
512
$4.72K
|
|
| Q3 2022 | |||||||
|
Nov 15, 2022
Q3 2022
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
2.25K+ 6.39% |
$21.6K - $29.6K
|
37.4K
$344K
|
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-1K- 8.47% |
$9.6K - $13.2K
|
10.8K
$99.5K
|
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-2.65K- 96.36% |
$25.4K - $35K
|
100
$921
|
|
|
Nov 02, 2022
Q3 2022
|
Hudock, Inc.
|
BUY
|
- |
302+ 100.0% |
$2.9K - $3.98K
|
604
$5.56K
|
|
|
Oct 27, 2022
Q3 2022
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
194New |
$1.86K - $2.56K
|
194
$1.79K
|
|
|
Oct 19, 2022
Q3 2022
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-893- 1.95% |
$8.57K - $11.8K
|
45K
$414K
|
|
| Q2 2022 | |||||||
|
Sep 16, 2022
Q2 2022
|
Private Trust CO Na
|
BUY
|
- |
2.53KNew |
$26.4K - $35.9K
|
2.53K
$23.3K
|
|
|
Aug 15, 2022
Q2 2022
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-27.7KClosed |
$289K - $393K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
926New |
$9.68K - $13.1K
|
926
$8.53K
|
|