Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2021
Q1 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-85KClosed |
$890K - $1.07M
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-37.2KClosed |
$389K - $469K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
PUT |
-700Closed |
$7.32K - $8.84K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Css LLC
Chicago, IL |
SELL
|
- |
-36.4K- 37.92% |
$284K - $399K
|
59.6K
$667K
|
|
|
Feb 12, 2021
Q4 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-90Closed |
$702 - $986
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-54.3KClosed |
$424K - $596K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
6.86KNew |
$53.5K - $75.1K
|
6.86K
$76.7K
|
|
|
Feb 09, 2021
Q4 2020
|
Corbyn Investment Management Inc
|
SELL
|
- |
-58.6KClosed |
$457K - $642K
|
0
$0
|
|
|
Jan 19, 2021
Q4 2020
|
Lgt Capital Partners Ltd.
|
SELL
|
- |
-495KClosed |
$3.86M - $5.43M
|
0
$0
|
|
|
Jan 13, 2021
Q4 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-31Closed |
$242 - $340
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-320Closed |
$2.55K - $2.82K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Infrastructure Capital Advisors, LLC
New York, NY |
SELL
|
- |
-12.4KClosed |
$99.1K - $109K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Cutler Group LP
|
BUY
|
- |
3.4K+ 125.93% |
$27.1K - $30K
|
6.1K
$68.3K
|
|
|
Oct 21, 2020
Q3 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-1.35KClosed |
$10.8K - $11.9K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 24, 2020
Q2 2020
|
Stephens Inc
|
SELL
|
- |
-11.1KClosed |
$49.5K - $105K
|
0
$0
|
|
|
Aug 17, 2020
Q2 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-200Closed |
$892 - $1.9K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Kennedy Capital Management, Inc.
St Louis, MO |
SELL
|
- |
-128KClosed |
$569K - $1.21M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-300Closed |
$1.34K - $2.84K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-71.9KClosed |
$321K - $682K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-6.72KClosed |
$30K - $63.7K
|
0
$0
|
|
|
Jul 22, 2020
Q2 2020
|
Clean Yield Group
|
SELL
|
- |
-32Closed |
$143 - $303
|
0
$0
|
|
|
Jul 07, 2020
Q2 2020
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-16.3KClosed |
$72.5K - $154K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-200- 24.91% |
$750 - $2.53K
|
603
$6.75K
|
|
|
May 15, 2020
Q1 2020
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
1.12KNew |
$4.21K - $14.2K
|
1.12K
$12.6K
|
|
|
May 15, 2020
Q1 2020
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-241KClosed |
$902K - $3.05M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-1Closed |
$3.75 - $12.7
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Abrdn PLC
|
SELL
|
- |
-46.1KClosed |
$173K - $585K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-2.43KClosed |
$9.12K - $30.8K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-77Closed |
$289 - $976
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 26, 2020
Q4 2019
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-16KClosed |
$181K - $200K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-741Closed |
$8.4K - $9.31K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-7KClosed |
$79.3K - $87.9K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-67KClosed |
$759K - $842K
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Sandy Spring Bank
|
SELL
|
- |
-96Closed |
$1.09K - $1.21K
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-14.9KClosed |
$168K - $187K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-4.34KClosed |
$49.1K - $54.5K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-54.2KClosed |
$609K - $640K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Alphasimplex Group, LLC
Boston, MA |
SELL
|
- |
-51.8KClosed |
$581K - $610K
|
0
$0
|
|
|
Oct 09, 2019
Q3 2019
|
True Private Wealth Advisors
|
SELL
|
- |
-600Closed |
$6.73K - $7.07K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-217Closed |
$2.48K - $2.9K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-884Closed |
$10.1K - $11.8K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-104KClosed |
$1.18M - $1.38M
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-16.3KClosed |
$186K - $217K
|
0
$0
|
|
|
Jul 25, 2019
Q2 2019
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
54New |
$618 - $721
|
54
$604
|
|
|
Jul 24, 2019
Q2 2019
|
Financial Consulate, Inc
|
SELL
|
- |
-10.4KClosed |
$119K - $139K
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Monument Capital Management
|
SELL
|
- |
-92.3KClosed |
$1.06M - $1.23M
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-600Closed |
$6.86K - $8.01K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-192Closed |
$2.2K - $2.56K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-64Closed |
$755 - $856
|
0
$0
|
|