Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-1.59KClosed |
$19.8K - $21.3K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Nine Point Two Capital LLC
Los Angeles, CA |
SELL
|
- |
-11.8KClosed |
$147K - $158K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.16KNew |
$14.5K - $15.5K
|
1.16K
$12.5K
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
2.33KNew |
$29.1K - $31.2K
|
2.33K
$25.2K
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-700Closed |
$8.76K - $9.39K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
City Holding CO
|
SELL
|
- |
-163Closed |
$2.04K - $2.19K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
20KNew |
$239K - $264K
|
20K
$216K
|
|
|
Aug 13, 2021
Q2 2021
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-1KClosed |
$11.9K - $13.2K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Pacific Ridge Capital Partners, LLC
Lake Oswego, OR |
SELL
|
- |
-231KClosed |
$2.76M - $3.04M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-23Closed |
$275 - $303
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-78.7KClosed |
$940K - $1.04M
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Aigen Investment Management, LP
|
SELL
|
- |
-15.6KClosed |
$186K - $205K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-250Closed |
$2.99K - $3.3K
|
0
$0
|
|
|
Jul 26, 2021
Q2 2021
|
Taylor Frigon Capital Management LLC
|
SELL
|
- |
-138KClosed |
$1.65M - $1.83M
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
14.9KNew |
$178K - $197K
|
14.9K
$161K
|
|
| Q1 2021 | |||||||
|
Jan 08, 2024
Q1 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-10KClosed |
$105K - $126K
|
0
$0
|
|
|
May 21, 2021
Q1 2021
|
Spire Wealth Management
|
BUY
|
- |
500New |
$5.23K - $6.32K
|
500
$5.41K
|
|
|
May 17, 2021
Q1 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-85KClosed |
$890K - $1.07M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Charter Oak Capital Management, LLC
|
BUY
|
- |
1.06KNew |
$11.1K - $13.4K
|
1.06K
$11.5K
|
|
|
May 12, 2021
Q1 2021
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-37.2KClosed |
$389K - $469K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
PUT |
-700Closed |
$7.32K - $8.84K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Css LLC
Chicago, IL |
SELL
|
- |
-36.4K- 37.92% |
$284K - $399K
|
59.6K
$645K
|
|
|
Feb 12, 2021
Q4 2020
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
6.86KNew |
$53.5K - $75.1K
|
6.86K
$74.2K
|
|
|
Feb 12, 2021
Q4 2020
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-54.3KClosed |
$424K - $596K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-90Closed |
$702 - $986
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Corbyn Investment Management Inc
|
SELL
|
- |
-58.6KClosed |
$457K - $642K
|
0
$0
|
|
|
Jan 19, 2021
Q4 2020
|
Lgt Capital Partners Ltd.
|
SELL
|
- |
-495KClosed |
$3.86M - $5.43M
|
0
$0
|
|
|
Jan 13, 2021
Q4 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-31Closed |
$242 - $340
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Infrastructure Capital Advisors, LLC
New York, NY |
SELL
|
- |
-12.4KClosed |
$99.1K - $109K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-320Closed |
$2.55K - $2.82K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Cutler Group LP
|
BUY
|
- |
3.4K+ 125.93% |
$27.1K - $30K
|
6.1K
$66K
|
|
|
Oct 21, 2020
Q3 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-1.35KClosed |
$10.8K - $11.9K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 24, 2020
Q2 2020
|
Stephens Inc
|
SELL
|
- |
-11.1KClosed |
$49.5K - $105K
|
0
$0
|
|
|
Aug 17, 2020
Q2 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-200Closed |
$892 - $1.9K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-300Closed |
$1.34K - $2.84K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Kennedy Capital Management, Inc.
St Louis, MO |
SELL
|
- |
-128KClosed |
$569K - $1.21M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-71.9KClosed |
$321K - $682K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-6.72KClosed |
$30K - $63.7K
|
0
$0
|
|
|
Jul 22, 2020
Q2 2020
|
Clean Yield Group
|
SELL
|
- |
-32Closed |
$143 - $303
|
0
$0
|
|
|
Jul 07, 2020
Q2 2020
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-16.3KClosed |
$72.5K - $154K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-200- 24.91% |
$750 - $2.53K
|
603
$6.52K
|
|
|
May 15, 2020
Q1 2020
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-241KClosed |
$902K - $3.05M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
1.12KNew |
$4.21K - $14.2K
|
1.12K
$12.2K
|
|
|
May 13, 2020
Q1 2020
|
Abrdn PLC
|
SELL
|
- |
-46.1KClosed |
$173K - $585K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-1Closed |
$3.75 - $12.7
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-2.43KClosed |
$9.12K - $30.8K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-77Closed |
$289 - $976
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 26, 2020
Q4 2019
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-16KClosed |
$181K - $200K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-741Closed |
$8.4K - $9.31K
|
0
$0
|
|