Sheaff Brock Investment Advisors, LLC Pennant Park Floating Rate Capital Ltd. Transaction History

Sheaff Brock Investment Advisors, LLC

$1.14 Billion
Q4 2024

19 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2021 Feb 03, 2022	SELL	$12.23 - $13.8 $155,687 - $175,674	-12,730 Closed	0 $0
Q3 2021 Jun 02, 2022	BUY	$12.51 - $13.41 $100 - $107	8 Added 0.06%	12,730 $163,000
Q3 2021 Nov 03, 2021	SELL	$12.51 - $13.41 $100 - $107	-8 Reduced 0.06%	12,722 $163,000
Q2 2021 Jun 02, 2022	BUY	$11.94 - $13.19 $95 - $105	8 Added 0.06%	12,730 $162,000
Q2 2021 Aug 16, 2021	SELL	$11.94 - $13.19 $95 - $105	-8 Reduced 0.06%	12,722 $162,000
Q1 2021 Jun 02, 2022	BUY	$10.46 - $12.63 $83 - $101	8 Added 0.06%	12,730 $151,000
Q1 2021 May 11, 2021	SELL	$10.46 - $12.63 $83 - $101	-8 Reduced 0.06%	12,722 $151,000
Q1 2020 Apr 30, 2020	SELL	$3.75 - $12.67 $30,030 - $101,461	-8,008 Reduced 38.62%	12,730 $62,000
Q4 2019 Jan 29, 2020	BUY	$11.33 - $12.56 $2,164 - $2,398	191 Added 0.93%	20,738 $253,000
Q3 2019 Oct 28, 2019	BUY	$11.22 - $11.79 $2,131 - $2,240	190 Added 0.93%	20,547 $238,000
Q2 2019 Jul 31, 2019	BUY	$11.44 - $13.35 $1,956 - $2,282	171 Added 0.85%	20,357 $235,000
Q1 2019 Apr 29, 2019	BUY	$11.8 - $13.38 $1,947 - $2,207	165 Added 0.82%	20,186 $259,000
Q4 2018 Jan 28, 2019	BUY	$11.2 - $13.34 $1,780 - $2,121	159 Added 0.8%	20,021 $232,000
Q3 2018 Nov 09, 2018	BUY	$13.15 - $13.83 $1,933 - $2,033	147 Added 0.75%	19,862 $261,000
Q2 2018 Jul 31, 2018	BUY	$13.08 - $14.1 $1,922 - $2,072	147 Added 0.75%	19,715 $269,000
Q1 2018 May 03, 2018	BUY	$12.19 - $13.85 $1,767 - $2,008	145 Added 0.75%	19,568 $256,000
Q4 2017 Feb 12, 2018	BUY	$13.72 - $14.61 $1,824 - $1,943	133 Added 0.69%	19,423 $266,000
Q3 2017 Nov 13, 2017	SELL	$13.96 - $14.48 $13,066 - $13,553	-936 Reduced 4.63%	19,290 $279,000
Q2 2017 Aug 09, 2017	BUY	N/A	20,226	20,226 $285,000

Others Institutions Holding PFLT

# of Institutions

139

Shares Held

19.4M

Call Options Held

73.2K

Put Options Held

17.5K

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About PennantPark Floating Rate Capital Ltd.

Ticker PFLT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PennantPark Floating Rate Capital Ltd. is a business development company. It seeks to make secondary direct, debt, equity, and loan investments. The fund seeks to invest through floating rate loans in private or thinly traded or small market-cap, public middle market companies. It primarily invests in the United States and to a limited extent no...

More about PFLT

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