Latest Institutional Transactions on Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information on the latest institutional transactions involving Pennant Park Floating Rate Capital Ltd. (PFLT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
54.8K+ 50.98% |
$503K - $610K
|
162K
$1.65M
|
|
|
Aug 15, 2025
Q2 2025
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
38.3K+ 247.0% |
$351K - $426K
|
53.7K
$546K
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-170K- 30.43% |
$1.56M - $1.89M
|
388K
$3.94M
|
|
|
Aug 14, 2025
Q2 2025
|
State Street Corp
Boston, MA |
BUY
|
- |
60.6K+ 257.74% |
$557K - $675K
|
84.2K
$855K
|
|
|
Aug 14, 2025
Q2 2025
|
Altshuler Shaham LTD
|
BUY
|
- |
157K+ 9.98% |
$1.44M - $1.75M
|
1.73M
$17.6M
|
|
|
Aug 14, 2025
Q2 2025
|
Glenview Trust CO
Louisville, KY |
BUY
|
- |
10.7KNew |
$97.8K - $119K
|
10.7K
$108K
|
|
|
Aug 14, 2025
Q2 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.82K+ 7.41% |
$44.3K - $53.7K
|
70K
$711K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
85.1K+ 328.51% |
$781K - $947K
|
111K
$1.13M
|
|
|
Aug 14, 2025
Q2 2025
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-337K- 58.07% |
$3.1M - $3.76M
|
244K
$2.48M
|
|
|
Aug 14, 2025
Q2 2025
|
Van Eck Associates Corp
|
BUY
|
- |
402K+ 20.52% |
$3.69M - $4.47M
|
2.36M
$24M
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
67K+ 245.17% |
$615K - $746K
|
94.4K
$959K
|
|
|
Aug 14, 2025
Q2 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-618K- 48.63% |
$5.68M - $6.88M
|
653K
$6.64M
|
|
|
Aug 14, 2025
Q2 2025
|
Drw Securities, LLC
Chicago, IL |
BUY
|
- |
33.6KNew |
$308K - $374K
|
33.6K
$341K
|
|
|
Aug 14, 2025
Q2 2025
|
Nebula Research & Development LLC
New York, NY |
BUY
|
- |
13.3K+ 31.09% |
$122K - $148K
|
56K
$569K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
503K+ 81.73% |
$4.61M - $5.59M
|
1.12M
$11.4M
|
|
|
Aug 14, 2025
Q2 2025
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-203K- 20.27% |
$1.86M - $2.26M
|
799K
$8.12M
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.81K- 2.99% |
$16.6K - $20.1K
|
58.6K
$595K
|
|
|
Aug 14, 2025
Q2 2025
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
2.32K+ 2.25% |
$21.3K - $25.8K
|
106K
$1.07M
|
|
|
Aug 14, 2025
Q2 2025
|
Beacon Investment Advisors LLC
Gaithersburg, MD |
BUY
|
- |
266+ 1.36% |
$2.44K - $2.96K
|
19.9K
$202K
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-797K- 45.81% |
$7.32M - $8.87M
|
943K
$9.58M
|
|
|
Aug 14, 2025
Q2 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-4.64K- 92.84% |
$42.6K - $51.7K
|
358
$3.64K
|
|
|
Aug 14, 2025
Q2 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
2.82K+ 3.37% |
$25.9K - $31.4K
|
86.6K
$880K
|
|
|
Aug 14, 2025
Q2 2025
|
Murphy & Mullick Capital Management Corp
Smithtown, NY |
BUY
|
- |
27+ 2.67% |
$248 - $301
|
1.04K
$10.5K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-5.65K- 18.34% |
$51.9K - $62.9K
|
25.2K
$256K
|
|
|
Aug 14, 2025
Q2 2025
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-3K- 26.73% |
$27.5K - $33.4K
|
8.22K
$83.6K
|
|
|
Aug 14, 2025
Q2 2025
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
18.1KNew |
$166K - $202K
|
18.1K
$184K
|
|
|
Aug 14, 2025
Q2 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-477K- 39.83% |
$4.38M - $5.31M
|
720K
$7.32M
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-561- 3.74% |
$5.15K - $6.24K
|
14.4K
$147K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-9.3K- 32.18% |
$85.4K - $104K
|
19.6K
$199K
|
|
|
Aug 14, 2025
Q2 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
13.3KNew |
$122K - $148K
|
13.3K
$135K
|
|
|
Aug 14, 2025
Q2 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
BUY
|
- |
76.9K+ 118.14% |
$706K - $856K
|
142K
$1.44M
|
|
|
Aug 14, 2025
Q2 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
12.3K+ 116.04% |
$113K - $137K
|
22.9K
$233K
|
|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
4KNew |
$36.7K - $44.5K
|
4K
$40.6K
|
|
|
Aug 13, 2025
Q2 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-10.5K- 10.61% |
$96.4K - $117K
|
88.5K
$900K
|
|
|
Aug 13, 2025
Q2 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
16.4KNew |
$150K - $182K
|
16.4K
$166K
|
|
|
Aug 13, 2025
Q2 2025
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-38.9K- 54.18% |
$357K - $433K
|
32.9K
$334K
|
|
|
Aug 13, 2025
Q2 2025
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
21.2KNew |
$195K - $236K
|
21.2K
$216K
|
|
|
Aug 13, 2025
Q2 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
1.35K+ 1257.01% |
$12.3K - $15K
|
1.45K
$14.8K
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
26.5K+ 2.52% |
$243K - $295K
|
1.08M
$10.9M
|
|
|
Aug 13, 2025
Q2 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
3.09K+ 6.32% |
$28.4K - $34.4K
|
52K
$528K
|
|
|
Aug 13, 2025
Q2 2025
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
21KNew |
$193K - $234K
|
21K
$213K
|
|
|
Aug 13, 2025
Q2 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
26.8K+ 181.36% |
$246K - $298K
|
41.6K
$423K
|
|
|
Aug 13, 2025
Q2 2025
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-290K- 16.75% |
$2.66M - $3.23M
|
1.44M
$14.6M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-8.92K- 12.1% |
$81.9K - $99.3K
|
64.8K
$658K
|
|
|
Aug 12, 2025
Q2 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-15.1K- 79.34% |
$138K - $168K
|
3.93K
$39.9K
|
|
|
Aug 12, 2025
Q2 2025
|
Calton & Associates, Inc.
|
BUY
|
- |
10.9KNew |
$100K - $122K
|
10.9K
$111K
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.29K- 0.39% |
$11.9K - $14.4K
|
330K
$3.35M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-195K- 44.38% |
$1.79M - $2.17M
|
244K
$2.48M
|
|
|
Aug 12, 2025
Q2 2025
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-147K- 35.34% |
$1.35M - $1.64M
|
269K
$2.74M
|