Ameriprise Financial Inc Pennant Park Floating Rate Capital Ltd. Transaction History

Ameriprise Financial Inc

$381 Billion
Q3 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Feb 14, 2023	BUY	$9.77 - $11.6 $99,810 - $118,505	10,216 New	10,216 $112,000
Q1 2020 May 15, 2020	SELL	$3.75 - $12.67 $56,707 - $191,595	-15,122 Closed	0 $0
Q4 2019 Feb 14, 2020	SELL	$11.33 - $12.56 $30,409 - $33,711	-2,684 Reduced 15.07%	15,122 $184,000
Q3 2019 Nov 14, 2019	SELL	$11.22 - $11.79 $81,019 - $85,135	-7,221 Reduced 28.85%	17,806 $207,000
Q2 2019 Aug 14, 2019	BUY	$11.44 - $13.35 $789 - $921	69 Added 0.28%	25,027 $290,000
Q1 2019 May 15, 2019	BUY	$11.8 - $13.38 $64,262 - $72,867	5,446 Added 27.91%	24,958 $320,000
Q4 2018 Feb 14, 2019	BUY	$11.2 - $13.34 $27,798 - $33,109	2,482 Added 14.57%	19,512 $226,000
Q3 2018 Nov 14, 2018	BUY	$13.15 - $13.83 $223,944 - $235,524	17,030 New	17,030 $224,000

Others Institutions Holding PFLT

# of Institutions

116

Shares Held

16.6M

Call Options Held

88.5K

Put Options Held

2K

About PennantPark Floating Rate Capital Ltd.

Ticker PFLT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PennantPark Floating Rate Capital Ltd. is a business development company. It seeks to make secondary direct, debt, equity, and loan investments. The fund seeks to invest through floating rate loans in private or thinly traded or small market-cap, public middle market companies. It primarily invests in the United States and to a limited extent no...

More about PFLT

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