Pin Oak Investment Advisors Inc Pennant Park Floating Rate Capital Ltd. Transaction History

Pin Oak Investment Advisors Inc

$110 Million
Q4 2024

Shares

17 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2021 Nov 15, 2021	SELL	$12.51 - $13.41 $4.2 Million - $4.5 Million	-335,913 Reduced 99.93%	223 $3,000
Q2 2021 Aug 16, 2021	SELL	$11.94 - $13.19 $144,474 - $159,599	-12,100 Reduced 3.47%	336,136 $4.28 Million
Q1 2021 May 12, 2021	SELL	$10.46 - $12.63 $38,858 - $46,920	-3,715 Reduced 1.06%	348,236 $4.14 Million
Q4 2020 Feb 19, 2021	SELL	$7.8 - $10.96 $89,154 - $125,272	-11,430 Reduced 3.15%	351,951 $3.71 Million
Q3 2020 Nov 17, 2020	BUY	$7.98 - $8.82 $135,660 - $149,940	17,000 Added 4.91%	363,381 $3.07 Million
Q3 2020 Nov 16, 2020	BUY	$7.98 - $8.82 $210,552 - $232,715	26,385 Added 8.25%	346,381 $2.92 Million
Q2 2020 Aug 14, 2020	BUY	$4.46 - $9.48 $2,760 - $5,868	619 Added 0.19%	319,996 $2.69 Million
Q1 2020 May 18, 2020	BUY	$3.75 - $12.67 $300,510 - $1.02 Million	80,136 Added 33.5%	319,377 $1.55 Million
Q4 2019 Feb 11, 2020	BUY	$11.33 - $12.56 $1,133 - $1,256	100 Added 0.04%	239,241 $2.91 Million
Q3 2019 Nov 15, 2019	BUY	$11.22 - $11.79 $57,951 - $60,895	5,165 Added 2.21%	239,141 $2.77 Million
Q2 2019 Aug 14, 2019	BUY	$11.44 - $13.35 $209,924 - $244,972	18,350 Added 8.51%	233,976 $2.71 Million
Q1 2019 May 14, 2019	SELL	$11.8 - $13.38 $25,665 - $29,101	-2,175 Reduced 1.0%	215,626 $2.76 Million
Q4 2018 Feb 26, 2019	BUY	$11.2 - $13.34 $25,177 - $29,988	2,248 Added 1.04%	217,801 $2.52 Million
Q3 2018 Nov 14, 2018	SELL	$13.15 - $13.83 $68,248 - $71,777	-5,190 Reduced 2.35%	215,553 $2.84 Million
Q2 2018 Aug 15, 2018	SELL	$13.08 - $14.1 $26,356 - $28,411	-2,015 Reduced 0.9%	220,743 $3.02 Million
Q1 2018 May 14, 2018	BUY	$12.19 - $13.85 $1.34 Million - $1.53 Million	110,185 Added 97.88%	222,758 $2.92 Million
Q4 2017 Feb 20, 2018	BUY	$13.72 - $14.61 $1.54 Million - $1.64 Million	112,573	112,573 $1.55 Million

Others Institutions Holding PFLT

# of Institutions

136

Shares Held

18.9M

Call Options Held

69.9K

Put Options Held

12.8K

About PennantPark Floating Rate Capital Ltd.

Ticker PFLT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PennantPark Floating Rate Capital Ltd. is a business development company. It seeks to make secondary direct, debt, equity, and loan investments. The fund seeks to invest through floating rate loans in private or thinly traded or small market-cap, public middle market companies. It primarily invests in the United States and to a limited extent no...

More about PFLT

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