Sigma Planning Corp Pennant Park Floating Rate Capital Ltd. Transaction History

Sigma Planning Corp

$3.22 Billion
Q3 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2023 Feb 01, 2024	SELL	$9.71 - $12.24 $23,420 - $29,522	-2,412 Reduced 12.96%	16,204 $196,000
Q3 2023 Nov 06, 2023	BUY	$10.32 - $11.39 $14,747 - $16,276	1,429 Added 8.31%	18,616 $198,000
Q2 2023 Aug 01, 2023	BUY	$10.37 - $11.06 $17,826 - $19,012	1,719 Added 11.11%	17,187 $183,000
Q1 2023 May 05, 2023	BUY	$9.98 - $12.2 $154,370 - $188,709	15,468 New	15,468 $164,000
Q3 2020 Nov 03, 2020	SELL	$7.98 - $8.82 $121,319 - $134,090	-15,203 Closed	0 $0
Q2 2020 Jul 31, 2020	BUY	$4.46 - $9.48 $16,591 - $35,265	3,720 Added 32.4%	15,203 $128,000
Q1 2020 May 01, 2020	BUY	$3.75 - $12.67 $1,788 - $6,043	477 Added 4.33%	11,483 $56,000
Q4 2019 Feb 03, 2020	BUY	$11.33 - $12.56 $124,697 - $138,235	11,006 New	11,006 $134,000

Others Institutions Holding PFLT

# of Institutions

117

Shares Held

16.6M

Call Options Held

88.5K

Put Options Held

2K

About PennantPark Floating Rate Capital Ltd.

Ticker PFLT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PennantPark Floating Rate Capital Ltd. is a business development company. It seeks to make secondary direct, debt, equity, and loan investments. The fund seeks to invest through floating rate loans in private or thinly traded or small market-cap, public middle market companies. It primarily invests in the United States and to a limited extent no...

More about PFLT

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