Wambolt & Associates, LLC Pennant Park Floating Rate Capital Ltd. Transaction History

Wambolt & Associates, LLC

$366 Million
Q3 2024

Shares

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2024 Aug 07, 2024	SELL	$11.09 - $11.61 $18,010 - $18,854	-1,624 Reduced 13.76%	10,182 $117,000
Q1 2024 Apr 30, 2024	SELL	$11.09 - $12.61 $68,913 - $78,358	-6,214 Reduced 34.48%	11,806 $134,000
Q4 2023 Feb 07, 2024	SELL	$9.71 - $12.24 $14,254 - $17,968	-1,468 Reduced 7.53%	18,020 $218,000
Q4 2022 Jan 31, 2023	BUY	$9.77 - $11.6 $5,862 - $6,960	600 Added 3.18%	19,488 $213,000
Q3 2022 Oct 18, 2022	BUY	$9.6 - $13.19 $12,000 - $16,487	1,250 Added 7.09%	18,888 $181,000
Q2 2022 Aug 01, 2022	BUY	$10.45 - $14.2 $18,757 - $25,489	1,795 Added 11.33%	17,638 $202,000
Q1 2022 May 10, 2022	BUY	$12.23 - $13.56 $193,759 - $214,831	15,843 New	15,843 $218,000
Q4 2020 Jan 19, 2021	SELL	$7.8 - $10.96 $345,633 - $485,659	-44,312 Closed	0 $0
Q3 2020 Nov 04, 2020	SELL	$7.98 - $8.82 $61,972 - $68,496	-7,766 Reduced 14.91%	44,312 $374,000
Q2 2020 Jul 23, 2020	BUY	$4.46 - $9.48 $3,202 - $6,806	718 Added 1.4%	52,078 $437,000
Q1 2020 May 11, 2020	SELL	$3.75 - $12.67 $5,205 - $17,585	-1,388 Reduced 2.63%	51,360 $250,000
Q4 2019 Feb 10, 2020	BUY	$11.33 - $12.56 $10,582 - $11,731	934 Added 1.8%	52,748 $642,000
Q3 2019 Oct 15, 2019	SELL	$11.22 - $11.79 $36,723 - $38,588	-3,273 Reduced 5.94%	51,814 $601,000
Q2 2019 Jul 26, 2019	BUY	$11.44 - $13.35 $63,892 - $74,559	5,585 Added 11.28%	55,087 $637,000
Q1 2019 Apr 11, 2019	BUY	$11.8 - $13.38 $60,203 - $68,264	5,102 Added 11.49%	49,502 $641,000
Q4 2018 Jan 29, 2019	BUY	$11.2 - $13.34 $497,279 - $592,296	44,400 New	44,400 $514,000

Others Institutions Holding PFLT

# of Institutions

117

Shares Held

16.6M

Call Options Held

88.5K

Put Options Held

2K

About PennantPark Floating Rate Capital Ltd.

Ticker PFLT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PennantPark Floating Rate Capital Ltd. is a business development company. It seeks to make secondary direct, debt, equity, and loan investments. The fund seeks to invest through floating rate loans in private or thinly traded or small market-cap, public middle market companies. It primarily invests in the United States and to a limited extent no...

More about PFLT

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