Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Opportunity Fund Inc (PFO)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Opportunity Fund Inc (PFO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 11, 2023
Q1 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
20.1KNew |
$153K - $196K
|
20.1K
$171K
|
|
Q4 2022 | |||||||
Feb 14, 2023
Q4 2022
|
Mosaic Family Wealth Partners, LLC
St. Louis, MO |
BUY
|
- |
11.8KNew |
$100K - $111K
|
11.8K
$100K
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1KNew |
$8.46K - $9.35K
|
1K
$8.49K
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
9.38KNew |
$79.3K - $87.7K
|
9.38K
$79.6K
|
|
Jan 05, 2023
Q4 2022
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
2.84K+ 21.11% |
$24K - $26.5K
|
16.3K
$138K
|
|
Q3 2022 | |||||||
Nov 14, 2022
Q3 2022
|
Covington Capital Management
|
SELL
|
- |
-1.6K- 5.05% |
$13.9K - $16.6K
|
30.1K
$256K
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
49.8KNew |
$432K - $515K
|
49.8K
$423K
|
|
Oct 21, 2022
Q3 2022
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
4K+ 13.33% |
$34.7K - $41.4K
|
34K
$289K
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
BUY
|
- |
885New |
$7.68K - $9.16K
|
885
$7.51K
|
|
Q2 2022 | |||||||
Aug 24, 2022
Q2 2022
|
Schmidt P J Investment Management Inc
Cedarburg, WI |
BUY
|
- |
20KNew |
$182K - $231K
|
20K
$170K
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.45KNew |
$31.4K - $39.8K
|
3.45K
$29.3K
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
BUY
|
- |
8.3KNew |
$75.7K - $95.9K
|
8.3K
$70.5K
|
|
Aug 02, 2022
Q2 2022
|
Cx Institutional
|
BUY
|
- |
560New |
$5.11K - $6.47K
|
560
$4.75K
|
|
Jul 22, 2022
Q2 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-300- 75.0% |
$2.74K - $3.47K
|
100
$849
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-1KClosed |
$9.12K - $11.6K
|
0
$0
|
|
Q1 2022 | |||||||
May 16, 2022
Q1 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
12KNew |
$128K - $152K
|
12K
$102K
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-12.2KClosed |
$130K - $154K
|
0
$0
|
|
Apr 25, 2022
Q1 2022
|
Burleson & Company, LLC
|
BUY
|
- |
1.25KNew |
$13.3K - $15.8K
|
1.25K
$10.6K
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-10.9KClosed |
$116K - $138K
|
0
$0
|
|
Q4 2021 | |||||||
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-550- 40.74% |
$6.78K - $7.1K
|
800
$6.79K
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
10.8KNew |
$133K - $139K
|
10.8K
$91.4K
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
SELL
|
- |
-146- 27.76% |
$1.8K - $1.88K
|
380
$3.23K
|
|
Feb 11, 2022
Q4 2021
|
Firestone Capital Management
|
SELL
|
- |
-1KClosed |
$12.3K - $12.9K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Clifford Swan Investment Counsel LLC
|
BUY
|
- |
6K+ 25.53% |
$74K - $77.4K
|
29.5K
$250K
|
|
Feb 09, 2022
Q4 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-10.7KClosed |
$132K - $138K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-18.2KClosed |
$231K - $249K
|
0
$0
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-35.5KClosed |
$451K - $484K
|
0
$0
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-15.2KClosed |
$192K - $207K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 13, 2021
Q2 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-4.1KClosed |
$52.8K - $55.8K
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Spotlight Asset Group, Inc.
Oakbrook Terrace, IL |
SELL
|
- |
-10.7KClosed |
$138K - $146K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Atlas Private Wealth Management
|
SELL
|
- |
-86Closed |
$1.11K - $1.17K
|
0
$0
|
|
Q1 2021 | |||||||
May 17, 2021
Q1 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-3.29KClosed |
$40.6K - $45.4K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-11.7KClosed |
$145K - $162K
|
0
$0
|
|
May 05, 2021
Q1 2021
|
Interchange Capital Partners, LLC
|
SELL
|
- |
-4Closed |
$49.3 - $55.2
|
0
$0
|
|
Q4 2020 | |||||||
Feb 16, 2021
Q4 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
250+ 62.5% |
$2.89K - $3.47K
|
650
$5.52K
|
|
Feb 12, 2021
Q4 2020
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-13.3KClosed |
$154K - $184K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Adams Wealth Management
|
SELL
|
- |
-2.34KClosed |
$27.1K - $32.5K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.81KClosed |
$20K - $22.8K
|
0
$0
|
|
Q2 2020 | |||||||
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
695+ 53.46% |
$6.19K - $8.24K
|
2K
$16.9K
|
|
Q1 2020 | |||||||
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-588KClosed |
$3.94M - $7.76M
|
0
$0
|
|
May 06, 2020
Q1 2020
|
Poehling Capital Management, Inc.
Madison, WI |
BUY
|
- |
10KNew |
$67.1K - $132K
|
10K
$84.9K
|
|
Apr 20, 2020
Q1 2020
|
True Private Wealth Advisors
|
SELL
|
- |
-16.9KClosed |
$113K - $222K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 06, 2020
Q4 2019
|
Sandy Spring Bank
|
SELL
|
- |
-2KClosed |
$24K - $24.7K
|
0
$0
|
|
Jan 29, 2020
Q4 2019
|
S.A. Mason LLC
|
BUY
|
- |
7KNew |
$84.1K - $86.5K
|
7K
$59.4K
|
|
Jan 23, 2020
Q4 2019
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-6KClosed |
$72.1K - $74.1K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 14, 2019
Q3 2019
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-19.8KClosed |
$232K - $248K
|
0
$0
|
|
Oct 22, 2019
Q3 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-4.31KClosed |
$50.5K - $54K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 07, 2019
Q2 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-400Closed |
$4.47K - $4.78K
|
0
$0
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-4.08KClosed |
$45.6K - $48.7K
|
0
$0
|
|
Q4 2018 | |||||||
Feb 04, 2019
Q4 2018
|
Parkside Investments, LLC
|
SELL
|
- |
-10KClosed |
$95.6K - $121K
|
0
$0
|