Latest Institutional Transactions on Flaherty & Crumrine Preferred & Income Opportunity Fund Inc (PFO)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Opportunity Fund Inc (PFO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 05, 2021
Q2 2021
|
Atlas Private Wealth Management
|
SELL
|
- |
-86Closed |
$1.11K - $1.17K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-3.29KClosed |
$40.6K - $45.4K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-11.7KClosed |
$145K - $162K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Interchange Capital Partners, LLC
|
SELL
|
- |
-4Closed |
$49.3 - $55.2
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
250+ 62.5% |
$2.89K - $3.47K
|
650
$6K
|
|
|
Feb 12, 2021
Q4 2020
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-13.3KClosed |
$154K - $184K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Adams Wealth Management
|
SELL
|
- |
-2.34KClosed |
$27.1K - $32.5K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.81KClosed |
$20K - $22.8K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
695+ 53.46% |
$6.19K - $8.24K
|
2K
$18.4K
|
|
| Q1 2020 | |||||||
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-588KClosed |
$3.94M - $7.76M
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Poehling Capital Management, Inc.
Madison, WI |
BUY
|
- |
10KNew |
$67.1K - $132K
|
10K
$92.3K
|
|
|
Apr 20, 2020
Q1 2020
|
True Private Wealth Advisors
|
SELL
|
- |
-16.9KClosed |
$113K - $222K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 06, 2020
Q4 2019
|
Sandy Spring Bank
|
SELL
|
- |
-2KClosed |
$24K - $24.7K
|
0
$0
|
|
|
Jan 23, 2020
Q4 2019
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-6KClosed |
$72.1K - $74.1K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-19.8KClosed |
$232K - $248K
|
0
$0
|
|
|
Oct 22, 2019
Q3 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-4.31KClosed |
$50.5K - $54K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 07, 2019
Q2 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-400Closed |
$4.47K - $4.78K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-4.08KClosed |
$45.6K - $48.7K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 04, 2019
Q4 2018
|
Parkside Investments, LLC
|
SELL
|
- |
-10KClosed |
$95.6K - $121K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 13, 2018
Q3 2018
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-56.4KClosed |
$610K - $679K
|
0
$0
|
|
|
Nov 01, 2018
Q3 2018
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-3.82KClosed |
$41.3K - $46K
|
0
$0
|
|
|
Oct 25, 2018
Q3 2018
|
Ifp Advisors, Inc
|
SELL
|
- |
-428Closed |
$4.63K - $5.15K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-16.1KClosed |
$171K - $176K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-200Closed |
$2.12K - $2.19K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-1.26KClosed |
$13.4K - $13.8K
|
0
$0
|
|
|
Aug 09, 2018
Q2 2018
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-400Closed |
$4.24K - $4.37K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 16, 2018
Q1 2018
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-15.1KClosed |
$163K - $178K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-41.3KClosed |
$444K - $486K
|
0
$0
|
|
| Q1 2017 | |||||||
|
Aug 30, 2024
Q1 2017
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
1.3K+ 100.0% |
N/A
|
2.6K
$24K
|
|