Latest Institutional Transactions on Pennantpark Investment Corp (PNNT)
This table provides information on the latest institutional transactions involving Pennantpark Investment Corp (PNNT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 10, 2021
Q4 2020
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-1.81MClosed |
$5.14M - $8.34M
|
0
$0
|
|
Feb 10, 2021
Q4 2020
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-23.4KClosed |
$66.6K - $108K
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-959Closed |
$2.73K - $4.43K
|
0
$0
|
|
Feb 04, 2021
Q4 2020
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-18.4KClosed |
$52.6K - $85.2K
|
0
$0
|
|
Jan 19, 2021
Q4 2020
|
Edge Wealth Management LLC
|
BUY
|
- |
20KNew |
$57K - $92.4K
|
20K
$139K
|
|
Q3 2020 | |||||||
Nov 16, 2020
Q3 2020
|
Kennedy Capital Management, Inc.
St Louis, MO |
SELL
|
- |
-195KClosed |
$588K - $738K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-13KClosed |
$39.1K - $49.2K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.36KClosed |
$10.1K - $12.7K
|
0
$0
|
|
Nov 03, 2020
Q3 2020
|
Barnett & Company, Inc.
|
SELL
|
- |
-1.2KClosed |
$3.61K - $4.54K
|
0
$0
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.97KClosed |
$5.92K - $7.44K
|
0
$0
|
|
Oct 22, 2020
Q3 2020
|
Procyon Advisors, LLC
|
SELL
|
- |
-2KClosed |
$6.02K - $7.56K
|
0
$0
|
|
Oct 13, 2020
Q3 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-554Closed |
$1.67K - $2.09K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-4.86KClosed |
$11.3K - $20.4K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-175KClosed |
$406K - $733K
|
0
$0
|
|
Aug 12, 2020
Q2 2020
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-27.9KClosed |
$64.7K - $117K
|
0
$0
|
|
Aug 06, 2020
Q2 2020
|
New England Private Wealth Advisors LLC
Wellesley, MA |
SELL
|
- |
-10KClosed |
$23.3K - $42K
|
0
$0
|
|
Jul 30, 2020
Q2 2020
|
Northeast Financial Consultants Inc
Westport, CT |
SELL
|
- |
-13.1KClosed |
$30.4K - $54.8K
|
0
$0
|
|
Jul 29, 2020
Q2 2020
|
State Of Michigan Retirement System
|
SELL
|
- |
-236KClosed |
$548K - $990K
|
0
$0
|
|
Jul 27, 2020
Q2 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-1.7KClosed |
$3.95K - $7.14K
|
0
$0
|
|
Jul 20, 2020
Q2 2020
|
Rhs Financial, LLC
|
SELL
|
- |
-17.8KClosed |
$41.3K - $74.6K
|
0
$0
|
|
Jul 17, 2020
Q2 2020
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-6.05KClosed |
$14K - $25.3K
|
0
$0
|
|
Jul 02, 2020
Q2 2020
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-2.2KClosed |
$5.1K - $9.22K
|
0
$0
|
|
Q1 2020 | |||||||
Nov 09, 2023
Q1 2020
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
685New |
$1.34K - $4.59K
|
685
$4.77K
|
|
May 15, 2020
Q1 2020
|
Pdt Partners, LLC
New York, NY |
SELL
|
- |
-43.9KClosed |
$85.6K - $294K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-62.3KClosed |
$121K - $417K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Abrdn PLC
|
SELL
|
- |
-145KClosed |
$283K - $972K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-450KClosed |
$877K - $3.01M
|
0
$0
|
|
May 06, 2020
Q1 2020
|
Keebeck Alpha, LP
Stamford, CT |
SELL
|
- |
-10.5KClosed |
$20.5K - $70.3K
|
0
$0
|
|
Apr 27, 2020
Q1 2020
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-2KClosed |
$3.9K - $13.4K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-4.34KClosed |
$25.7K - $29.7K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-11KClosed |
$65K - $75.1K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-41.8KClosed |
$247K - $286K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Coastal Bridge Advisors, LLC
|
SELL
|
- |
-13.5KClosed |
$80.1K - $92.6K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-40Closed |
$237 - $274
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-15.2KClosed |
$89.7K - $104K
|
0
$0
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-200Closed |
$1.18K - $1.37K
|
0
$0
|
|
Jan 29, 2020
Q4 2019
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-11.7KClosed |
$69.4K - $80.2K
|
0
$0
|
|
Jan 27, 2020
Q4 2019
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-2KClosed |
$11.8K - $13.7K
|
0
$0
|
|
Jan 15, 2020
Q4 2019
|
Wedge Capital Management L L P
|
SELL
|
- |
-111KClosed |
$659K - $762K
|
0
$0
|
|
Jan 13, 2020
Q4 2019
|
Clear Street Markets LLC
|
SELL
|
- |
-25.3KClosed |
$150K - $173K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 13, 2019
Q3 2019
|
Ack Asset Management LLC
Greenwich, CT |
BUY
|
- |
38KNew |
$235K - $255K
|
38K
$265K
|
|
Nov 12, 2019
Q3 2019
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-119KClosed |
$736K - $799K
|
0
$0
|
|
Oct 23, 2019
Q3 2019
|
Advisor Net Financial, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Oct 18, 2019
Q3 2019
|
Stephens Inc
|
SELL
|
- |
-13.8KClosed |
$85.3K - $92.6K
|
0
$0
|
|
Oct 15, 2019
Q3 2019
|
Exane Derivatives
|
SELL
|
- |
-1Closed |
$6.18 - $6.71
|
0
$0
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Zacks Investment Management
Chicago, IL |
SELL
|
- |
-11.7KClosed |
$73K - $83.8K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-13.8KClosed |
$86K - $98.7K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-214Closed |
$1.33K - $1.53K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
SELL
|
- |
-148KClosed |
$924K - $1.06M
|
0
$0
|
|
Aug 06, 2019
Q2 2019
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-11.2KClosed |
$70K - $80.4K
|
0
$0
|