Latest Institutional Transactions on Pennantpark Investment Corp (PNNT)
This table provides information on the latest institutional transactions involving Pennantpark Investment Corp (PNNT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 01, 2019
Q2 2019
|
Executive Wealth Management, LLC
|
SELL
|
- |
-650Closed |
$4.05K - $4.65K
|
0
$0
|
|
|
Jul 31, 2019
Q2 2019
|
American Asset Management Inc.
|
SELL
|
- |
-13.5KClosed |
$84.1K - $96.5K
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
1New |
$6.23 - $7.15
|
1
$6.78
|
|
|
Jul 19, 2019
Q2 2019
|
Destination Wealth Management
|
SELL
|
- |
-8.86KClosed |
$55.2K - $63.3K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-1.29KClosed |
$8.01K - $9.19K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-7.27KClosed |
$48K - $53.3K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-107KClosed |
$706K - $784K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Phocas Financial Corp.
Alameda, CA |
SELL
|
- |
-694Closed |
$4.59K - $5.09K
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Optimum Investment Advisors
|
SELL
|
- |
-30KClosed |
$198K - $220K
|
0
$0
|
|
|
Apr 25, 2019
Q1 2019
|
Taylor Frigon Capital Management LLC
|
SELL
|
- |
-132KClosed |
$870K - $966K
|
0
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Ramsey Quantitative Systems
Louisville, KY |
SELL
|
- |
-20.4KClosed |
$135K - $150K
|
0
$0
|
|
|
Apr 19, 2019
Q1 2019
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-1.24KClosed |
$8.17K - $9.07K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Magnetar Financial LLC
Evanston, IL |
SELL
|
- |
-24.2KClosed |
$153K - $185K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
726+ 68.95% |
$4.57K - $5.55K
|
1.78K
$12.1K
|
|
|
Feb 14, 2019
Q4 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-35.2KClosed |
$222K - $269K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-1.2KClosed |
$7.56K - $9.17K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-72.8KClosed |
$459K - $556K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-418KClosed |
$2.63M - $3.19M
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-46.6KClosed |
$328K - $366K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
188KNew |
$1.32M - $1.47M
|
188K
$1.27M
|
|
|
Nov 13, 2018
Q3 2018
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-43.8KClosed |
$308K - $343K
|
0
$0
|
|
|
Oct 29, 2018
Q3 2018
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-18.2KClosed |
$128K - $143K
|
0
$0
|
|
|
Oct 10, 2018
Q3 2018
|
Cordasco Financial Network
|
SELL
|
- |
-86Closed |
$605 - $674
|
0
$0
|
|
|
Oct 05, 2018
Q3 2018
|
Kempner Capital Management Inc.
|
SELL
|
- |
-18.2KClosed |
$128K - $143K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-1KClosed |
$6.64K - $7.45K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Fifth Third Bancorp
|
SELL
|
- |
-1KClosed |
$6.64K - $7.45K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-2.8KClosed |
$18.6K - $20.9K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Pathway Financial Advisors LLC
|
SELL
|
- |
-425Closed |
$2.82K - $3.17K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Burgundy Asset Management Ltd.
Toronto, A6 |
SELL
|
- |
-2.16MClosed |
$14.3M - $16.1M
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-8.71KClosed |
$57.8K - $64.9K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-5.15KClosed |
$33K - $36.9K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-26.7KClosed |
$171K - $191K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-12.9KClosed |
$82.8K - $92.6K
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Bbr Partners, LLC
New York, NY |
SELL
|
- |
-34.3KClosed |
$220K - $246K
|
0
$0
|
|
|
May 08, 2018
Q1 2018
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-11.3KClosed |
$72.4K - $81K
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Dc Investments Management, LLC
Mclean, VA |
SELL
|
- |
-28KClosed |
$179K - $200K
|
0
$0
|
|
|
May 01, 2018
Q1 2018
|
Manning & Napier Group, LLC
|
SELL
|
- |
-51.3KClosed |
$329K - $367K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Mar 24, 2023
Q4 2017
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
12.1KNew |
$83.6K - $94.3K
|
12.1K
$82K
|
|
|
Feb 16, 2018
Q4 2017
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-10.1KClosed |
$70.1K - $79K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Hbk Investments L P
Dallas, TX |
BUY
|
- |
5.7K+ 47.11% |
$39.4K - $44.4K
|
17.8K
$121K
|
|
|
Feb 14, 2018
Q4 2017
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-90KClosed |
$622K - $701K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Partners Group Holding Ag
Baar Zug, V8 |
SELL
|
- |
-90KClosed |
$622K - $701K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-948Closed |
$6.55K - $7.38K
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Nj State Employees Deferred Compensation Plan
|
SELL
|
- |
-46.7KClosed |
$323K - $364K
|
0
$0
|
|
|
Jan 11, 2018
Q4 2017
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-2KClosed |
$13.8K - $15.6K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Alberta Investment Management Corp
Edmonton, A0 |
BUY
|
- |
163KNew |
$1.2M - $1.26M
|
163K
$1.11M
|
|
|
Nov 09, 2017
Q3 2017
|
Delphi Financial Group, Inc.
|
SELL
|
- |
-905KClosed |
$6.65M - $7.02M
|
0
$0
|
|
|
Nov 08, 2017
Q3 2017
|
Assetmark, Inc
|
SELL
|
- |
-5.13KClosed |
$37.7K - $39.8K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Sep 07, 2021
Q2 2017
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-400Closed |
N/A
|
0
$0
|
|
| Q4 2014 | |||||||
|
Sep 22, 2017
Q4 2014
|
Allen Investment Management LLC
|
BUY
|
- |
146KNew |
N/A
|
146K
$992K
|
|