Latest Institutional Sells of Principal Spectrum Pfd Secs Ac (PREF)
This list provides information on the latest institutional transactions involving Principal Spectrum Pfd Secs Ac (PREF) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-331K- 17.78% |
$6.03M - $6.29M
|
1.53M
$29.3M
|
|
|
Jul 23, 2025
Q2 2025
|
Tyche Wealth Partners LLC
Plano, TX |
SELL
|
- |
-197K- 32.51% |
$3.58M - $3.73M
|
408K
$7.79M
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-124K- 1.76% |
$2.26M - $2.36M
|
6.92M
$132M
|
|
|
Aug 14, 2025
Q2 2025
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-94.7K- 12.03% |
$1.73M - $1.8M
|
693K
$13.2M
|
|
|
Aug 11, 2025
Q2 2025
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-65K- 22.21% |
$1.18M - $1.23M
|
228K
$4.35M
|
|
|
Aug 13, 2025
Q2 2025
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-33.1K- 29.69% |
$602K - $627K
|
78.3K
$1.5M
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-31K- 14.59% |
$565K - $589K
|
182K
$3.47M
|
|
|
Aug 08, 2025
Q2 2025
|
Investment Partners, Ltd.
|
SELL
|
- |
-27.4K- 21.56% |
$498K - $519K
|
99.5K
$1.9M
|
|
|
Aug 12, 2025
Q2 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-25.2K- 99.98% |
$459K - $478K
|
5
$95.5
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-21.9K- 0.71% |
$399K - $416K
|
3.07M
$58.7M
|
|
|
Aug 14, 2025
Q2 2025
|
Dearborn Partners LLC
|
SELL
|
- |
-19.9K- 19.07% |
$362K - $377K
|
84.3K
$1.61M
|
|
|
Jul 10, 2025
Q2 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-19.5K- 1.58% |
$355K - $370K
|
1.21M
$23.2M
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-17.1K- 16.6% |
$311K - $324K
|
85.8K
$1.64M
|
|
|
Jul 11, 2025
Q2 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-13.4K- 93.6% |
$244K - $254K
|
915
$17.5K
|
|
|
Aug 14, 2025
Q2 2025
|
Smartleaf Asset Management LLC
Boston, MA |
SELL
|
- |
-10.7K- 15.16% |
$195K - $203K
|
60K
$1.15M
|
|
|
Aug 13, 2025
Q2 2025
|
Willis Johnson & Associates, Inc.
|
SELL
|
- |
-8.74K- 7.84% |
$159K - $166K
|
103K
$1.96M
|
|
|
Aug 12, 2025
Q2 2025
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-8.21K- 20.37% |
$149K - $156K
|
32.1K
$613K
|
|
|
Aug 06, 2025
Q2 2025
|
Legacy Bridge, LLC
|
SELL
|
- |
-6.11K- 4.47% |
$111K - $116K
|
130K
$2.49M
|
|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.23K- 6.25% |
$95.3K - $99.3K
|
78.5K
$1.5M
|
|
|
Jul 14, 2025
Q2 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-4K- 9.97% |
$72.9K - $75.9K
|
36.2K
$690K
|
|
|
Jul 08, 2025
Q2 2025
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-3.89K- 2.92% |
$70.8K - $73.7K
|
129K
$2.47M
|
|
|
Aug 04, 2025
Q2 2025
|
Lifeworks Advisors, LLC
Grand Rapids, MI |
SELL
|
- |
-3.05K- 3.99% |
$55.5K - $57.8K
|
73.4K
$1.4M
|
|
|
Aug 08, 2025
Q2 2025
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-2.7K- 4.63% |
$49.2K - $51.2K
|
55.6K
$1.06M
|
|
|
Aug 14, 2025
Q2 2025
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-1.98K- 2.05% |
$36.1K - $37.6K
|
94.7K
$1.81M
|
|
|
Jul 07, 2025
Q2 2025
|
First Citizens Financial Corp
|
SELL
|
- |
-1.98K- 3.74% |
$36K - $37.5K
|
50.8K
$971K
|
|
|
Jul 28, 2025
Q2 2025
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-1.85K- 12.0% |
$33.8K - $35.2K
|
13.6K
$260K
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.43K- 0.49% |
$26K - $27.1K
|
292K
$5.58M
|
|
|
Aug 14, 2025
Q2 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-1.33K- 3.75% |
$24.3K - $25.3K
|
34.2K
$654K
|
|
|
Aug 11, 2025
Q2 2025
|
Main Street Investment Advisors LLC
|
SELL
|
- |
-896- 0.68% |
$16.3K - $17K
|
131K
$2.5M
|
|
|
Aug 14, 2025
Q2 2025
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-852- 4.88% |
$15.5K - $16.2K
|
16.6K
$317K
|
|
|
Aug 05, 2025
Q2 2025
|
Flynn Zito Capital Management, LLC
|
SELL
|
- |
-720- 0.61% |
$13.1K - $13.7K
|
117K
$2.24M
|
|
|
Jul 22, 2025
Q2 2025
|
Davenport & CO LLC
|
SELL
|
- |
-500- 4.08% |
$9.11K - $9.49K
|
11.8K
$224K
|
|
|
Aug 12, 2025
Q2 2025
|
South Plains Financial, Inc.
Lubbock, TX |
SELL
|
- |
-325- 2.68% |
$5.92K - $6.17K
|
11.8K
$225K
|
|
|
Aug 12, 2025
Q2 2025
|
Jacobi Capital Management LLC
|
SELL
|
- |
-260- 1.53% |
$4.73K - $4.93K
|
16.8K
$320K
|
|
|
Aug 19, 2025
Q2 2025
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-82- 15.33% |
$1.49K - $1.56K
|
453
$8.65K
|
|
|
Jul 29, 2025
Q2 2025
|
Activest Wealth Management
|
SELL
|
- |
-81- 0.2% |
$1.48K - $1.54K
|
39.5K
$754K
|
|
|
Jul 24, 2025
Q2 2025
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
SELL
|
- |
-78- 0.1% |
$1.42K - $1.48K
|
78.6K
$1.5M
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-50.8K- 74.42% |
$943K - $956K
|
17.5K
$333K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-12.8K- 83.84% |
$237K - $241K
|
2.47K
$47.1K
|
|
|
Apr 28, 2025
Q1 2025
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-8.06K- 21.02% |
$149K - $152K
|
30.3K
$578K
|
|
|
May 14, 2025
Q1 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-1.17K- 43.74% |
$21.6K - $21.9K
|
1.5K
$28.6K
|
|
|
Jun 10, 2025
Q1 2025
|
Compass Financial Services Inc
West Des Moines, IA |
SELL
|
- |
-373- 5.88% |
$6.92K - $7.02K
|
5.98K
$114K
|
|
| Q4 2024 | |||||||
|
Jan 13, 2025
Q4 2024
|
Pallas Capital Advisors LLC
Braintree, MA |
SELL
|
- |
-281K- 82.0% |
$5.23M - $5.29M
|
61.7K
$1.18M
|
|
|
Jan 16, 2025
Q4 2024
|
Umb Bank, N.A.
|
SELL
|
- |
-8.12K- 13.08% |
$151K - $153K
|
54K
$1.03M
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-1.9K- 3.02% |
$35.3K - $35.7K
|
61.1K
$1.17M
|
|
| Q3 2024 | |||||||
|
Nov 01, 2024
Q3 2024
|
Sage Rhino Capital LLC
|
SELL
|
- |
-570- 1.22% |
$10.4K - $10.7K
|
46.1K
$880K
|
|
| Q2 2024 | |||||||
|
Jul 15, 2024
Q2 2024
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-3.11K- 21.09% |
$55.4K - $57K
|
11.6K
$222K
|
|
|
Aug 02, 2024
Q2 2024
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-400- 3.71% |
$7.13K - $7.34K
|
10.4K
$198K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Community Bank, N.A.
|
SELL
|
- |
-110K- 93.22% |
$1.92M - $2M
|
8K
$153K
|
|
| Q3 2023 | |||||||
|
Nov 13, 2023
Q3 2023
|
Pitcairn CO
Jenkintown, PA |
SELL
|
- |
-19.6K- 37.68% |
$327K - $339K
|
32.4K
$618K
|
|