Purchases and Sales Made in Q1 2025 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q1 2025. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 14, 2025
Q1 2025
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
4.28K+ 17.87% |
$79.4K - $80.5K
|
28.2K
$529K
|
|
|
May 08, 2025
Q1 2025
|
Legacy Bridge, LLC
|
BUY
|
- |
3.69K+ 2.78% |
$68.4K - $69.3K
|
136K
$2.56M
|
|
|
May 15, 2025
Q1 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
3.57K+ 3.83% |
$66.2K - $67.1K
|
96.7K
$1.81M
|
|
|
Apr 29, 2025
Q1 2025
|
Truist Financial Corp
|
BUY
|
- |
2.95K+ 5.74% |
$54.7K - $55.5K
|
54.3K
$1.02M
|
|
|
Apr 30, 2025
Q1 2025
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
2.5K+ 2.3% |
$46.4K - $47K
|
111K
$2.09M
|
|
|
Apr 30, 2025
Q1 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
1.79K+ 0.82% |
$33.1K - $33.6K
|
221K
$4.14M
|
|
|
May 01, 2025
Q1 2025
|
Asset Dedication, LLC
|
BUY
|
- |
1.78KNew |
$33K - $33.5K
|
1.78K
$33.4K
|
|
|
May 07, 2025
Q1 2025
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
1.64K+ 3.37% |
$30.4K - $30.8K
|
50.3K
$943K
|
|
|
May 02, 2025
Q1 2025
|
Mechanics Financial Corp
|
BUY
|
- |
1.53K+ 5.41% |
$28.3K - $28.7K
|
29.7K
$557K
|
|
|
Apr 29, 2025
Q1 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
1.49K+ 3.86% |
$27.7K - $28.1K
|
40.2K
$753K
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.34KNew |
$24.9K - $25.2K
|
1.34K
$25.1K
|
|
|
Apr 09, 2025
Q1 2025
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
1.12K+ 1.3% |
$20.8K - $21K
|
87K
$1.63M
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
669+ 3.35% |
$12.4K - $12.6K
|
20.7K
$387K
|
|
|
May 14, 2025
Q1 2025
|
South Plains Financial, Inc.
Lubbock, TX |
BUY
|
- |
534+ 4.61% |
$9.91K - $10K
|
12.1K
$227K
|
|
|
May 14, 2025
Q1 2025
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
341+ 14.21% |
$6.33K - $6.41K
|
2.74K
$51.4K
|
|
|
Apr 03, 2025
Q1 2025
|
First Citizens Financial Corp
|
BUY
|
- |
214+ 0.41% |
$3.97K - $4.03K
|
52.8K
$990K
|
|
|
Apr 14, 2025
Q1 2025
|
Griffith & Werner, Inc.
Canton, GA |
BUY
|
- |
89+ 0.81% |
$1.65K - $1.67K
|
11K
$207K
|
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
BUY
|
- |
84+ 0.81% |
$1.56K - $1.58K
|
10.4K
$195K
|
|
|
May 09, 2025
Q1 2025
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
11+ 0.11% |
$204 - $207
|
10.3K
$193K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 16, 2025
Q1 2025
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-88- 14.13% |
$1.63K - $1.66K
|
535
$10K
|
|
|
Apr 11, 2025
Q1 2025
|
Ehrlich Financial Group
Laguna Niguel, CA |
SELL
|
- |
-221- 1.48% |
$4.1K - $4.16K
|
14.7K
$276K
|
|
|
Apr 29, 2025
Q1 2025
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
SELL
|
- |
-439- 0.55% |
$8.14K - $8.26K
|
78.7K
$1.48M
|
|
|
May 27, 2025
Q1 2025
|
Jacobi Capital Management LLC
|
SELL
|
- |
-468- 2.67% |
$8.68K - $8.8K
|
17K
$320K
|
|
|
Apr 22, 2025
Q1 2025
|
Xml Financial, LLC
|
SELL
|
- |
-760- 3.94% |
$14.1K - $14.3K
|
18.5K
$347K
|
|
|
Apr 28, 2025
Q1 2025
|
Private Trust CO Na
|
SELL
|
- |
-798- 18.95% |
$14.8K - $15K
|
3.41K
$64K
|
|
|
May 14, 2025
Q1 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-1.17K- 43.74% |
$21.6K - $21.9K
|
1.5K
$28.1K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.7K- 1.22% |
$68.6K - $69.5K
|
300K
$5.62M
|
|
|
May 08, 2025
Q1 2025
|
Dearborn Partners LLC
|
SELL
|
- |
-4.01K- 3.71% |
$74.3K - $75.4K
|
104K
$1.95M
|
|
|
May 15, 2025
Q1 2025
|
Willis Johnson & Associates, Inc.
|
SELL
|
- |
-4.61K- 3.98% |
$85.6K - $86.8K
|
111K
$2.09M
|
|
|
Apr 15, 2025
Q1 2025
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-6.67K- 6.66% |
$124K - $126K
|
93.5K
$1.75M
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-7.19K- 2.39% |
$133K - $135K
|
294K
$5.51M
|
|
|
Apr 01, 2025
Q1 2025
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-7.82K- 5.55% |
$145K - $147K
|
133K
$2.5M
|
|
|
Apr 28, 2025
Q1 2025
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-8.06K- 21.02% |
$149K - $152K
|
30.3K
$568K
|
|
|
Apr 29, 2025
Q1 2025
|
Investment Partners, Ltd.
|
SELL
|
- |
-10.2K- 7.45% |
$190K - $192K
|
127K
$2.38M
|
|
|
Apr 30, 2025
Q1 2025
|
Main Street Investment Advisors LLC
|
SELL
|
- |
-10.8K- 7.57% |
$201K - $203K
|
132K
$2.47M
|
|
|
Apr 14, 2025
Q1 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-11.4K- 44.4% |
$212K - $215K
|
14.3K
$268K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-12.8K- 83.84% |
$237K - $241K
|
2.47K
$46.3K
|
|
|
May 15, 2025
Q1 2025
|
Activest Wealth Management
|
SELL
|
- |
-16K- 28.81% |
$297K - $301K
|
39.6K
$742K
|
|
|
Apr 09, 2025
Q1 2025
|
Whipplewood Advisors, LLC
Littleton, CO |
SELL
|
- |
-19.4K- 96.52% |
$360K - $365K
|
700
$13.1K
|
|
|
Apr 24, 2025
Q1 2025
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-23.7K- 26.77% |
$439K - $446K
|
64.8K
$1.22M
|
|
|
May 15, 2025
Q1 2025
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-50.8K- 74.42% |
$943K - $956K
|
17.5K
$328K
|
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-135K- 38.83% |
$2.51M - $2.54M
|
213K
$3.99M
|
|
|
May 05, 2025
Q1 2025
|
Flynn Zito Capital Management, LLC
|
SELL
|
- |
-176K- 59.89% |
$3.27M - $3.32M
|
118K
$2.21M
|