Purchases and Sales Made in Q3 2024 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q3 2024. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
794New |
$14.4K - $14.9K
|
794
$14.8K
|
|
|
Oct 28, 2024
Q3 2024
|
Rosenberg Matthew Hamilton
|
BUY
|
- |
495New |
$9K - $9.31K
|
495
$9.25K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
397+ 4.06% |
$7.22K - $7.47K
|
10.2K
$190K
|
|
|
Nov 01, 2024
Q3 2024
|
Xml Financial, LLC
|
BUY
|
- |
237+ 1.18% |
$4.31K - $4.46K
|
20.3K
$380K
|
|
|
Nov 12, 2024
Q3 2024
|
Activest Wealth Management
|
BUY
|
- |
114+ 0.21% |
$2.07K - $2.14K
|
55.2K
$1.03M
|
|
|
Nov 04, 2024
Q3 2024
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
16+ 0.16% |
$291 - $301
|
10.3K
$192K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 03, 2024
Q3 2024
|
First Citizens Financial Corp
|
SELL
|
- |
-231- 0.45% |
$4.2K - $4.35K
|
51.3K
$960K
|
|
|
Nov 12, 2024
Q3 2024
|
Belpointe Asset Management LLC
|
SELL
|
- |
-293- 2.65% |
$5.33K - $5.51K
|
10.8K
$201K
|
|
|
Nov 14, 2024
Q3 2024
|
Jacobi Capital Management LLC
|
SELL
|
- |
-407- 1.97% |
$7.4K - $7.66K
|
20.3K
$379K
|
|
|
Nov 01, 2024
Q3 2024
|
Sage Rhino Capital LLC
|
SELL
|
- |
-570- 1.22% |
$10.4K - $10.7K
|
46.1K
$862K
|
|
|
Nov 13, 2024
Q3 2024
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-667- 1.28% |
$12.1K - $12.5K
|
51.4K
$961K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-778- 3.6% |
$14.2K - $14.6K
|
20.8K
$389K
|
|
|
Oct 18, 2024
Q3 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
SELL
|
- |
-1.32K- 1.6% |
$24K - $24.8K
|
81.1K
$1.52M
|
|
|
Nov 04, 2024
Q3 2024
|
Investment Partners, Ltd.
|
SELL
|
- |
-1.85K- 1.33% |
$33.6K - $34.7K
|
137K
$2.56M
|
|
|
Nov 12, 2024
Q3 2024
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-2.77K- 2.59% |
$50.5K - $52.2K
|
104K
$1.95M
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-3.61K- 3.8% |
$65.6K - $67.9K
|
91.4K
$1.71M
|
|
|
Oct 31, 2024
Q3 2024
|
Willis Johnson & Associates, Inc.
|
SELL
|
- |
-6.5K- 4.98% |
$118K - $122K
|
124K
$2.32M
|
|
|
Nov 15, 2024
Q3 2024
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-7.72K- 11.17% |
$140K - $145K
|
61.4K
$1.15M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-9.63K- 3.03% |
$175K - $181K
|
308K
$5.76M
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-14.6K- 4.61% |
$266K - $275K
|
303K
$5.66M
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-16.1K- 22.52% |
$293K - $303K
|
55.5K
$1.04M
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-33K- 23.87% |
$601K - $621K
|
105K
$1.97M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-34.4K- 0.69% |
$626K - $647K
|
4.98M
$93M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-50.5K- 2.82% |
$919K - $951K
|
1.74M
$32.6M
|
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-60.9K- 50.57% |
$1.11M - $1.15M
|
59.5K
$1.11M
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
SELL
|
- |
-63.4K- 35.89% |
$1.15M - $1.19M
|
113K
$2.12M
|
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-149K- 11.55% |
$2.71M - $2.81M
|
1.14M
$21.4M
|
|
|
Oct 28, 2024
Q3 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-226K- 50.74% |
$4.11M - $4.25M
|
219K
$4.1M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-257K- 50.09% |
$4.68M - $4.84M
|
256K
$4.79M
|
|
|
Oct 25, 2024
Q3 2024
|
Pallas Capital Advisors LLC
Braintree, MA |
SELL
|
- |
-1.1M- 76.23% |
$20M - $20.7M
|
343K
$6.41M
|