Purchases and Sales Made in Q4 2024 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q4 2024. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2025
Q4 2024
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
1.06K+ 2.7% |
$19.6K - $19.8K
|
40.2K
$755K
|
|
|
Feb 12, 2025
Q4 2024
|
Mechanics Financial Corp
|
BUY
|
- |
685+ 2.49% |
$12.7K - $12.9K
|
28.2K
$530K
|
|
|
Feb 05, 2025
Q4 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
623New |
$11.6K - $11.7K
|
623
$11.7K
|
|
|
Feb 04, 2025
Q4 2024
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
489+ 1.01% |
$9.09K - $9.19K
|
48.7K
$915K
|
|
|
Jan 28, 2025
Q4 2024
|
Activest Wealth Management
|
BUY
|
- |
394+ 0.71% |
$7.32K - $7.41K
|
55.6K
$1.04M
|
|
|
Jan 22, 2025
Q4 2024
|
Legacy Bridge, LLC
|
BUY
|
- |
350+ 0.26% |
$6.51K - $6.58K
|
133K
$2.49M
|
|
|
Feb 07, 2025
Q4 2024
|
Dearborn Partners LLC
|
BUY
|
- |
251+ 0.23% |
$4.67K - $4.72K
|
108K
$2.03M
|
|
|
Jan 30, 2025
Q4 2024
|
Rogco, LP
Claremore, OK |
BUY
|
- |
200+ 0.06% |
$3.72K - $3.76K
|
352K
$6.61M
|
|
|
Feb 13, 2025
Q4 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
191+ 1.77% |
$3.55K - $3.59K
|
11K
$206K
|
|
|
Jan 14, 2025
Q4 2024
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
185New |
$3.44K - $3.48K
|
185
$3.48K
|
|
|
Feb 04, 2025
Q4 2024
|
Cwm, LLC
|
BUY
|
- |
160+ 1.57% |
$2.97K - $3.01K
|
10.3K
$194K
|
|
|
Feb 06, 2025
Q4 2024
|
Fidelis Capital Partners, LLC
Tampa, FL |
BUY
|
- |
111+ 1.11% |
$2.06K - $2.09K
|
10.1K
$190K
|
|
|
Feb 04, 2025
Q4 2024
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
21+ 0.2% |
$390 - $395
|
10.3K
$193K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 30, 2025
Q4 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-177- 0.08% |
$3.29K - $3.33K
|
219K
$4.12M
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-831- 3.99% |
$15.4K - $15.6K
|
20K
$375K
|
|
|
Jan 17, 2025
Q4 2024
|
Xml Financial, LLC
|
SELL
|
- |
-1.07K- 5.26% |
$19.9K - $20.1K
|
19.3K
$362K
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.59K- 0.53% |
$29.6K - $29.9K
|
301K
$5.66M
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-1.9K- 3.02% |
$35.3K - $35.7K
|
61.1K
$1.15M
|
|
|
Jan 28, 2025
Q4 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
SELL
|
- |
-1.96K- 2.42% |
$36.4K - $36.8K
|
79.1K
$1.49M
|
|
|
Feb 07, 2025
Q4 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-2.22K- 7.96% |
$41.3K - $41.8K
|
25.7K
$483K
|
|
|
Feb 05, 2025
Q4 2024
|
Jacobi Capital Management LLC
|
SELL
|
- |
-2.75K- 13.56% |
$51.1K - $51.7K
|
17.5K
$329K
|
|
|
Jan 10, 2025
Q4 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-3.17K- 0.28% |
$58.9K - $59.6K
|
1.14M
$21.4M
|
|
|
Feb 05, 2025
Q4 2024
|
Private Trust CO Na
|
SELL
|
- |
-3.3K- 43.9% |
$61.3K - $62K
|
4.21K
$79.1K
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-5.05K- 1.64% |
$93.9K - $95K
|
303K
$5.7M
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-7.46K- 7.08% |
$139K - $140K
|
97.9K
$1.84M
|
|
|
Feb 04, 2025
Q4 2024
|
Flynn Zito Capital Management, LLC
|
SELL
|
- |
-7.56K- 2.5% |
$141K - $142K
|
294K
$5.53M
|
|
|
Feb 14, 2025
Q4 2024
|
Willis Johnson & Associates, Inc.
|
SELL
|
- |
-8.04K- 6.48% |
$149K - $151K
|
116K
$2.18M
|
|
|
Jan 16, 2025
Q4 2024
|
Umb Bank, N.A.
|
SELL
|
- |
-8.12K- 13.08% |
$151K - $153K
|
54K
$1.01M
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-8.36K- 14.13% |
$155K - $157K
|
50.8K
$954K
|
|
|
Jan 27, 2025
Q4 2024
|
Tyche Wealth Partners LLC
Plano, TX |
SELL
|
- |
-8.97K- 1.48% |
$167K - $169K
|
595K
$11.2M
|
|
|
Jan 23, 2025
Q4 2024
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-9.08K- 21.82% |
$169K - $171K
|
32.5K
$611K
|
|
|
Feb 13, 2025
Q4 2024
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-11.1K- 21.64% |
$207K - $209K
|
40.3K
$757K
|
|
|
Feb 14, 2025
Q4 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-11.2K- 18.89% |
$209K - $211K
|
48.3K
$907K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-17.9K- 41.61% |
$334K - $337K
|
25.2K
$473K
|
|
|
Feb 12, 2025
Q4 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-25.6K- 62.67% |
$476K - $482K
|
15.3K
$287K
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-37.5K- 14.62% |
$696K - $704K
|
219K
$4.11M
|
|
|
Jan 31, 2025
Q4 2024
|
Truist Financial Corp
|
SELL
|
- |
-61.9K- 54.66% |
$1.15M - $1.16M
|
51.4K
$965K
|
|
|
Jan 13, 2025
Q4 2024
|
Pallas Capital Advisors LLC
Braintree, MA |
SELL
|
- |
-281K- 82.0% |
$5.23M - $5.29M
|
61.7K
$1.16M
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.93M- 38.7% |
$35.8M - $36.2M
|
3.05M
$57.3M
|