Latest Institutional Transactions on Principal ETF U.S. Small Cap M (PSC)
This table provides information on the latest institutional transactions involving Principal ETF U.S. Small Cap M (PSC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
32New |
$1.62K - $1.81K
|
32
$1.71K
|
|
|
Jan 27, 2025
Q4 2024
|
Fundamentun, LLC
Beachwood, OH |
BUY
|
- |
3.98KNew |
$202K - $225K
|
3.98K
$212K
|
|
| Q3 2024 | |||||||
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
13.9K+ 47972.41% |
$660K - $728K
|
13.9K
$744K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
878+ 6.95% |
$41.6K - $45.9K
|
13.5K
$721K
|
|
| Q1 2024 | |||||||
|
May 10, 2024
Q1 2024
|
Clearstead Trust, LLC
Portland, ME |
BUY
|
- |
342New |
$15.2K - $17K
|
342
$18.2K
|
|
|
May 02, 2024
Q1 2024
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-24.6K- 66.16% |
$1.09M - $1.22M
|
12.6K
$670K
|
|
| Q3 2023 | |||||||
|
Nov 15, 2023
Q3 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
14.4KNew |
$580K - $638K
|
14.4K
$767K
|
|
| Q4 2022 | |||||||
|
Feb 07, 2023
Q4 2022
|
Addison Advisors LLC
|
BUY
|
- |
343New |
$12.8K - $14.4K
|
343
$18.3K
|
|
|
Jan 31, 2023
Q4 2022
|
Empirical Asset Management, LLC
|
BUY
|
- |
136+ 1.79% |
$5.09K - $5.71K
|
7.75K
$414K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-161Closed |
$5.97K - $7.2K
|
0
$0
|
|
|
Jul 21, 2022
Q2 2022
|
Savior LLC
|
BUY
|
- |
330New |
$12.2K - $14.8K
|
330
$17.6K
|
|
| Q1 2022 | |||||||
|
May 13, 2022
Q1 2022
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-5.6KClosed |
$237K - $270K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-27Closed |
$1.21K - $1.35K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-4.26KClosed |
$185K - $201K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-148Closed |
$6.42K - $7K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Psi Advisors, LLC
|
SELL
|
- |
-64Closed |
$1.19K - $2.14K
|
0
$0
|
|
| Q3 2019 | |||||||
|
May 19, 2025
Q3 2019
|
Heck Capital Advisors, LLC
Rhinelander, WI |
SELL
|
- |
-20.5KClosed |
$627K - $652K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Jul 30, 2018
Q2 2018
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-22KClosed |
N/A
|
0
$0
|
|