Latest Institutional Transactions on Principal ETF U.S. Small Cap M (PSC)
This table provides information on the latest institutional transactions involving Principal ETF U.S. Small Cap M (PSC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
5.49KNew |
$285K - $317K
|
5.49K
$305K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
113KNew |
$5.89M - $6.56M
|
113K
$6.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
18K+ 9.73% |
$935K - $1.04M
|
203K
$11.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
137K+ 670.9% |
$7.11M - $7.92M
|
157K
$8.75M
|
|
|
Nov 14, 2025
Q3 2025
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
1.24KNew |
$64.1K - $71.4K
|
1.24K
$68.6K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.41K+ 7.41% |
$385K - $428K
|
107K
$5.97M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
37.1K+ 96.73% |
$1.93M - $2.15M
|
75.5K
$4.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.47K+ 10.51% |
$76.5K - $85.2K
|
15.5K
$862K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.32MNew |
$68.7M - $76.5M
|
1.32M
$73.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
31.3K+ 182.97% |
$1.62M - $1.81M
|
48.3K
$2.69M
|
|
|
Nov 14, 2025
Q3 2025
|
Turning Point Benefit Group, Inc.
Frederick, MD |
BUY
|
- |
25.1KNew |
$1.3M - $1.45M
|
25.1K
$1.39M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
87.6K+ 18.53% |
$4.55M - $5.07M
|
561K
$31.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
BUY
|
- |
5.57KNew |
$289K - $322K
|
5.57K
$309K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-15- 0.32% |
$779 - $867
|
4.67K
$260K
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
BUY
|
- |
100New |
$5.19K - $5.78K
|
100
$5.56K
|
|
|
Nov 14, 2025
Q3 2025
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
89+ 0.12% |
$4.62K - $5.15K
|
72K
$4M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
322K+ 28.75% |
$16.7M - $18.6M
|
1.44M
$80.1M
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-118- 39.2% |
$6.13K - $6.82K
|
183
$10.2K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
71.7K+ 10.7% |
$3.72M - $4.14M
|
741K
$41.2M
|
|
|
Nov 13, 2025
Q3 2025
|
Wealth Advisors Of Tampa Bay, LLC
|
BUY
|
- |
73.6KNew |
$3.82M - $4.25M
|
73.6K
$4.09M
|
|
|
Nov 13, 2025
Q3 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.07K+ 21.19% |
$55.6K - $61.9K
|
6.12K
$340K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-108- 0.94% |
$5.61K - $6.24K
|
11.4K
$636K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
3.12K+ 75.65% |
$162K - $181K
|
7.25K
$403K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
3.02K+ 28.23% |
$157K - $174K
|
13.7K
$761K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
383New |
$19.9K - $22.1K
|
383
$21.3K
|
|
|
Nov 12, 2025
Q3 2025
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
906+ 1.54% |
$47K - $52.4K
|
59.9K
$3.33M
|
|
|
Nov 12, 2025
Q3 2025
|
Creative Financial Designs Inc
|
BUY
|
- |
40.4KNew |
$2.1M - $2.34M
|
40.4K
$2.25M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.26K+ 49.4% |
$273K - $304K
|
15.9K
$885K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
6.04K+ 36.93% |
$314K - $349K
|
22.4K
$1.24M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-28.1K- 1.25% |
$1.46M - $1.62M
|
2.22M
$123M
|
|
|
Nov 12, 2025
Q3 2025
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
20.4K+ 361.5% |
$1.06M - $1.18M
|
26K
$1.45M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
139K+ 37.01% |
$7.19M - $8.01M
|
513K
$28.5M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
156K+ 2077.9% |
$8.1M - $9.02M
|
164K
$9.09M
|
|
|
Nov 12, 2025
Q3 2025
|
Psi Advisors, LLC
|
BUY
|
- |
5.26K+ 3.81% |
$273K - $304K
|
143K
$7.96M
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
3.87K+ 19.28% |
$201K - $223K
|
23.9K
$1.33M
|
|
|
Nov 10, 2025
Q3 2025
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
4.91KNew |
$255K - $284K
|
4.91K
$273K
|
|
|
Nov 10, 2025
Q3 2025
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-3.83K- 14.98% |
$199K - $222K
|
21.7K
$1.21M
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.4K+ 782.68% |
$72.8K - $81K
|
1.58K
$87.8K
|
|
|
Nov 07, 2025
Q3 2025
|
Wealth Care Investment Partners, LLC
|
BUY
|
- |
10.5KNew |
$548K - $610K
|
10.5K
$586K
|
|
|
Nov 06, 2025
Q3 2025
|
Integrity Financial Corp
|
BUY
|
- |
4.82K+ 17.8% |
$250K - $279K
|
31.9K
$1.77M
|
|
|
Nov 05, 2025
Q3 2025
|
Smartleaf Asset Management LLC
Boston, MA |
SELL
|
- |
-3.54K- 19.04% |
$184K - $205K
|
15.1K
$836K
|
|
|
Nov 05, 2025
Q3 2025
|
Kraft, Davis & Associates, LLC
St. Louis, MO |
BUY
|
- |
14.2K+ 64.31% |
$737K - $821K
|
36.3K
$2.02M
|
|
|
Nov 05, 2025
Q3 2025
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-4.4K- 18.32% |
$228K - $254K
|
19.6K
$1.09M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-37K- 1.66% |
$1.92M - $2.14M
|
2.19M
$122M
|
|
|
Nov 04, 2025
Q3 2025
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
64.4K+ 1.11% |
$3.34M - $3.72M
|
5.85M
$325M
|
|
|
Nov 03, 2025
Q3 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
10.8K+ 200.8% |
$560K - $623K
|
16.2K
$898K
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
13New |
$675 - $752
|
13
$723
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
52.3K+ 19.3% |
$2.72M - $3.03M
|
323K
$18M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
12.6K+ 1.62% |
$652K - $726K
|
788K
$43.8M
|
|
|
Oct 28, 2025
Q3 2025
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
1.08K+ 13.19% |
$55.9K - $62.3K
|
9.24K
$514K
|
|