Latest Institutional Transactions on Principal ETF U.S. Small Cap M (PSC)
This table provides information on the latest institutional transactions involving Principal ETF U.S. Small Cap M (PSC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
54.4K+ 119.45% |
$2.35M - $2.9M
|
99.9K
$5.52M
|
|
|
Aug 19, 2025
Q2 2025
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-353- 75.75% |
$15.2K - $18.8K
|
113
$6.25K
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
759K+ 211.18% |
$32.8M - $40.5M
|
1.12M
$61.9M
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
673+ 4.1% |
$29K - $35.9K
|
17.1K
$944K
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
52.3KNew |
$2.26M - $2.79M
|
52.3K
$2.89M
|
|
|
Aug 14, 2025
Q2 2025
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
71.9KNew |
$3.1M - $3.83M
|
71.9K
$3.98M
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
159K+ 31.16% |
$6.86M - $8.48M
|
670K
$37M
|
|
|
Aug 14, 2025
Q2 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
14KNew |
$605K - $748K
|
14K
$776K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
6.86K+ 21.77% |
$296K - $365K
|
38.4K
$2.12M
|
|
|
Aug 14, 2025
Q2 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
39.7K+ 27.32% |
$1.71M - $2.11M
|
185K
$10.2M
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-25K- 76.93% |
$1.08M - $1.33M
|
7.51K
$415K
|
|
|
Aug 14, 2025
Q2 2025
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
26.7K+ 82.98% |
$1.15M - $1.42M
|
59K
$3.26M
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
6.73K+ 139.97% |
$291K - $359K
|
11.5K
$638K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
86.2K+ 22.29% |
$3.72M - $4.59M
|
473K
$26.1M
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.7KNew |
$461K - $569K
|
10.7K
$591K
|
|
|
Aug 14, 2025
Q2 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
7+ 0.15% |
$302 - $373
|
4.69K
$259K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.96K- 1.38% |
$171K - $211K
|
283K
$15.6M
|
|
|
Aug 14, 2025
Q2 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
259New |
$11.2K - $13.8K
|
259
$14.3K
|
|
|
Aug 14, 2025
Q2 2025
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
7.32K+ 64.94% |
$316K - $390K
|
18.6K
$1.03M
|
|
|
Aug 13, 2025
Q2 2025
|
Russell Investments Group, Ltd.
|
BUY
|
- |
7+ 2.38% |
$302 - $373
|
301
$16.6K
|
|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
20.4KNew |
$881K - $1.09M
|
20.4K
$1.13M
|
|
|
Aug 13, 2025
Q2 2025
|
Greenwich Wealth Management LLC
Greenwich, CT |
SELL
|
- |
-12.8K- 69.41% |
$552K - $682K
|
5.64K
$312K
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
BUY
|
- |
300+ 7.84% |
$12.9K - $16K
|
4.13K
$228K
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
201K+ 115.47% |
$8.65M - $10.7M
|
374K
$20.7M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.98K+ 32.18% |
$172K - $212K
|
16.4K
$904K
|
|
|
Aug 12, 2025
Q2 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
5.37KNew |
$232K - $286K
|
5.37K
$297K
|
|
|
Aug 12, 2025
Q2 2025
|
Psi Advisors, LLC
|
BUY
|
- |
138KNew |
$5.95M - $7.35M
|
138K
$7.63M
|
|
|
Aug 12, 2025
Q2 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-31- 96.88% |
$1.34K - $1.65K
|
1
$55.3
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
3.19K+ 18.93% |
$138K - $170K
|
20.1K
$1.11M
|
|
|
Aug 11, 2025
Q2 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
549K+ 32.29% |
$23.7M - $29.2M
|
2.25M
$124M
|
|
|
Aug 08, 2025
Q2 2025
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-2.68M- 31.67% |
$116M - $143M
|
5.79M
$320M
|
|
|
Aug 08, 2025
Q2 2025
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
12.4K+ 107.53% |
$536K - $662K
|
24K
$1.33M
|
|
|
Aug 08, 2025
Q2 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
179New |
$7.72K - $9.54K
|
179
$9.9K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.64K+ 4.95% |
$70.6K - $87.2K
|
34.7K
$1.92M
|
|
|
Aug 05, 2025
Q2 2025
|
Integrity Financial Corp
|
BUY
|
- |
27.1KNew |
$1.17M - $1.44M
|
27.1K
$1.5M
|
|
|
Aug 05, 2025
Q2 2025
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-5.26K- 17.07% |
$227K - $280K
|
25.6K
$1.41M
|
|
|
Aug 05, 2025
Q2 2025
|
First Horizon Advisors, Inc.
|
BUY
|
- |
390+ 40.16% |
$16.8K - $20.8K
|
1.36K
$75.2K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
354K+ 18.91% |
$15.3M - $18.9M
|
2.23M
$123M
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.16K+ 12.24% |
$50.1K - $61.9K
|
10.7K
$589K
|
|
|
Jul 29, 2025
Q2 2025
|
Kraft, Davis & Associates, LLC
St. Louis, MO |
BUY
|
- |
3.77K+ 20.59% |
$163K - $201K
|
22.1K
$1.22M
|
|
|
Jul 29, 2025
Q2 2025
|
Private Trust CO Na
|
BUY
|
- |
3.65K+ 148.71% |
$157K - $194K
|
6.1K
$337K
|
|
|
Jul 28, 2025
Q2 2025
|
Hudson Capital Management LLC
|
BUY
|
- |
175KNew |
$7.55M - $9.32M
|
175K
$9.67M
|
|
|
Jul 25, 2025
Q2 2025
|
Cwm, LLC
|
BUY
|
- |
75+ 4.0% |
$3.24K - $4K
|
1.95K
$108K
|
|
|
Jul 24, 2025
Q2 2025
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
8.17KNew |
$352K - $435K
|
8.17K
$451K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
584+ 14.25% |
$25.2K - $31.1K
|
4.68K
$259K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.48KNew |
$64K - $79.1K
|
1.48K
$82K
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
BUY
|
- |
271KNew |
$11.7M - $14.4M
|
271K
$15M
|
|
|
Jul 17, 2025
Q2 2025
|
Venture Visionary Partners LLC
|
BUY
|
- |
8.57KNew |
$370K - $457K
|
8.57K
$474K
|
|
|
Jul 17, 2025
Q2 2025
|
Investment Research & Advisory Group, Inc.
|
BUY
|
- |
1New |
$43.1 - $53.3
|
1
$55.3
|