Latest Institutional Transactions on Principal ETF U.S. Small Cap M (PSC)
This table provides information on the latest institutional transactions involving Principal ETF U.S. Small Cap M (PSC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 24, 2025
Q4 2024
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
4.15KNew |
$210K - $235K
|
4.15K
$212K
|
|
|
Feb 14, 2025
Q4 2024
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
82.4K+ 389.18% |
$4.18M - $4.66M
|
104K
$5.29M
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
887+ 13.0% |
$45K - $50.2K
|
7.71K
$393K
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-6.37K- 31.27% |
$323K - $361K
|
14K
$715K
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
590+ 73.57% |
$29.9K - $33.4K
|
1.39K
$71K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
19.3K+ 8.77% |
$981K - $1.09M
|
240K
$12.2M
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
132K+ 134.26% |
$6.69M - $7.46M
|
230K
$11.7M
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
BUY
|
- |
3.83KNew |
$194K - $217K
|
3.83K
$195K
|
|
|
Feb 14, 2025
Q4 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
14KNew |
$711K - $792K
|
14K
$714K
|
|
|
Feb 14, 2025
Q4 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
27.9KNew |
$1.42M - $1.58M
|
27.9K
$1.43M
|
|
|
Feb 13, 2025
Q4 2024
|
Kraft, Davis & Associates, LLC
St. Louis, MO |
BUY
|
- |
59.5KNew |
$3.02M - $3.37M
|
59.5K
$3.04M
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
83+ 2.06% |
$4.21K - $4.7K
|
4.11K
$210K
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
9.65KNew |
$490K - $546K
|
9.65K
$492K
|
|
|
Feb 13, 2025
Q4 2024
|
Visionary Wealth Advisors
O'fallon, IL |
BUY
|
- |
15KNew |
$763K - $851K
|
15K
$768K
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
390K+ 31.27% |
$19.8M - $22.1M
|
1.64M
$83.5M
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
57.7K+ 15.59% |
$2.93M - $3.27M
|
428K
$21.8M
|
|
|
Feb 12, 2025
Q4 2024
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
3.15K+ 14.15% |
$160K - $178K
|
25.4K
$1.3M
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
42.4K+ 36.63% |
$2.15M - $2.4M
|
158K
$8.06M
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-3.81K- 99.58% |
$193K - $216K
|
16
$816
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
11.5K+ 75.01% |
$583K - $650K
|
26.8K
$1.37M
|
|
|
Feb 06, 2025
Q4 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
7.59K+ 192.06% |
$385K - $430K
|
11.5K
$589K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
143KNew |
$7.26M - $8.1M
|
143K
$7.3M
|
|
|
Feb 06, 2025
Q4 2024
|
Assetmark, Inc
|
BUY
|
- |
99New |
$5.03K - $5.6K
|
99
$5.05K
|
|
|
Feb 05, 2025
Q4 2024
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
1.5K+ 28.87% |
$76.2K - $85K
|
6.7K
$342K
|
|
|
Feb 05, 2025
Q4 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
26New |
$1.32K - $1.47K
|
26
$1.33K
|
|
|
Feb 04, 2025
Q4 2024
|
Cwm, LLC
|
BUY
|
- |
2.19KNew |
$111K - $124K
|
2.19K
$112K
|
|
|
Feb 03, 2025
Q4 2024
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-265- 0.82% |
$13.5K - $15K
|
32.2K
$1.64M
|
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
13.3KNew |
$676K - $754K
|
13.3K
$680K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
32New |
$1.62K - $1.81K
|
32
$1.63K
|
|
|
Jan 31, 2025
Q4 2024
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
9.43MNew |
$479M - $534M
|
9.43M
$481M
|
|
|
Jan 30, 2025
Q4 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
401K+ 30.88% |
$20.3M - $22.7M
|
1.7M
$86.7M
|
|
|
Jan 27, 2025
Q4 2024
|
Legacy Cg, LLC
Plano, TX |
BUY
|
- |
36.8K+ 17.54% |
$1.87M - $2.08M
|
247K
$12.6M
|
|
|
Jan 27, 2025
Q4 2024
|
Fundamentun, LLC
Beachwood, OH |
BUY
|
- |
3.98KNew |
$202K - $225K
|
3.98K
$203K
|
|
|
Jan 23, 2025
Q4 2024
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
1.27K+ 187.41% |
$64.2K - $71.6K
|
1.94K
$99K
|
|
|
Jan 21, 2025
Q4 2024
|
Avaii Wealth Management, LLC
Appleton, WI |
BUY
|
- |
4.31KNew |
$219K - $244K
|
4.31K
$220K
|
|
|
Jan 14, 2025
Q4 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
4.12KNew |
$209K - $233K
|
4.12K
$210K
|
|
|
Jan 14, 2025
Q4 2024
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
114New |
$5.79K - $6.45K
|
114
$5.82K
|
|
|
Jan 10, 2025
Q4 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-203- 0.35% |
$10.3K - $11.5K
|
57.6K
$2.94M
|
|
| Q3 2024 | |||||||
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
13.2K+ 72.8% |
$626K - $690K
|
31.3K
$1.6M
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
13.9K+ 47972.41% |
$660K - $728K
|
13.9K
$711K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
878+ 6.95% |
$41.6K - $45.9K
|
13.5K
$690K
|
|
| Q2 2024 | |||||||
|
Dec 26, 2024
Q2 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
22New |
$1.01K - $1.09K
|
22
$1.12K
|
|
| Q1 2024 | |||||||
|
May 10, 2024
Q1 2024
|
Clearstead Trust, LLC
Portland, ME |
BUY
|
- |
342New |
$15.2K - $17K
|
342
$17.5K
|
|
|
May 02, 2024
Q1 2024
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-24.6K- 66.16% |
$1.09M - $1.22M
|
12.6K
$641K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
161New |
$6.11K - $7.51K
|
161
$8.22K
|
|
| Q3 2023 | |||||||
|
Nov 15, 2023
Q3 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
14.4KNew |
$580K - $638K
|
14.4K
$734K
|
|
| Q4 2022 | |||||||
|
Feb 07, 2023
Q4 2022
|
Addison Advisors LLC
|
BUY
|
- |
343New |
$12.8K - $14.4K
|
343
$17.5K
|
|
|
Jan 31, 2023
Q4 2022
|
Empirical Asset Management, LLC
|
BUY
|
- |
136+ 1.79% |
$5.09K - $5.71K
|
7.75K
$396K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-161Closed |
$5.97K - $7.2K
|
0
$0
|
|