Purchases and Sales Made in Q3 2024 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q3 2024. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 18, 2024
Q3 2024
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
106+ 0.36% |
$504 - $594
|
29.2K
$122K
|
|
|
Oct 15, 2024
Q3 2024
|
Advisor Net Financial, Inc
|
BUY
|
- |
65+ 3.39% |
$309 - $364
|
1.98K
$8.31K
|
|
|
Nov 05, 2024
Q3 2024
|
Cypress Capital Management LLC (Wy)
|
BUY
|
- |
65+ 3.43% |
$309 - $364
|
1.96K
$8.21K
|
|
|
Nov 14, 2024
Q3 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
59+ 3.4% |
$280 - $330
|
1.79K
$7.51K
|
|
|
Nov 07, 2024
Q3 2024
|
Beacon Capital Management, LLC
|
BUY
|
- |
56+ 3.45% |
$266 - $314
|
1.68K
$7.04K
|
|
|
Oct 15, 2024
Q3 2024
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
36+ 400.0% |
$171 - $202
|
45
$189
|
|
|
Oct 04, 2024
Q3 2024
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
25+ 0.06% |
$119 - $140
|
39.2K
$164K
|
|
|
Oct 11, 2024
Q3 2024
|
Rise Advisors, LLC
|
BUY
|
- |
14+ 3.54% |
$66.5 - $78.4
|
410
$1.72K
|
|
|
Nov 15, 2024
Q3 2024
|
Lri Investments, LLC
Palm Beach Gardens, FL |
BUY
|
- |
6+ 0.95% |
$28.5 - $33.6
|
638
$2.67K
|
|
|
Oct 16, 2024
Q3 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
2+ 0.06% |
$9.5 - $11.2
|
3.15K
$13.2K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2024
Q3 2024
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-1- 0.01% |
$4.75 - $5.6
|
14.7K
$61.8K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-99- 0.29% |
$470 - $554
|
33.7K
$141K
|
|
|
Nov 01, 2024
Q3 2024
|
Assetmark, Inc
|
SELL
|
- |
-113- 22.6% |
$537 - $633
|
387
$1.62K
|
|
|
Nov 15, 2024
Q3 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-133- 0.78% |
$632 - $745
|
17K
$71.1K
|
|
|
Nov 13, 2024
Q3 2024
|
Csenge Advisory Group
|
SELL
|
- |
-206- 0.47% |
$979 - $1.15K
|
43.9K
$184K
|
|
|
Nov 12, 2024
Q3 2024
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-300- 5.29% |
$1.43K - $1.68K
|
5.37K
$22.5K
|
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-684- 3.55% |
$3.25K - $3.83K
|
18.6K
$77.8K
|
|
|
Nov 12, 2024
Q3 2024
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-700- 5.4% |
$3.33K - $3.92K
|
12.3K
$51.3K
|
|
|
Dec 10, 2024
Q3 2024
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
SELL
|
- |
-700- 0.78% |
$3.33K - $3.92K
|
88.8K
$372K
|
|
|
Nov 01, 2024
Q3 2024
|
Lindbrook Capital, LLC
|
SELL
|
- |
-718- 20.87% |
$3.41K - $4.02K
|
2.72K
$11.4K
|
|
|
Oct 29, 2024
Q3 2024
|
Roman Butler Fullerton & CO
|
SELL
|
- |
-884- 1.95% |
$4.2K - $4.95K
|
44.3K
$186K
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-950- 58.46% |
$4.51K - $5.32K
|
675
$2.83K
|
|
|
Nov 12, 2024
Q3 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-967- 5.69% |
$4.59K - $5.42K
|
16K
$67.1K
|
|
|
Oct 15, 2024
Q3 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1K- 45.45% |
$4.75K - $5.6K
|
1.2K
$5.03K
|
|
|
Nov 05, 2024
Q3 2024
|
Kovack Advisors, Inc.
|
SELL
|
- |
-1.05K- 0.73% |
$4.99K - $5.89K
|
142K
$597K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.2K- 1.73% |
$5.7K - $6.73K
|
68.4K
$286K
|
|
|
Oct 21, 2024
Q3 2024
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-1.57K- 20.94% |
$7.44K - $8.77K
|
5.91K
$24.8K
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.64K- 71.17% |
$7.78K - $9.17K
|
663
$2.78K
|
|
|
Oct 28, 2024
Q3 2024
|
Stephens Inc
|
SELL
|
- |
-1.7K- 7.26% |
$8.08K - $9.52K
|
21.7K
$91K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.19K- 3.55% |
$10.4K - $12.2K
|
59.3K
$249K
|
|
|
Nov 13, 2024
Q3 2024
|
Parallel Advisors, LLC
|
SELL
|
- |
-2.44K- 19.65% |
$11.6K - $13.7K
|
10K
$41.9K
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
SELL
|
- |
-2.65K- 1.38% |
$12.6K - $14.8K
|
190K
$794K
|
|
|
Nov 13, 2024
Q3 2024
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-2.9K- 3.56% |
$13.8K - $16.2K
|
78.5K
$329K
|
|
|
Oct 29, 2024
Q3 2024
|
Silicon Valley Capital Partners
|
SELL
|
- |
-3.02KClosed |
$14.3K - $16.9K
|
0
$0
|
|
|
Oct 24, 2024
Q3 2024
|
Traynor Capital Management, Inc.
|
SELL
|
- |
-3.78K- 26.36% |
$18K - $21.2K
|
10.6K
$44.2K
|
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-3.94K- 69.25% |
$18.7K - $22.1K
|
1.75K
$7.33K
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-4.26K- 2.06% |
$20.2K - $23.8K
|
202K
$847K
|
|
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-5.58K- 44.23% |
$26.5K - $31.2K
|
7.04K
$29.5K
|
|
|
Nov 01, 2024
Q3 2024
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-6.16K- 8.04% |
$29.3K - $34.5K
|
70.5K
$296K
|
|
|
Oct 25, 2024
Q3 2024
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-6.74K- 33.2% |
$32K - $37.7K
|
13.6K
$56.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-7.05K- 8.61% |
$33.5K - $39.5K
|
74.8K
$313K
|
|
|
Oct 11, 2024
Q3 2024
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-7.15K- 4.06% |
$34K - $40K
|
169K
$707K
|
|
|
Oct 17, 2024
Q3 2024
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-7.24K- 32.37% |
$34.4K - $40.5K
|
15.1K
$63.4K
|
|
|
Oct 28, 2024
Q3 2024
|
Emc Capital Management
Houston, TX |
SELL
|
- |
-10.8K- 51.84% |
$51.1K - $60.3K
|
10K
$41.9K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-10.9K- 3.46% |
$51.7K - $61K
|
304K
$1.27M
|
|
|
Oct 24, 2024
Q3 2024
|
Arkadios Wealth Advisors
|
SELL
|
- |
-11K- 48.09% |
$52.4K - $61.7K
|
11.9K
$49.9K
|
|
|
Oct 30, 2024
Q3 2024
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-11.3K- 17.7% |
$53.7K - $63.3K
|
52.5K
$220K
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-12K- 48.75% |
$57K - $67.2K
|
12.6K
$52.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-13.8K- 15.24% |
$65.7K - $77.5K
|
76.9K
$322K
|